Interactive Brokers Regulatory Information

Interactive Brokers LLC ("IB") is an agency only, direct market access broker that provides execution, clearance, settlement and prime brokerage for customers. Our business encompasses securities and commodities brokerage. IB does not engage in proprietary trading.

As a registered Futures Commission Merchant ("FCM"), IB is subject to the Commodity Exchange Act and rules promulgated by the Commodity Futures Trading Commission ("CFTC"), the National Futures Association ("NFA") and the various commodity exchanges of which we are members.

As a registered U.S. broker dealer, IB is subject to the rules and regulations of the Securities Exchange Act of 1934 (the "Exchange Act") and other rules promulgated by the Securities and Exchange Commission ("SEC"), the Financial Industry Regulatory Authority ("FINRA") and the rules of various securities exchanges of which we are members.




Financial Information


Equity and regulatory capital for the past 12 months:

All $s in millions.

Month End Total Equity Adjusted Net Capital (Tentative Net Capital) Net Capital Excess Net Capital
2017-09 $4,180 $3,891 $3,869 $3,451
2017-08 $4,120 $3,880 $3,863 $3,473
2017-07 $4,047 $3,665 $3,640 $3,267
2017-06 $4,066 $3,765 $3,727 $3,382
2017-05 $4,004 $3,702 $3,663 $3,314
2017-04 $3,940 $3,470 $3,414 $3,081
2017-03 $3,888 $3,161 $3,106 $2,792
2017-02 $3,832 $3,351 $3,301 $2,999
2017-01 $3,781 $3,343 $3,290 $3,004
2016-12 $3,724 $3,308 $3,255 $2,960
2016-11 $3,674 $3,337 $3,281 $2,988
2016-10 $3,624 $3,307 $3,229 $2,941

IB Annual Financial Statements

Selected FOCUS Filings Data

Please see our Strength and Security page for an overview of how IB protects customer funds.

On a daily basis IB compares the amount of funds required to be safeguarded for its commodities customers to the funds held in specially designated segregated commodities accounts. We perform two daily commodities computations: (1) domestic futures segregated funds computation and (2) foreign futures and options secured amount computation.

U.S. securities regulations require broker-dealers to perform a detailed reconciliation of customer money and securities (known as the "Customer Reserve Computation") at least weekly, to ensure that the right amount of customer money is protected. IB performs this computation daily.

The tables below report these daily computations for the past 12 months.


Domestic Segregated Funds, pursuant to CFTC regulation 1.20

All $s in millions.

Date Requirement Funds Segregated Excess
2017-11-21 $4,468 $4,672 $203
2017-11-20 $4,461 $4,651 $189
2017-11-17 $4,447 $4,658 $212
2017-11-16 $4,428 $4,630 $203
2017-11-15 $4,429 $4,627 $199
2017-11-14 $4,396 $4,604 $208
2017-11-13 $4,425 $4,644 $219
2017-11-10 $4,436 $4,636 $200
2017-11-09 $4,451 $4,679 $228
2017-11-08 $4,472 $4,667 $195
2017-11-07 $4,462 $4,690 $228
2017-11-06 $4,487 $4,691 $204
2017-11-03 $4,466 $4,672 $207
2017-11-02 $4,474 $4,706 $232
2017-11-01 $4,500 $4,697 $198
2017-10-31 $4,461 $4,672 $211
2017-10-30 $4,488 $4,726 $238
2017-10-27 $4,489 $4,695 $207
2017-10-26 $4,502 $4,701 $199
2017-10-25 $4,471 $4,673 $202
2017-10-24 $4,440 $4,644 $204
2017-10-23 $4,429 $4,637 $207
2017-10-20 $4,398 $4,600 $202
2017-10-19 $4,427 $4,627 $201
2017-10-18 $4,401 $4,602 $200
2017-10-17 $4,417 $4,619 $201
2017-10-16 $4,407 $4,743 $336
2017-10-13 $4,540 $4,727 $187
2017-10-12 $4,498 $4,701 $203
2017-10-11 $4,458 $4,657 $198
2017-10-10 $4,464 $4,680 $217
2017-10-09 $4,440 $4,647 $207
2017-10-06 $4,434 $4,635 $201
2017-10-05 $4,433 $4,639 $206
2017-10-04 $4,433 $4,632 $199
2017-10-03 $4,417 $4,617 $200
2017-10-02 $4,413 $4,617 $205
2017-09-29 $4,413 $4,608 $195
2017-09-28 $4,406 $4,605 $199
2017-09-27 $4,411 $4,612 $200
2017-09-26 $4,483 $4,685 $203
2017-09-25 $4,490 $4,695 $205
2017-09-22 $4,457 $4,667 $209
2017-09-21 $4,461 $4,663 $202
2017-09-20 $4,440 $4,642 $203
2017-09-19 $4,447 $4,656 $209
2017-09-18 $4,473 $4,682 $209
2017-09-15 $4,516 $4,712 $196
2017-09-14 $4,511 $4,713 $202
2017-09-13 $4,487 $4,694 $207
2017-09-12 $4,469 $4,672 $203
2017-09-11 $4,479 $4,682 $203
2017-09-08 $4,521 $4,723 $202
2017-09-07 $4,521 $4,717 $196
2017-09-06 $4,510 $4,704 $194
2017-09-05 $4,498 $4,714 $216
2017-09-04 $4,492 $4,685 $193
2017-09-01 $4,492 $4,694 $202
2017-08-31 $4,473 $4,673 $200
2017-08-30 $4,442 $4,661 $219
2017-08-29 $4,484 $4,680 $196
2017-08-28 $4,475 $4,674 $198
2017-08-25 $4,472 $4,675 $202
2017-08-24 $4,463 $4,665 $201
2017-08-23 $4,447 $4,647 $199
2017-08-22 $4,425 $4,634 $209
2017-08-21 $4,438 $4,636 $198
2017-08-18 $4,430 $4,649 $219
2017-08-17 $4,437 $4,632 $196
2017-08-16 $4,352 $4,555 $203
2017-08-15 $4,362 $4,565 $203
2017-08-14 $4,360 $4,568 $208
2017-08-11 $4,393 $4,611 $218
2017-08-10 $4,417 $4,611 $194
2017-08-09 $4,330 $4,530 $199
2017-08-08 $4,294 $4,497 $202
2017-08-07 $4,300 $4,509 $209
2017-08-04 $4,314 $4,527 $213
2017-08-03 $4,351 $4,550 $199
2017-08-02 $4,312 $4,511 $199
2017-08-01 $4,299 $4,497 $198
2017-07-31 $4,267 $4,467 $201
2017-07-28 $4,262 $4,475 $213
2017-07-27 $4,244 $4,444 $200
2017-07-26 $4,235 $4,435 $199
2017-07-25 $4,189 $4,389 $200
2017-07-24 $4,181 $4,382 $201
2017-07-21 $4,191 $4,388 $198
2017-07-20 $4,153 $4,358 $205
2017-07-19 $4,119 $4,320 $200
2017-07-18 $4,143 $4,339 $196
2017-07-17 $4,114 $4,320 $206
2017-07-14 $4,115 $4,312 $197
2017-07-13 $4,084 $4,288 $204
2017-07-12 $4,098 $4,297 $199
2017-07-11 $4,075 $4,297 $222
2017-07-10 $4,097 $4,332 $235
2017-07-07 $4,118 $4,332 $215
2017-07-06 $4,174 $4,370 $197
2017-07-05 $4,114 $4,325 $211
2017-07-04 $4,107 $4,300 $193
2017-07-03 $4,117 $4,311 $193
2017-06-30 $4,116 $4,323 $207
2017-06-29 $4,075 $4,280 $206
2017-06-28 $4,042 $4,272 $230
2017-06-27 $4,091 $4,286 $194
2017-06-26 $4,020 $4,224 $204
2017-06-23 $4,003 $4,200 $197
2017-06-22 $3,979 $4,182 $203
2017-06-21 $3,932 $4,146 $215
2017-06-20 $3,947 $4,145 $197
2017-06-19 $3,923 $4,129 $206
2017-06-16 $3,951 $4,131 $180
2017-06-15 $3,826 $4,015 $189
2017-06-14 $3,797 $3,999 $201
2017-06-13 $3,750 $3,975 $225
2017-06-12 $3,742 $4,022 $281
2017-06-09 $3,815 $4,056 $242
2017-06-08 $3,842 $4,072 $230
2017-06-07 $3,860 $4,066 $206
2017-06-06 $3,863 $4,076 $212
2017-06-05 $3,854 $4,068 $214
2017-06-02 $3,853 $4,053 $200
2017-06-01 $3,840 $4,046 $206
2017-05-31 $3,829 $4,030 $201
2017-05-30 $3,818 $4,021 $203
2017-05-29 $3,751 $4,006 $255
2017-05-26 $3,777 $4,001 $225
2017-05-25 $3,788 $3,990 $202
2017-05-24 $3,775 $3,974 $199
2017-05-23 $3,766 $3,965 $199
2017-05-22 $3,685 $3,894 $209
2017-05-19 $3,707 $3,910 $202
2017-05-18 $3,730 $3,931 $201
2017-05-17 $3,720 $3,919 $199
2017-05-16 $3,524 $3,726 $203
2017-05-15 $3,502 $3,699 $196
2017-05-12 $3,498 $3,699 $201
2017-05-11 $3,469 $3,676 $207
2017-05-10 $3,438 $3,657 $219
2017-05-09 $3,443 $3,690 $247
2017-05-08 $3,501 $3,676 $175
2017-05-05 $3,456 $3,635 $179
2017-05-04 $3,333 $3,536 $203
2017-05-03 $3,346 $3,547 $202
2017-05-02 $3,317 $3,530 $213
2017-05-01 $3,343 $3,556 $213
2017-04-28 $3,368 $3,575 $206
2017-04-27 $3,352 $3,532 $180
2017-04-26 $3,324 $3,560 $236
2017-04-25 $3,262 $3,495 $233
2017-04-24 $3,299 $3,543 $245
2017-04-21 $3,320 $3,557 $237
2017-04-20 $3,317 $3,553 $236
2017-04-19 $3,328 $3,574 $245
2017-04-18 $3,333 $3,591 $258
2017-04-17 $3,339 $3,570 $231
2017-04-14 $3,313 $3,599 $286
2017-04-13 $3,362 $3,599 $237
2017-04-12 $3,331 $3,574 $243
2017-04-11 $3,291 $3,524 $233
2017-04-10 $3,279 $3,541 $263
2017-04-07 $3,314 $3,557 $243
2017-04-06 $3,295 $3,535 $240
2017-04-05 $3,292 $3,526 $235
2017-04-04 $3,236 $3,482 $246
2017-04-03 $3,248 $3,490 $241
2017-03-31 $3,225 $3,495 $271
2017-03-30 $3,240 $3,481 $241
2017-03-29 $3,264 $3,519 $255
2017-03-28 $3,281 $3,518 $237
2017-03-27 $3,267 $3,505 $238
2017-03-24 $3,244 $3,488 $244
2017-03-23 $3,239 $3,483 $245
2017-03-22 $3,243 $3,493 $251
2017-03-21 $3,230 $3,451 $221
2017-03-20 $3,154 $3,410 $256
2017-03-17 $3,149 $3,415 $266
2017-03-16 $3,151 $3,397 $246
2017-03-15 $3,118 $3,379 $261
2017-03-14 $3,143 $3,388 $245
2017-03-13 $3,125 $3,409 $285
2017-03-10 $3,179 $3,425 $246
2017-03-09 $3,200 $3,428 $227
2017-03-08 $3,154 $3,393 $239
2017-03-07 $3,153 $3,420 $267
2017-03-06 $3,168 $3,438 $270
2017-03-03 $3,187 $3,434 $247
2017-03-02 $3,189 $3,438 $248
2017-03-01 $3,150 $3,365 $215
2017-02-28 $3,164 $3,402 $238
2017-02-27 $3,133 $3,372 $239
2017-02-24 $3,152 $3,398 $246
2017-02-23 $3,148 $3,384 $237
2017-02-22 $3,133 $3,374 $241
2017-02-21 $3,142 $3,359 $217
2017-02-20 $3,107 $3,343 $236
2017-02-17 $3,106 $3,343 $237
2017-02-16 $3,116 $3,374 $257
2017-02-15 $3,134 $3,361 $226
2017-02-14 $3,135 $3,360 $226
2017-02-13 $3,141 $3,371 $231
2017-02-10 $3,174 $3,404 $230
2017-02-09 $3,158 $3,385 $228
2017-02-08 $3,171 $3,397 $225
2017-02-07 $3,138 $3,363 $225
2017-02-06 $3,108 $3,343 $236
2017-02-03 $3,088 $3,312 $224
2017-02-02 $3,110 $3,335 $225
2017-02-01 $3,112 $3,362 $250
2017-01-31 $3,123 $3,352 $230
2017-01-30 $3,113 $3,341 $228
2017-01-27 $3,098 $3,337 $238
2017-01-26 $3,092 $3,320 $229
2017-01-25 $3,076 $3,311 $236
2017-01-24 $3,135 $3,364 $229
2017-01-23 $3,166 $3,402 $236
2017-01-20 $3,144 $3,376 $233
2017-01-19 $3,148 $3,389 $241
2017-01-18 $3,102 $3,341 $239
2017-01-17 $3,136 $3,367 $231
2017-01-16 $3,101 $3,335 $234
2017-01-13 $3,100 $3,342 $242
2017-01-12 $3,139 $3,374 $235
2017-01-11 $3,134 $3,364 $231
2017-01-10 $3,141 $3,368 $227
2017-01-09 $3,123 $3,352 $229
2017-01-06 $3,107 $3,321 $215
2017-01-05 $3,100 $3,359 $259
2017-01-04 $3,108 $3,344 $237
2017-01-03 $3,125 $3,362 $236
2016-12-30 $3,119 $3,356 $237
2016-12-29 $3,104 $3,332 $228
2016-12-28 $3,102 $3,336 $234
2016-12-27 $3,061 $3,290 $229
2016-12-26 $3,063 $3,297 $234
2016-12-23 $3,068 $3,297 $229
2016-12-22 $3,060 $3,283 $223
2016-12-21 $3,062 $3,290 $229
2016-12-20 $3,034 $3,320 $286
2016-12-19 $3,065 $3,351 $285
2016-12-16 $3,079 $3,374 $294
2016-12-15 $3,149 $3,349 $200
2016-12-14 $3,126 $3,358 $233
2016-12-13 $3,093 $3,312 $219
2016-12-12 $3,125 $3,351 $226
2016-12-09 $3,099 $3,320 $221
2016-12-08 $3,094 $3,316 $222
2016-12-07 $3,091 $3,310 $219
2016-12-06 $3,113 $3,347 $234
2016-12-05 $3,141 $3,374 $233
2016-12-02 $3,165 $3,407 $242
2016-12-01 $3,148 $3,376 $228
2016-11-30 $3,164 $3,380 $216
2016-11-29 $3,136 $3,393 $257
2016-11-28 $3,188 $3,382 $194
2016-11-25 $3,106 $3,352 $247
2016-11-24 $3,139 $3,340 $202
2016-11-23 $3,119 $3,338 $219
2016-11-22 $3,112 $3,331 $219
2016-11-21 $3,129 $3,356 $227

Foreign Secured Amount, pursuant to CFTC regulation 30.7

All $s in millions.

Date Requirement Funds Secured Excess
2017-11-21 $450 $569 $119
2017-11-20 $439 $576 $136
2017-11-17 $440 $563 $123
2017-11-16 $445 $572 $127
2017-11-15 $441 $570 $130
2017-11-14 $447 $571 $124
2017-11-13 $450 $577 $128
2017-11-10 $447 $571 $123
2017-11-09 $444 $560 $116
2017-11-08 $435 $563 $128
2017-11-07 $435 $563 $127
2017-11-06 $432 $556 $124
2017-11-03 $441 $567 $127
2017-11-02 $442 $575 $133
2017-11-01 $444 $573 $129
2017-10-31 $437 $561 $124
2017-10-30 $437 $567 $131
2017-10-27 $432 $554 $122
2017-10-26 $430 $561 $130
2017-10-25 $427 $555 $127
2017-10-24 $427 $554 $127
2017-10-23 $424 $555 $132
2017-10-20 $426 $555 $129
2017-10-19 $423 $546 $124
2017-10-18 $422 $548 $126
2017-10-17 $418 $543 $125
2017-10-16 $418 $539 $121
2017-10-13 $416 $550 $134
2017-10-12 $414 $543 $130
2017-10-11 $414 $541 $127
2017-10-10 $410 $532 $122
2017-10-09 $407 $533 $126
2017-10-06 $407 $533 $126
2017-10-05 $400 $534 $133
2017-10-04 $403 $531 $129
2017-10-03 $405 $533 $129
2017-10-02 $398 $529 $131
2017-09-29 $401 $531 $131
2017-09-28 $401 $530 $129
2017-09-27 $393 $521 $128
2017-09-26 $385 $518 $133
2017-09-25 $386 $510 $125
2017-09-22 $387 $515 $128
2017-09-21 $388 $514 $125
2017-09-20 $387 $523 $136
2017-09-19 $397 $520 $123
2017-09-18 $392 $519 $127
2017-09-15 $390 $519 $128
2017-09-14 $396 $520 $124
2017-09-13 $392 $516 $124
2017-09-12 $392 $515 $123
2017-09-11 $385 $516 $131
2017-09-08 $381 $508 $127
2017-09-07 $380 $504 $125
2017-09-06 $375 $507 $132
2017-09-05 $374 $502 $128
2017-09-04 $373 $489 $117
2017-09-01 $374 $500 $126
2017-08-31 $373 $498 $126
2017-08-30 $368 $493 $125
2017-08-29 $364 $491 $128
2017-08-28 $364 $491 $126
2017-08-25 $367 $485 $118
2017-08-24 $360 $487 $127
2017-08-23 $358 $484 $126
2017-08-22 $362 $487 $125
2017-08-21 $358 $485 $127
2017-08-18 $359 $487 $129
2017-08-17 $364 $497 $132
2017-08-16 $366 $489 $123
2017-08-15 $362 $488 $125
2017-08-14 $364 $491 $127
2017-08-11 $362 $484 $122
2017-08-10 $363 $494 $131
2017-08-09 $365 $493 $128
2017-08-08 $366 $497 $131
2017-08-07 $371 $497 $126
2017-08-04 $372 $498 $127
2017-08-03 $370 $498 $128
2017-08-02 $370 $495 $125
2017-08-01 $371 $502 $131
2017-07-31 $368 $495 $126
2017-07-28 $368 $495 $127
2017-07-27 $370 $499 $129
2017-07-26 $376 $502 $126
2017-07-25 $369 $500 $131
2017-07-24 $366 $492 $127
2017-07-21 $367 $495 $128
2017-07-20 $367 $491 $124
2017-07-19 $364 $496 $132
2017-07-18 $363 $491 $128
2017-07-17 $368 $492 $124
2017-07-14 $368 $496 $127
2017-07-13 $366 $490 $124
2017-07-12 $365 $494 $129
2017-07-11 $361 $489 $128
2017-07-10 $364 $492 $128
2017-07-07 $363 $490 $127
2017-07-06 $365 $493 $129
2017-07-05 $361 $493 $132
2017-07-04 $363 $497 $134
2017-07-03 $363 $500 $137
2017-06-30 $360 $481 $122
2017-06-29 $357 $482 $125
2017-06-28 $353 $480 $127
2017-06-27 $350 $478 $128
2017-06-26 $345 $469 $123
2017-06-23 $343 $472 $128
2017-06-22 $349 $477 $128
2017-06-21 $349 $480 $131
2017-06-20 $353 $490 $137
2017-06-19 $353 $486 $133
2017-06-16 $352 $499 $146
2017-06-15 $350 $484 $134
2017-06-14 $350 $474 $125
2017-06-13 $345 $473 $128
2017-06-12 $341 $463 $122
2017-06-09 $340 $465 $125
2017-06-08 $341 $470 $129
2017-06-07 $341 $470 $129
2017-06-06 $344 $469 $125
2017-06-05 $349 $473 $124
2017-06-02 $347 $476 $129
2017-06-01 $341 $464 $123
2017-05-31 $340 $465 $125
2017-05-30 $339 $463 $124
2017-05-29 $339 $462 $123
2017-05-26 $337 $458 $121
2017-05-25 $338 $463 $125
2017-05-24 $342 $466 $124
2017-05-23 $340 $469 $128
2017-05-22 $343 $471 $128
2017-05-19 $338 $466 $128
2017-05-18 $335 $465 $130
2017-05-17 $336 $462 $127
2017-05-16 $330 $454 $123
2017-05-15 $325 $458 $133
2017-05-12 $323 $446 $123
2017-05-11 $326 $449 $123
2017-05-10 $325 $459 $133
2017-05-09 $324 $461 $137
2017-05-08 $325 $480 $156
2017-05-05 $325 $472 $148
2017-05-04 $322 $445 $123
2017-05-03 $316 $440 $124
2017-05-02 $316 $448 $132
2017-05-01 $317 $446 $130
2017-04-28 $321 $453 $132
2017-04-27 $318 $467 $149
2017-04-26 $322 $450 $128
2017-04-25 $376 $515 $139
2017-04-24 $377 $512 $135
2017-04-21 $364 $483 $120
2017-04-20 $359 $495 $136
2017-04-19 $369 $492 $122
2017-04-18 $365 $487 $122
2017-04-17 $360 $487 $127
2017-04-14 $362 $495 $133
2017-04-13 $368 $498 $130
2017-04-12 $376 $490 $114
2017-04-11 $372 $502 $130
2017-04-10 $370 $491 $121
2017-04-07 $369 $486 $117
2017-04-06 $368 $508 $140
2017-04-05 $387 $502 $115
2017-04-04 $381 $505 $123
2017-04-03 $390 $511 $122
2017-03-31 $393 $523 $130
2017-03-30 $394 $525 $131
2017-03-29 $406 $537 $131
2017-03-28 $408 $529 $121
2017-03-27 $379 $501 $122
2017-03-24 $383 $519 $136
2017-03-23 $373 $542 $169
2017-03-22 $407 $518 $111
2017-03-21 $382 $504 $123
2017-03-20 $383 $521 $138
2017-03-17 $386 $521 $136
2017-03-16 $400 $528 $128
2017-03-15 $391 $504 $113
2017-03-14 $368 $493 $126
2017-03-13 $369 $497 $128
2017-03-10 $375 $497 $122
2017-03-09 $369 $489 $120
2017-03-08 $363 $493 $130
2017-03-07 $361 $480 $119
2017-03-06 $360 $490 $131
2017-03-03 $370 $488 $118
2017-03-02 $364 $491 $127
2017-03-01 $368 $493 $125
2017-02-28 $359 $481 $122
2017-02-27 $355 $479 $124
2017-02-24 $359 $486 $126
2017-02-23 $370 $484 $114
2017-02-22 $366 $479 $114
2017-02-21 $357 $490 $133
2017-02-20 $359 $478 $119
2017-02-17 $361 $482 $121
2017-02-16 $361 $476 $115
2017-02-15 $355 $479 $123
2017-02-14 $355 $479 $124
2017-02-13 $357 $481 $124
2017-02-10 $355 $477 $122
2017-02-09 $351 $471 $120
2017-02-08 $348 $466 $118
2017-02-07 $349 $475 $127
2017-02-06 $356 $482 $126
2017-02-03 $362 $481 $119
2017-02-02 $356 $479 $124
2017-02-01 $358 $486 $128
2017-01-31 $361 $481 $120
2017-01-30 $358 $490 $133
2017-01-27 $364 $487 $123
2017-01-26 $369 $492 $123
2017-01-25 $367 $490 $123
2017-01-24 $355 $475 $121
2017-01-23 $354 $475 $121
2017-01-20 $359 $479 $120
2017-01-19 $357 $484 $127
2017-01-18 $353 $478 $125
2017-01-17 $353 $475 $122
2017-01-16 $348 $469 $120
2017-01-13 $356 $478 $123
2017-01-12 $353 $479 $126
2017-01-11 $359 $483 $124
2017-01-10 $359 $487 $129
2017-01-09 $363 $486 $123
2017-01-06 $360 $493 $133
2017-01-05 $370 $480 $111
2017-01-04 $358 $477 $119
2017-01-03 $354 $487 $133
2016-12-30 $349 $466 $117
2016-12-29 $341 $481 $139
2016-12-28 $362 $481 $120
2016-12-27 $359 $481 $122
2016-12-26 $359 $477 $118
2016-12-23 $361 $476 $115
2016-12-22 $352 $473 $122
2016-12-21 $346 $473 $127
2016-12-20 $353 $474 $122
2016-12-19 $350 $471 $121
2016-12-16 $349 $484 $135
2016-12-15 $363 $493 $129
2016-12-14 $354 $480 $126
2016-12-13 $361 $486 $125
2016-12-12 $360 $492 $132
2016-12-09 $361 $490 $129
2016-12-08 $367 $488 $121
2016-12-07 $363 $488 $125
2016-12-06 $358 $491 $133
2016-12-05 $364 $486 $123
2016-12-02 $357 $475 $118
2016-12-01 $345 $463 $118
2016-11-30 $343 $469 $127
2016-11-29 $342 $465 $123
2016-11-28 $344 $464 $120
2016-11-25 $342 $467 $124
2016-11-24 $344 $464 $120
2016-11-23 $344 $468 $125
2016-11-22 $344 $468 $124
2016-11-21 $345 $460 $115

CFTC Regulation 1.55(o)(1)(iv) Disclosure12/31/2014


CFTC Computation Details
Securities Customer Reserve, pursuant to the SEC rule 15c3-3

All $s in millions.

Date Requirement Funds Segregated Excess
2017-11-20 $12,569 $12,819 $249
2017-11-17 $12,543 $12,775 $231
2017-11-16 $12,619 $12,881 $263
2017-11-15 $12,746 $12,987 $241
2017-11-14 $12,789 $13,055 $266
2017-11-13 $12,848 $13,107 $259
2017-11-10 $12,997 $13,242 $245
2017-11-09 $13,065 $13,283 $217
2017-11-08 $13,151 $13,400 $249
2017-11-07 $12,996 $13,237 $241
2017-11-06 $13,107 $13,355 $248
2017-11-03 $13,049 $13,308 $259
2017-11-02 $13,026 $13,286 $260
2017-11-01 $13,196 $13,461 $264
2017-10-31 $13,385 $13,644 $258
2017-10-30 $13,360 $13,603 $243
2017-10-27 $13,371 $13,655 $284
2017-10-26 $13,559 $13,828 $269
2017-10-25 $13,731 $13,970 $239
2017-10-24 $13,885 $14,124 $240
2017-10-23 $13,697 $13,927 $229
2017-10-20 $13,258 $13,520 $261
2017-10-19 $13,506 $13,725 $219
2017-10-18 $13,689 $13,953 $264
2017-10-17 $13,947 $14,182 $234
2017-10-16 $13,935 $14,182 $246
2017-10-13 $14,025 $14,258 $233
2017-10-12 $14,091 $14,367 $275
2017-10-11 $14,031 $14,286 $255
2017-10-10 $13,740 $13,995 $255
2017-10-09 $13,722 $13,983 $261
2017-10-05 $13,784 $14,028 $244
2017-10-04 $13,836 $14,074 $238
2017-10-03 $13,978 $14,227 $250
2017-10-02 $13,824 $14,091 $267
2017-09-29 $13,527 $13,770 $243
2017-09-28 $13,443 $13,671 $228
2017-09-27 $13,565 $13,815 $250
2017-09-26 $13,429 $13,641 $212
2017-09-25 $13,412 $13,652 $240
2017-09-22 $13,449 $13,725 $275
2017-09-21 $13,844 $14,109 $265
2017-09-20 $13,911 $14,151 $240
2017-09-19 $13,963 $14,194 $231
2017-09-18 $13,593 $13,836 $243
2017-09-15 $13,635 $13,871 $235
2017-09-14 $13,695 $13,936 $241
2017-09-13 $13,654 $13,902 $248
2017-09-12 $13,632 $13,867 $236
2017-09-11 $13,602 $13,831 $229
2017-09-08 $13,690 $13,899 $209
2017-09-07 $13,708 $13,950 $242
2017-09-06 $13,683 $13,970 $286
2017-09-05 $13,722 $13,962 $240
2017-09-04 $13,803 $14,106 $303
2017-08-31 $13,968 $14,201 $233
2017-08-30 $14,053 $14,317 $265
2017-08-29 $13,860 $14,100 $240
2017-08-28 $14,041 $14,314 $272
2017-08-25 $14,093 $14,352 $259
2017-08-24 $14,385 $14,644 $259
2017-08-23 $14,534 $14,776 $242
2017-08-22 $14,820 $15,093 $273
2017-08-21 $14,764 $15,007 $242
2017-08-18 $14,959 $15,215 $255
2017-08-17 $15,000 $15,255 $254
2017-08-16 $15,023 $15,304 $281
2017-08-15 $15,068 $15,329 $261
2017-08-14 $15,023 $15,244 $221
2017-08-11 $15,083 $15,313 $229
2017-08-10 $14,975 $15,241 $266
2017-08-09 $14,809 $15,085 $277
2017-08-08 $14,793 $15,059 $266
2017-08-07 $14,870 $15,114 $244
2017-08-04 $14,932 $15,186 $254
2017-08-03 $14,750 $14,975 $225
2017-08-02 $14,927 $15,213 $286
2017-08-01 $15,085 $15,326 $240
2017-07-31 $14,566 $14,837 $272
2017-07-28 $14,526 $14,775 $248
2017-07-27 $14,436 $14,706 $270
2017-07-26 $14,456 $14,700 $244
2017-07-25 $14,230 $14,505 $275
2017-07-24 $14,265 $14,472 $206
2017-07-21 $14,397 $14,639 $241
2017-07-20 $14,609 $14,875 $266
2017-07-19 $14,627 $14,881 $254
2017-07-18 $14,395 $14,651 $256
2017-07-17 $14,486 $14,764 $278
2017-07-14 $14,339 $14,597 $258
2017-07-13 $14,498 $14,766 $268
2017-07-12 $14,437 $14,676 $239
2017-07-11 $14,517 $14,794 $277
2017-07-10 $14,420 $14,688 $268
2017-07-07 $14,446 $14,709 $263
2017-07-06 $14,314 $14,561 $247
2017-07-05 $14,593 $14,834 $241
2017-07-04 $14,770 $15,029 $259
2017-06-30 $14,784 $15,005 $220
2017-06-29 $14,728 $14,952 $225
2017-06-28 $14,536 $14,761 $226
2017-06-27 $14,367 $14,619 $253
2017-06-26 $14,345 $14,557 $212
2017-06-23 $14,386 $14,641 $254
2017-06-22 $14,358 $14,611 $253
2017-06-21 $14,256 $14,514 $258
2017-06-20 $14,206 $14,454 $248
2017-06-19 $14,456 $14,725 $269
2017-06-16 $13,781 $14,007 $226
2017-06-15 $13,916 $14,175 $258
2017-06-14 $14,027 $14,263 $236
2017-06-13 $14,028 $14,316 $288
2017-06-12 $13,894 $14,144 $250
2017-06-09 $13,913 $14,166 $253
2017-06-08 $13,877 $14,121 $244
2017-06-07 $14,162 $14,402 $240
2017-06-06 $14,228 $14,461 $233
2017-06-05 $14,158 $14,441 $284
2017-06-02 $14,212 $14,448 $236
2017-06-01 $14,412 $14,697 $284
2017-05-31 $13,726 $13,973 $247
2017-05-30 $13,764 $14,022 $257
2017-05-29 $13,985 $14,251 $266
2017-05-25 $14,260 $14,300 $40
2017-05-24 $14,104 $14,364 $260
2017-05-23 $14,088 $14,352 $264
2017-05-22 $14,435 $14,664 $229
2017-05-19 $14,370 $14,616 $246
2017-05-18 $14,608 $14,850 $242
2017-05-17 $14,197 $14,448 $251
2017-05-16 $14,471 $14,778 $307
2017-05-15 $14,639 $14,898 $259
2017-05-12 $14,659 $14,899 $241
2017-05-11 $14,929 $15,220 $292
2017-05-10 $14,839 $15,098 $259
2017-05-09 $14,682 $14,927 $246
2017-05-08 $14,835 $15,077 $242
2017-05-05 $15,123 $15,354 $231
2017-05-04 $15,238 $15,491 $253
2017-05-03 $15,114 $15,345 $231
2017-05-02 $14,918 $15,149 $231
2017-05-01 $14,967 $15,234 $267
2017-04-28 $14,952 $15,189 $237
2017-04-27 $15,197 $15,453 $256
2017-04-26 $14,753 $15,016 $263
2017-04-25 $14,508 $14,779 $271
2017-04-24 $14,533 $14,745 $213
2017-04-21 $14,480 $14,711 $231
2017-04-20 $14,852 $15,110 $258
2017-04-19 $14,893 $15,126 $234
2017-04-18 $15,091 $15,322 $230
2017-04-17 $15,333 $15,630 $297
2017-04-14 $15,369 $15,613 $244
2017-04-12 $15,296 $15,565 $269
2017-04-11 $15,096 $15,368 $272
2017-04-10 $15,315 $15,602 $287
2017-04-07 $15,355 $15,616 $261
2017-04-06 $15,557 $15,780 $223
2017-04-05 $15,421 $15,669 $248
2017-04-04 $15,483 $15,750 $267
2017-04-03 $15,664 $15,906 $242
2017-03-31 $15,779 $16,066 $287
2017-03-30 $15,712 $15,983 $271
2017-03-29 $15,585 $15,816 $231
2017-03-28 $15,753 $16,025 $272
2017-03-27 $15,981 $16,206 $226
2017-03-24 $15,658 $15,924 $266
2017-03-23 $15,387 $15,637 $250
2017-03-22 $15,543 $15,791 $248
2017-03-21 $15,458 $15,718 $259
2017-03-20 $15,715 $15,990 $274
2017-03-17 $15,450 $15,719 $269
2017-03-16 $15,582 $15,848 $266
2017-03-15 $15,530 $15,792 $262
2017-03-14 $15,622 $15,909 $286
2017-03-13 $15,664 $15,922 $257
2017-03-10 $15,578 $15,817 $239
2017-03-09 $15,644 $15,904 $260
2017-03-08 $15,929 $16,164 $236
2017-03-07 $16,116 $16,343 $227
2017-03-06 $15,957 $16,198 $240
2017-03-03 $15,899 $16,163 $263
2017-03-02 $16,130 $16,378 $248
2017-03-01 $16,228 $16,457 $229
2017-02-28 $16,242 $16,440 $198
2017-02-27 $16,272 $16,513 $241
2017-02-24 $16,362 $16,586 $224
2017-02-23 $16,373 $16,657 $284
2017-02-22 $16,057 $16,333 $276
2017-02-21 $16,263 $16,513 $250
2017-02-20 $16,289 $16,539 $250
2017-02-16 $16,250 $16,510 $260
2017-02-15 $16,292 $16,575 $283
2017-02-14 $16,149 $16,379 $230
2017-02-13 $16,260 $16,484 $224
2017-02-10 $16,204 $16,443 $239
2017-02-09 $16,214 $16,458 $244
2017-02-08 $16,363 $16,582 $220
2017-02-07 $16,334 $16,603 $269
2017-02-06 $16,303 $16,558 $255
2017-02-03 $16,194 $16,478 $284
2017-02-02 $16,317 $16,568 $251
2017-02-01 $16,537 $16,792 $255
2017-01-31 $16,660 $16,905 $245
2017-01-30 $16,674 $16,948 $275
2017-01-27 $16,801 $17,053 $252
2017-01-26 $16,732 $16,990 $259
2017-01-25 $16,842 $17,104 $262
2017-01-24 $16,729 $16,957 $228
2017-01-23 $16,892 $17,116 $224
2017-01-20 $16,993 $17,278 $286
2017-01-19 $16,857 $17,114 $258
2017-01-18 $16,868 $17,101 $233
2017-01-17 $16,798 $17,007 $209
2017-01-16 $16,722 $17,009 $287
2017-01-12 $16,612 $16,847 $235
2017-01-11 $16,616 $16,882 $266
2017-01-10 $16,312 $16,566 $254
2017-01-09 $16,164 $16,414 $250
2017-01-06 $16,080 $16,349 $269
2017-01-05 $16,107 $16,334 $227
2017-01-04 $16,146 $16,431 $285
2017-01-03 $16,280 $16,534 $254
2016-12-30 $16,028 $16,274 $246
2016-12-29 $15,733 $16,000 $267
2016-12-28 $16,107 $16,384 $277
2016-12-27 $16,222 $16,496 $274
2016-12-26 $15,811 $16,052 $241
2016-12-22 $15,922 $16,207 $284
2016-12-21 $15,792 $16,038 $246
2016-12-20 $15,617 $15,877 $260
2016-12-19 $15,959 $16,202 $242
2016-12-16 $15,868 $16,139 $271
2016-12-15 $15,976 $16,241 $265
2016-12-14 $15,961 $16,166 $205
2016-12-13 $15,965 $16,205 $240
2016-12-12 $15,938 $16,185 $247
2016-12-09 $15,919 $16,172 $252
2016-12-08 $16,199 $16,425 $226
2016-12-07 $16,251 $16,501 $250
2016-12-06 $16,776 $17,050 $274
2016-12-05 $16,551 $16,805 $254
2016-12-02 $16,557 $16,805 $248
2016-12-01 $16,452 $16,732 $280
2016-11-30 $16,473 $16,709 $236
2016-11-29 $16,442 $16,662 $220
2016-11-28 $16,468 $16,768 $300
2016-11-25 $16,661 $16,940 $280
2016-11-24 $16,857 $17,105 $249
2016-11-22 $16,645 $16,873 $228
2016-11-21 $16,640 $16,897 $257

The below table provides concentration statistics of IB's domestic and foreign commodities funds owed to customers, as indicated by the smallest number of IB customers that make up 50% of these amounts.

"N/A" in the table below indicates a settlement holiday.

Date Domestic Segregated Foreign Secured
Smallest number of customers that comprise 50% of the funds owed to customers
2017-11-21 328 65
2017-11-20 333 66
2017-11-17 348 66
2017-11-16 357 65
2017-11-15 358 66
2017-11-14 358 65
2017-11-13 343 65
2017-11-10 343 67
2017-11-09 332 67
2017-11-08 320 68
2017-11-07 316 66
2017-11-06 303 67
2017-11-03 316 66
2017-11-02 323 67
2017-11-01 319 67
2017-10-31 318 67
2017-10-30 319 66
2017-10-27 322 67
2017-10-26 324 69
2017-10-25 336 71
2017-10-24 332 71
2017-10-23 339 71
2017-10-20 341 69
2017-10-19 339 70
2017-10-18 335 68
2017-10-17 335 68
2017-10-16 339 68
2017-10-13 309 70
2017-10-12 320 72
2017-10-11 322 73
2017-10-10 327 73
2017-10-09 328 73
2017-10-06 323 73
2017-10-05 319 73
2017-10-04 324 74
2017-10-03 328 72
2017-10-02 333 73
2017-09-29 334 73
2017-09-28 328 72
2017-09-27 327 74
2017-09-26 308 74
2017-09-25 302 76
2017-09-22 308 75
2017-09-21 312 74
2017-09-20 320 73
2017-09-19 319 71
2017-09-18 319 72
2017-09-15 313 72
2017-09-14 318 70
2017-09-13 319 72
2017-09-12 320 73
2017-09-11 314 71
2017-09-08 302 72
2017-09-07 302 72
2017-09-06 309 75
2017-09-05 310 74
2017-09-04 306 76
2017-09-01 306 74
2017-08-31 310 74
2017-08-30 310 74
2017-08-29 307 74
2017-08-28 302 74
2017-08-25 300 75
2017-08-24 299 76
2017-08-23 301 76
2017-08-22 305 76
2017-08-21 306 77
2017-08-18 312 77
2017-08-17 310 76
2017-08-16 306 77
2017-08-15 307 78
2017-08-14 304 78
2017-08-11 300 78
2017-08-10 301 78
2017-08-09 308 76
2017-08-08 314 79
2017-08-07 304 75
2017-08-04 304 75
2017-08-03 298 74
2017-08-02 308 74
2017-08-01 311 74
2017-07-31 322 74
2017-07-28 321 74
2017-07-27 327 75
2017-07-26 317 75
2017-07-25 331 76
2017-07-24 332 76
2017-07-21 330 75
2017-07-20 337 76
2017-07-19 342 76
2017-07-18 340 76
2017-07-17 344 75
2017-07-14 349 73
2017-07-13 350 74
2017-07-12 347 73
2017-07-11 350 72
2017-07-10 345 71
2017-07-07 341 71
2017-07-06 337 71
2017-07-05 344 70
2017-07-04 344 72
2017-07-03 344 72
2017-06-30 340 72
2017-06-29 363 72
2017-06-28 360 69
2017-06-27 342 69
2017-06-26 339 67
2017-06-23 342 66
2017-06-22 344 65
2017-06-21 358 66
2017-06-20 357 64
2017-06-19 365 64
2017-06-16 363 65
2017-06-15 395 65
2017-06-14 387 63
2017-06-13 396 65
2017-06-12 402 65
2017-06-09 374 65
2017-06-08 354 66
2017-06-07 348 67
2017-06-06 344 65
2017-06-05 348 64
2017-06-02 345 65
2017-06-01 349 67
2017-05-31 358 67
2017-05-30 357 67
2017-05-29 380 66
2017-05-26 376 67
2017-05-25 375 66
2017-05-24 382 66
2017-05-23 389 65
2017-05-22 417 64
2017-05-19 405 64
2017-05-18 389 65
2017-05-17 389 66
2017-05-16 414 68
2017-05-15 414 69
2017-05-12 409 70
2017-05-11 415 69
2017-05-10 424 69
2017-05-09 440 70
2017-05-08 469 69
2017-05-05 430 72
2017-05-04 397 70
2017-05-03 373 69
2017-05-02 373 69
2017-05-01 360 68
2017-04-28 353 68
2017-04-27 359 68
2017-04-26 361 67
2017-04-25 344 93
2017-04-24 329 91
2017-04-21 322 91
2017-04-20 329 93
2017-04-19 323 86
2017-04-18 316 91
2017-04-17 321 87
2017-04-14 326 87
2017-04-13 313 83
2017-04-12 324 83
2017-04-11 325 82
2017-04-10 318 85
2017-04-07 316 83
2017-04-06 322 83
2017-04-05 323 84
2017-04-04 340 87
2017-04-03 339 85
2017-03-31 344 84
2017-03-30 336 84
2017-03-29 332 73
2017-03-28 335 70
2017-03-27 337 88
2017-03-24 339 87
2017-03-23 345 82
2017-03-22 345 67
2017-03-21 347 81
2017-03-20 358 82
2017-03-17 359 81
2017-03-16 368 75
2017-03-15 371 78
2017-03-14 367 93
2017-03-13 378 94
2017-03-10 359 92
2017-03-09 359 89
2017-03-08 376 87
2017-03-07 375 85
2017-03-06 364 90
2017-03-03 353 98
2017-03-02 358 94
2017-03-01 369 92
2017-02-28 357 90
2017-02-27 363 93
2017-02-24 353 92
2017-02-23 356 92
2017-02-22 355 89
2017-02-21 353 96
2017-02-20 365 92
2017-02-17 362 90
2017-02-16 365 83
2017-02-15 362 84
2017-02-14 357 81
2017-02-13 354 83
2017-02-10 347 84
2017-02-09 345 87
2017-02-08 339 87
2017-02-07 346 83
2017-02-06 352 83
2017-02-03 364 85
2017-02-02 359 84
2017-02-01 358 86
2017-01-31 351 84
2017-01-30 356 84
2017-01-27 357 83
2017-01-26 356 83
2017-01-25 351 86
2017-01-24 341 87
2017-01-23 325 87
2017-01-20 328 83
2017-01-19 325 86
2017-01-18 335 88
2017-01-17 332 88
2017-01-16 332 87
2017-01-13 333 86
2017-01-12 332 82
2017-01-11 324 78
2017-01-10 323 79
2017-01-09 323 78
2017-01-06 328 77
2017-01-05 327 81
2017-01-04 329 84
2017-01-03 318 80
2016-12-30 310 83
2016-12-29 326 85
2016-12-28 319 80
2016-12-27 332 76
2016-12-26 323 76
2016-12-23 323 74
2016-12-22 328 80
2016-12-21 333 81
2016-12-20 339 82
2016-12-19 342 84
2016-12-16 346 84
2016-12-15 326 78
2016-12-14 340 86
2016-12-13 339 83
2016-12-12 338 89
2016-12-09 341 80
2016-12-08 346 79
2016-12-07 356 79
2016-12-06 353 83
2016-12-05 348 79
2016-12-02 327 80
2016-12-01 329 84
2016-11-30 323 82
2016-11-29 325 83
2016-11-28 318 85
2016-11-25 327 79
2016-11-24 327 79
2016-11-23 329 79
2016-11-22 332 80
2016-11-21 326 78

IB does not conduct proprietary trading. However, certain IB affiliates (defined as entities under common control and employees of the firm) hold accounts with IB to trade for their own purposes. For regulatory purposes, IB's affiliates are not treated as customers.

The table below reports the last 12 months of margin requirements for affiliate accounts conducting proprietary trading as a percent of total margin requirements for IB's customers.

All $s in millions.

Month End Affiliate Proprietary Margin Requirement Total Customer Margin Requirement Affiliate Proprietary Margin Requirement as % of Total Customer Margin Requirement
2017-09 $5 $1,225 0.45%
2017-08 $6 $1,171 0.53%
2017-07 $9 $1,224 0.76%
2017-06 $10 $1,099 0.90%
2017-05 $15 $1,324 1.16%
2017-04 $16 $1,258 1.29%
2017-03 $17 $1,224 1.39%
2017-02 $18 $1,288 1.43%
2017-01 $18 $1,255 1.45%
2016-12 $17 $1,184 1.46%
2016-11 $19 $1,258 1.47%
2016-10 $10 $1,143 0.86%

The below table provides IB's leveraged portion of forex liabilities owed to customers.

All $s in millions.

Date Customer ECP Non Affiliates ECP Affiliates
2017-11-22 $44 $47 $3
2017-11-21 $43 $44 $3
2017-11-20 $44 $45 $3
2017-11-17 $44 $45 $3
2017-11-16 $42 $48 $4
2017-11-15 $43 $47 $3
2017-11-14 $43 $48 $4
2017-11-13 $41 $48 $3
2017-11-10 $42 $47 $4
2017-11-09 $43 $48 $2
2017-11-08 $44 $48 $3
2017-11-07 $44 $48 $4
2017-11-06 $45 $48 $2
2017-11-03 $43 $44 $3
2017-11-02 $43 $45 $2
2017-11-01 $46 $41 $2
2017-10-31 $42 $41 $2
2017-10-30 $42 $41 $3
2017-10-27 $40 $39 $1
2017-10-26 $47 $43 $2
2017-10-25 $42 $42 $2
2017-10-24 $42 $41 $2
2017-10-23 $46 $42 $2
2017-10-20 $40 $40 $2
2017-10-19 $42 $41 $2
2017-10-18 $41 $40 $1
2017-10-17 $44 $41 $1
2017-10-16 $42 $40 $2
2017-10-13 $37 $39 $2
2017-10-12 $43 $40 $2
2017-10-11 $41 $38 $2
2017-10-10 $42 $38 $3
2017-10-09 $42 $35 $0
2017-10-06 $37 $34 $3
2017-10-05 $40 $35 $3
2017-10-04 $41 $35 $2
2017-10-03 $43 $34 $3
2017-10-02 $42 $36 $3
2017-09-29 $39 $34 $3
2017-09-28 $46 $38 $3
2017-09-27 $43 $36 $3
2017-09-26 $47 $38 $3
2017-09-25 $43 $38 $3
2017-09-22 $41 $38 $3
2017-09-21 $48 $39 $3
2017-09-20 $44 $39 $3
2017-09-19 $41 $40 $3
2017-09-18 $45 $40 $3
2017-09-15 $45 $42 $3
2017-09-14 $44 $43 $4
2017-09-13 $44 $38 $4
2017-09-12 $41 $41 $3
2017-09-11 $40 $40 $3
2017-09-08 $40 $39 $3
2017-09-07 $40 $42 $3
2017-09-06 $39 $41 $3
2017-09-05 $39 $38 $3
2017-09-04 $39 $36 $4
2017-09-01 $39 $35 $11
2017-08-31 $39 $37 $11
2017-08-30 $38 $38 $10
2017-08-29 $39 $40 $11
2017-08-28 $39 $41 $11
2017-08-25 $38 $40 $12
2017-08-24 $39 $40 $10
2017-08-23 $39 $39 $11
2017-08-22 $38 $40 $10
2017-08-21 $38 $41 $8
2017-08-18 $36 $39 $7
2017-08-17 $39 $39 $7
2017-08-16 $41 $39 $11
2017-08-15 $39 $39 $12
2017-08-14 $38 $38 $8
2017-08-11 $36 $38 $6
2017-08-10 $38 $40 $7
2017-08-09 $39 $38 $6
2017-08-08 $38 $39 $10
2017-08-07 $40 $42 $7
2017-08-04 $39 $40 $8
2017-08-03 $42 $44 $8
2017-08-02 $43 $45 $7
2017-08-01 $43 $44 $7
2017-07-31 $44 $47 $7
2017-07-28 $41 $38 $8
2017-07-27 $41 $37 $9
2017-07-26 $43 $36 $10
2017-07-25 $43 $35 $9
2017-07-24 $42 $35 $7
2017-07-21 $40 $35 $7
2017-07-20 $42 $34 $6
2017-07-19 $38 $38 $6
2017-07-18 $39 $36 $8
2017-07-17 $40 $34 $12
2017-07-14 $37 $34 $11
2017-07-13 $40 $34 $7
2017-07-12 $39 $34 $7
2017-07-11 $41 $34 $7
2017-07-10 $40 $36 $7
2017-07-07 $38 $34 $6
2017-07-06 $42 $35 $8
2017-07-05 $39 $35 $6
2017-07-04 $40 $33 $6
2017-07-03 $41 $34 $7
2017-06-30 $39 $33 $7
2017-06-29 $42 $37 $8
2017-06-28 $46 $35 $8
2017-06-27 $43 $35 $7
2017-06-26 $40 $34 $8
2017-06-23 $38 $34 $7
2017-06-22 $42 $35 $7
2017-06-21 $39 $35 $7
2017-06-20 $41 $33 $10
2017-06-19 $38 $34 $7
2017-06-16 $34 $31 $13
2017-06-15 $36 $33 $9
2017-06-14 $37 $32 $4
2017-06-13 $37 $31 $10
2017-06-12 $38 $30 $7
2017-06-09 $32 $30 $10
2017-06-07 $36 $35 $4
2017-06-06 $38 $35 $8
2017-06-05 $38 $34 $0
2017-06-08 $37 $35 $0
2017-06-02 $37 $36 $4
2017-06-01 $39 $34 $0
2017-05-31 $39 $34 $11
2017-05-30 $37 $33 $12
2017-05-29 $37 $33 $6
2017-05-26 $34 $31 $7
2017-05-25 $38 $35 $4
2017-05-24 $37 $35 $10
2017-05-23 $37 $35 $8
2017-05-22 $38 $37 $7
2017-05-19 $34 $33 $6
2017-05-18 $36 $34 $4
2017-05-17 $40 $36 $10
2017-05-16 $40 $36 $9
2017-05-15 $39 $35 $8
2017-05-12 $31 $33 $8
2017-05-11 $36 $33 $5
2017-05-10 $39 $33 $4
2017-05-09 $40 $32 $5
2017-05-08 $37 $31 $5
2017-05-05 $37 $31 $7
2017-05-04 $39 $32 $8
2017-05-03 $39 $32 $4
2017-05-02 $38 $34 $3
2017-05-01 $36 $36 $5
2017-04-28 $33 $35 $9
2017-04-27 $36 $38 $5
2017-04-26 $35 $36 $8
2017-04-25 $38 $33 $10
2017-04-24 $32 $31 $6
2017-04-21 $32 $30 $6
2017-04-20 $36 $33 $4
2017-04-19 $37 $33 $3
2017-04-18 $40 $32 $5
2017-04-17 $34 $32 $5
2017-04-14 $35 $32 $6
2017-04-13 $35 $31 $3
2017-04-12 $36 $32 $5
2017-04-11 $36 $32 $3
2017-04-10 $33 $32 $5
2017-04-07 $33 $33 $3
2017-04-06 $35 $31 $5
2017-04-05 $36 $33 $1
2017-04-04 $38 $32 $1
2017-04-03 $35 $32 $6
2017-03-31 $33 $32 $1
2017-03-30 $42 $34 $2
2017-03-29 $39 $32 $4
2017-03-28 $36 $33 $5
2017-03-27 $38 $31 $5
2017-03-24 $34 $32 $7
2017-03-23 $34 $33 $4
2017-03-22 $38 $34 $8
2017-03-21 $38 $34 $6
2017-03-20 $39 $35 $2
2017-03-17 $37 $38 $3
2017-03-16 $38 $34 $6
2017-03-15 $39 $34 $6
2017-03-14 $39 $33 $2
2017-03-13 $37 $32 $3
2017-03-10 $37 $32 $2
2017-03-09 $40 $35 $4
2017-03-08 $38 $35 $1
2017-03-07 $38 $35 $2
2017-03-06 $36 $34 $1
2017-03-03 $31 $34 $2
2017-03-02 $36 $34 $4
2017-03-01 $34 $32 $0
2017-02-28 $34 $32 $4
2017-02-27 $34 $31 $1
2017-02-24 $32 $30 $1
2017-02-23 $35 $31 $3
2017-02-22 $35 $31 $3
2017-02-21 $36 $30 $2
2017-02-20 $34 $31 $3
2017-02-17 $31 $29 $1
2017-02-16 $35 $31 $2
2017-02-15 $36 $27 $2
2017-02-14 $35 $27 $0
2017-02-13 $36 $29 $1
2017-02-10 $32 $28 $1
2017-02-09 $36 $27 $1
2017-02-08 $35 $27 $2
2017-02-07 $35 $28 $2
2017-02-06 $35 $28 $3
2017-02-03 $33 $28 $3
2017-02-02 $38 $29 $1
2017-02-01 $35 $27 $0
2017-01-31 $37 $29 $2
2017-01-30 $36 $28 $2
2017-01-27 $33 $25 $3
2017-01-26 $36 $28 $1
2017-01-25 $38 $28 $3
2017-01-24 $35 $28 $0
2017-01-23 $34 $30 $2
2017-01-20 $31 $28 $2
2017-01-19 $33 $30 $6
2017-01-18 $34 $31 $1
2017-01-17 $39 $29 $3
2017-01-16 $38 $28 $1
2017-01-13 $35 $27 $2
2017-01-12 $37 $29 $5
2017-01-11 $35 $27 $3
2017-01-10 $37 $26 $2
2017-01-09 $38 $25 $4
2017-01-06 $32 $26 $2
2017-01-05 $38 $28 $5
2017-01-04 $35 $25 $5
2017-01-03 $35 $24 $2
2017-01-02 $33 $24 $4
2016-12-30 $33 $25 $4
2016-12-29 $35 $25 $4
2016-12-28 $36 $29 $3
2016-12-27 $35 $25 $3
2016-12-26 $31 $24 $6
2016-12-23 $31 $24 $3
2016-12-22 $36 $28 $5
2016-12-21 $33 $28 $5
2016-12-20 $34 $28 $4
2016-12-19 $33 $31 $1
2016-12-16 $30 $34 $4
2016-12-15 $34 $32 $2
2016-12-14 $33 $31 $0
2016-12-13 $34 $29 $2
2016-12-12 $34 $29 $3
2016-12-09 $30 $29 $2
2016-12-08 $31 $31 $2
2016-12-07 $32 $30 $6
2016-12-06 $30 $30 $3
2016-12-05 $31 $31 $5
2016-12-02 $27 $29 $5
2016-12-01 $30 $31 $6
2016-11-30 $31 $32 $4
2016-11-29 $32 $31 $7
2016-11-28 $30 $31 $4
2016-11-25 $29 $29 $5
2016-11-24 $30 $30 $6
2016-11-23 $31 $31 $4
2016-11-22 $33 $32 $5



Regulatory Disclosures

Please click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55(k).
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n)




Additional Information

Additional information is available on the National Futures Association website by searching for Interactive Brokers LLC in NFA's BASIC system (http://www.nfa.futures.org/basicnet/), clicking on "Interactive Brokers LLC", then "View Financial Information" and then viewing the data available under FCM Capital Report (Updated Monthly), FCM Customer Segregated Funds Report (Updated Semi-Monthly), FCM Customer Secured Amount Funds Report (Updated Semi-Monthly), FCM Cleared Swaps Customer Collateral Report (Updated Semi-Monthly).

Additional financial information on all futures commission merchants is available from the Commodity Futures Trading Commission here.