Trade Conditions

UTDF

The tables below show codes for trade conditions that were applicable at the time the page was published. For more information, see pages 6-15 and 6-16 of the Direct Subscriber Interface Specification for the UTP Plan.

Sale Condition (1-byte Representation)

Code Value Code Value
A Acquisition S Split Trade
B Bunched Trade T Form T
C Cash Sale U Extended trading hours (Sold Out of Sequence)
D Distribution V Stock-Option Trade
E Placeholder for future use W Average Price Trade
F Intermarket Sweep X Cross Trade
G Bunched Sold Trade Y Yellow Flag Regular Trade
H Price Variation Trade Z Sold (out of Sequence)
I Odd Lot Trade 1 Stopped Stock (Regular Trade)
K Rule 155 Trade (AMEX) 2 Stopped Stock — Sold Last
L Sold Last 3 Stopped Stock — Sold (Out of Sequence)
M Market Center Official Close 4 Derivatively priced
N Next Day 5 Re-Opening Prints
O Opening Prints 6 Closing Prints
P Prior Reference Price 7 Placeholder For 611 Exempt
Q Market Center Official Open 8 Placeholder For 611 Exempt
R Seller 9 Corrected Consolidated Close (per listing market)

Sale Condition (4 byte representation)

Level1 – Byte Settlement Type Level 2 – Byte Reason for TT Exemption Level 3 Byte Extended Hours or Sold Level 4 – Byte SRO Trade Detail
  F = Intermarket Sweep T = Form T 1 = Stopped Stock
C = Cash O = Opening Prints L = Sold Last A = Acquisition
N = Next Day 4 = Derivatively Priced Z = Sold (Out of Sequence) B = Bunched
R = Seller 5 = Re-Opening Prints U = Extended Trading Hours Sold (Out of Sequence) D = Distribution
Y = Yellow Flag 6 = Closing Prints E = Placeholder
7 = Placeholder For 611 Exempt G = Bunched Sold Trade
8 = Placeholder For 611 Exempt H = Price Variation Trade
9 = Corrected Consolidated Close (per listing market) I = Odd Lot Trade
K = Rule 155
M = Market Center Official Close Price
P = Prior Reference Price
Q = Market Center Official Open Price
S = Split Trade
V = Stock-Option Trade
W = Average Price Trade
X = Cross Trade