Tax Information and Reporting

Reports: Tax Year 2017


Forms and reports will be available by the end of the day of the date listed.


US Persons and Entities
Form/Worksheet Available Reported To Received By
1099-R January 31, 2018 Internal Revenue Service
  • IRAs, Roth IRAs and SEP IRA accounts
Consolidated Form 1099
(includes forms 1099-INT, 1099-OID, 1099-DIV, 1099-B, 1099-MISC)
February 15, 2018 Internal Revenue Service
  • All accounts
Worksheet for Form 8949 February 15, 2018
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs Trusts and Disregarded Entities
  • Advisor and Fully Disclosed Broker Clients
Gain/Loss Worksheet for 1256 Contracts February 15, 2018
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs, Trusts, unincorporated businesses and owners of Disregarded Entities
  • Advisor and Fully Disclosed Broker Clients
WHFIT Tax Information Statement March 15, 2018
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs, Trusts and Unincorporated Businesses
  • Advisor and Fully Disclosed Broker Clients
Form 2439 (for calendar year RICs) April 2,, 2018 Internal Revenue Service
  • All accounts
Form 5498 May 31, 2018 Internal Revenue Service
  • IRAs, Roth IRAs and SEP IRAs

Non US Persons and Entities
Form/Worksheet Available Reported To Received By
Form 1042-S March 15, 2017 Internal Revenue Service
  • All accounts

Canadian Persons and Entities
Form/Worksheet Available Reported To Received By
T5 February 28, 2017 Revenue Canada
  • All accounts
T5008 February 28, 2017 Revenue Canada
  • All accounts
T3 March 31, 2017 Revenue Canada
  • All accounts

Québec Residents and Entities
Form/Worksheet Available Reported To Received By
Relevé 3 February 28, 2017 Québec Ministry of Revenue
  • All accounts
Relevé 18 February 28, 2017 Québec Ministry of Revenue
  • All accounts
Relevé 16 March 31, 2017 Québec Ministry of Revenue
  • All accounts

Canadian Non Residents 1
Form/Worksheet Available Reported To Received By
NR4 March 31, 2017 Revenue Canada
  • All accounts

All Customers
Form/Worksheet Available Reported To Received By
Annual Statement January 31, 2017
  • All accounts
Dividend Report February 15, 2017
  • All accounts
Forex Income Worksheet February 28, 2017
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs Trusts and Disregarded Entities
  • Advisor and Fully Disclosed Broker Clients

  1. Non residents of Canada, holding Canadian Securities.