The tables below show codes for trade conditions that were applicable at the time the page was published. For more information, see pages 6-15 and 6-16 of the Direct Subscriber Interface Specification for the UTP Plan.
Code | Value | Code | Value |
---|---|---|---|
A | Acquisition | S | Split Trade |
B | Bunched Trade | T | Form T |
C | Cash Sale | U | Extended trading hours (Sold Out of Sequence) |
D | Distribution | V | Stock-Option Trade |
E | Placeholder for future use | W | Average Price Trade |
F | Intermarket Sweep | X | Cross Trade |
G | Bunched Sold Trade | Y | Yellow Flag Regular Trade |
H | Price Variation Trade | Z | Sold (out of Sequence) |
I | Odd Lot Trade | 1 | Stopped Stock (Regular Trade) |
K | Rule 155 Trade (AMEX) | 2 | Stopped Stock — Sold Last |
L | Sold Last | 3 | Stopped Stock — Sold (Out of Sequence) |
M | Market Center Official Close | 4 | Derivatively priced |
N | Next Day | 5 | Re-Opening Prints |
O | Opening Prints | 6 | Closing Prints |
P | Prior Reference Price | 7 | Placeholder For 611 Exempt |
Q | Market Center Official Open | 8 | Placeholder For 611 Exempt |
R | Seller | 9 | Corrected Consolidated Close (per listing market) |
Level1 – Byte Settlement Type | Level 2 – Byte Reason for TT Exemption | Level 3 Byte Extended Hours or Sold | Level 4 – Byte SRO Trade Detail |
---|---|---|---|
F = Intermarket Sweep | T = Form T | 1 = Stopped Stock | |
C = Cash | O = Opening Prints | L = Sold Last | A = Acquisition |
N = Next Day | 4 = Derivatively Priced | Z = Sold (Out of Sequence) | B = Bunched |
R = Seller | 5 = Re-Opening Prints | U = Extended Trading Hours Sold (Out of Sequence) | D = Distribution |
Y = Yellow Flag | 6 = Closing Prints | E = Placeholder | |
7 = Placeholder For 611 Exempt | G = Bunched Sold Trade | ||
8 = Placeholder For 611 Exempt | H = Price Variation Trade | ||
9 = Corrected Consolidated Close (per listing market) | I = Odd Lot Trade | ||
K = Rule 155 | |||
M = Market Center Official Close Price | |||
P = Prior Reference Price | |||
Q = Market Center Official Open Price | |||
S = Split Trade | |||
V = Stock-Option Trade | |||
W = Average Price Trade | |||
X = Cross Trade |