Other Fees

Notes:

1. IBKR imposes a submission deadline for corporate actions, after which we do not guarantee to accept your request. If we do accept your request after the submission deadline has passed, you will be charged a fee of AUD 100 for each such request, regardless of the outcome of the corporate action. As with all corporate actions, the issuer has the sole discretion to accept, reduce or reject your request. Please click here to view the submission deadlines and other relevant information.
2. First submission for a Tender issue is free of charge. Any subsequent submissions for the same offer will incur a fee of 100 AUD per submission.
3. Please provide your instructions at least 8 business days prior to the meeting for IBKR Australia and our agent to have sufficient time for processing. Click here for more information.
4. If request is submitted within the same calendar year of the dividend payment, below fees would apply: Norwegian stocks – NOK 175 per line, Swedish stocks – SEK 175 per line, Swiss stocks – CHF 15 per line. Only requests submitted during the following calendar year are free of charge.

Notes:

1. IBKR does not charge an option exercise or assignment fee. Certain transactions are subject to the standard commissions for the applicable product.
2. The transaction fees listed represent allocations of costs charged to IBKR by third-parties. IBKR does not assess a separate option exercise/assignment fee.

Notes:

1. Unless otherwise specified, the per-order fee applies to both order cancellations and modifications.
2. Execution credits are applied against cancel or modify fees for the day. Execution credits cannot exceed cancel/modify fees.

Notes:

1. Unless otherwise specified, the per-order fee applies to both order cancellations and modifications.
2. Execution credits are applied against cancel or modify fees for the day. Execution credits cannot exceed cancel/modify fees.
3. For options, credit is the lesser of (1/3 of commissions paid on those contracts that count towards credit) and (Execution Credit).

Notes:

1. GCC is the group at the CME that is responsible for reviewing ECBOT, Globex, and NYMEX executions.

Notes:

• Telephone orders are only allowed for closing orders, and the stated fee is in addition to all regular commission fees. Fees will be waived in the case of IBKR technology problems.

1. This is different from IBKR's Inst'l trade desk
2. Demat charges of INR 4.5 per stock, irrespective of quantity, are applicable in the following cases:
   • Sale of shares.
   • Transfer from client beneficiary account to personal demat account and vice versa.
   • Transfer from personal demat account to demat account held with another broker.

Notes:

• IBKR withdrawal fees do not cover third-party fees. The account holder will be solely responsible for any fees assessed by a beneficiary or correspondent bank. In addition, processing fees charged by your bank or its correspondent bank, which are not included in IBKR withdrawal fees, may be deducted from bank transfer proceeds.

Notes:

1. Please be aware that it is against Interactive Brokers policy to accept physical currency (cash) deposits. Please make all deposits to your IBKR account by bank transfer, check, direct bank transfer (ACH), or via one of the other methods described in the Funding Reference page. Should Interactive Broker's bank not block a direct deposit of physical currency a special handling fee of 1% of the deposit amount (minimum USD 50 fee) will be charged to the account upon receipt.

Notes:

1. While IBKR does not charge for incoming or outgoing ACATS transfers, customers should consult with their sending or receiving firm to determine if there will be any applicable fees for the transfers.
2. DRS deposit fees above USD 25 represent a higher fee from select transfer agents that are passed through IBKR to the client.
3. Settlement is dependent upon successful DTC processing and Transfer Agent acceptance of shares.

Notes:

1. In addition to the above, there is also a fee of HKD 5 stamp tax per transfer form. Cash cannot be accepted. Please prepare a cheque for HKD 5 per transfer form payable to "The Stock Exchange of Hong Kong Limited".
2. Please visit KB4077 for details.
3. Additional fees may be imposed for submitting large volumes that are time consuming to process, please contact Client Services via a web ticket for more information.
4. A rejection fee of HKD 1,000 will be charged for any transaction rejected by the share registry.

Notes:

1. When transferring Asian positions from your IBKR account, there is a charge of USD 50.00 for each request or the amount listed in the above table.
2. For transfers with total asset value under AUD 10,000, fee is AUD 10 per asset, otherwise AUD 5 per asset, both with minimum of AUD 50 per request.

Notes:

1. Volume tiers are applied based on monthly cumulative prime brokerage trade volume summed across all US and Canadian stock and ETF shares at the time of the trade.
2. Trades where the commission cap is applied do not count towards the monthly volume tiers.
3. Value tiers are applied based on monthly cumulative prime brokerage trade volume summed across all stock, warrants and ETF shares. This is calculated once daily, not at the time of the trade. As such, execution reductions will start the next trading day after the threshold has been exceeded.
4. Share or contract volumes for advisor, institution, and broker accounts are summed across all accounts for the purpose of determining volume breaks. These fees are applied on a marginal basis for a given calendar month.
5. Volume tiers are applied based on monthly cumulative prime brokerage trade volume summed across all futures and futures options contracts, regardless of the exchange on which they trade, at the time of the trade.
6. Commissions for US FUT and FOP are per contract. In addition to the commission charge, applicable Exchange Fees and Regulatory Fees will apply.
7. Certain restrictions apply to Prime activity for US Microcap stocks. https://ibkr.info/article/2892
8. Baby or fractional bonds are not supported.

Notes:

1. Charged in the base currency of the account.
2. The above fee includes a USD 11 surcharge paid to the Global Entity Identifier Foundation (GLEIF).

Notes:

• A processing fee of EUR 30.00 per request is charged for any Withholding Tax Voucher request for dividends paid on German stocks.
• A processing fee of EUR 50.00 per request is charged for any Withholding Tax Voucher requests for dividends paid on French stocks.

1. The prior 7 years of statements are available.
   For additional information on availability of Daily and Monthly statements click here.