Hong Kong Futures Exchange Exchange and Regulatory Fees

Exchange Fees - Currencies: HKD, CNH, USD

Product Group Tier I
BOV HKD 10.00
BSE, MCX, SAF HKD 5.00
HHI HKD 3.50
HSI Futures and Options, CHH, CES120 HKD 10.00
MHI Futures HKD 3.50
MHI Options HKD 2.00
MCH HKD 2.00
CNH Futures CNH 8.00
CNH Options CNH 8.00
GDU USD 0.00
GDR CNH 0.00
Stock Futures - All Not Listed Below HKD 3.00
Stock Futures - Tier 2 HKD 1.00 2
Stock Futures - Tier 3 HKD 0.50 3

Regulatory Fees

Product Group Tier I
HKD-denominated products
BOV, BSE, CHH, HFI.HK, HHI, HSI, MCX, SAF HKD 0.54
CES120 HKD 0.54
MHI, MCH HKD 0.10
Stock Futures HKD 0.10
GDU USD 0.07
GDR CNH 0.50
All (US customers only) USD 0.02 1

Notes:

  1. In addition to any standard regulatory fee, US residents will also be charged the NFA assessment fee for executions on foreign exchanges. The fee rate is currently set at USD 0.02 and will be charged in the trading currency equivalent. This will result in a slight variation of regulatory costs per day as the currency rate fluctuates.
  2. Tier 2 stock futures are futures with the following underlyings: 3, 4, 11, 17,66, 267, 293, 386, 388, 762, 788, 857, 883, 902, 914, 1171, 1359, 1810, 1816, 1928, 2328, 2388, 2628, 3888, 3968, 6030.
  3. Tier 3 stock futures are futures with the following underlyings: 23, 494, 728, 939, 1088, 1398, 1800, 1898, 2600, 2899, 3328, 3988.