Performance & Statements

The Performance & Statements menu in Broker Portal provides access to PortfolioAnalyst^®, standard Statements, Flex Queries, Tax Documents, a suite of Broker specific reports and more.

IB provides a variety of highly customized reports in various formats which can be accessed from Portal > Performance Reports. In addition to these reports, we also provide Introducing Brokers with the following Broker Exception Reports:

• Incoming Stock Transfer Report: A list of any securities transfers that were transferred into a client account from an external source.
• Small and Micro-Cap Trade Blotter: A list of trades done by IBroker client accounts where the share price was less than USD 5.00.
• Customer Information Change Report: A list of all informational changes the clients of an IBroker made on the previous day, including address changes.
• Top 40 Accounts: A list of top 40 IBroker clients with the largest PNL gains and commissions.
  *Note this report is not currently generating and is being re-written
• Cashier Transaction Blotter: A list of deposits and withdrawals for the IBroker client accounts.
• Foreign Bank Certification Review Report: A list of any client accounts that have declared themselves to be foreign banks.
• OFAC and World Check Reports: This includes checks against the global sources from OFAC and World Check, as well as OFAC and World Check Reports that have occurred and were processed in the last 21 days for each open cleared sub account of the IBroker master account.
• Account Information and CIP Opening Document Reports: The account information reports are accounts generated for any newly approved client of the IBroker that have been approved between the previous trading day and the day the report is run for. They do not cover existing client accounts that were approved before the IBroker signed up for the FINRA 4311 reports. Reports include information such as name, address, org info, etc. They include the basic account information, the entities on the account, TWS users with associated entities, and World Check/Equifax Checks if applicable. Opening CIP documents used for AML purposes are provided on the same schedule as the account information reports. These CIP documents if required for an account, may include copies of a driver’s license, passport, utility bills etc.
• Politically Exposed Clients: These reports show any sub accounts of the IBroker master account that are marked as PEP as determined by Compliance. Typically, if an account has an OFAC or World Check positive match for a PEP, Compliance will mark the account as such.