Statements and Reports Release Notes for June 2011

Week Ending June 29, 2011

The enhancements and modifications below are available as of June 29, 2011.

Margin Report Enhancements

The following enhancements have been added to Margin Reports:

Week Ending June 24, 2011

The enhancements and modifications below are available as of June 23, 2011.

Include Canceled Trades Option Added to Activity Flex Queries

When creating an Activity Flex Query, you can now choose to include canceled trades in the statement by selecting a check box. If you choose to include canceled trades in your Flex Query, both the trade and cancellation transaction will be included, but open/close indicators will not be included in the canceled trades. If you do not choose to include canceled trades, all trade/cancellation transaction pairs will continue to be omitted.

NAV Time Series Section Removed from Daily Activity Statements

The Net Asset Value (NAV) Time Series section has been removed from daily Activity Statements.this section, which displays a bar chart time series of long and short equity balances by asset class in your account's base currency, will no longer appear in your daily Activity Statements.

Week Ending June 17, 2011

The enhancements and modifications below are available as of June 16, 2011.

Issuer Field Added to Flex Queries

In Activity Flex Queries and Trade Confirmation Flex Queries, the Issuer field has been added to all sections that contain common security information fields (Security ID, Security ID Type, CUSIP, ISIN). The data associated with the Issuer field applies to structured products only and is available as of June 16, 2011.

Underlying Symbol and Underlying Conid Fields Changed in Flex Queries

In Flex Queries, if a security does not have an underlying, then the Underlying Symbol and Underlying Conid fields will be empty. These fields will only be populated if the security or derivative has an actual underlying. Previously, the symbol and conid for the security without an underlying were copied to the Underlying Symbol and Underlying Conid fields.

Include Canceled Trades Option Added to Activity Statement Customize Template

When creating a Customized Activity Statement, you can now choose to include canceled trades in the statement by selecting a check box. If you choose to include canceled trades on your statement, both the trade and cancellation transaction will be included, but open/close indicators will not be included in the canceled trades. If you do not choose to include canceled trades in a Customized Statement, all trade/cancellation transaction pairs will continue to be omitted.

Week Ending June 10, 2011

The enhancements and modifications below are available as of June 7, 2011.

Transaction Summary Section Added to Activity Statements

A new optional section, Transaction Summary, has been added to Activity Statements (HTML and PDF formats). This section is identical to the Transaction Summary section used in the FA Client Quarterly Summary. If enabled, this new section will appear before the Trades section.

Enhanced Account Selector Added to Soft Dollars Disbursements Page

The enhanced account selector, which lets you quickly search for client/sub accounts by Account ID, Account Title or Account Alias by clicking radio buttons, has been added to the Soft Dollars Disbursements page in Account Management > Funds Management.

Week Ending June 3, 2011

The enhancements and modifications below are available as of June 3, 2011.

Margin Reports Available in the Morning By Request

Margin Reports are available at the close of the trading day. You can now request a Margin Report in the morning of the trading day rather than at the close of the trading day. This version of the Margin Report is ONLY available in the morning of the trading day and will be overwritten by the regular Margin Report at the close of the trading day.

This feature is by request only.

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