The Streamlined Client Service Program offers a new level of service for advisors/brokers who want to handle tasks for their clients, with a simplified process for approving funding requests and signing agreements. The full list of available tasks:
- Authorization to Update or Change Account Information, Account Settings, Trading Permissions and Tax Forms.
- Authorization to Provide or Change Banking and Transfer Instructions.
- Authorization to Vote Shares and Make Elections Regarding Positions.
- Authorization for Special Programs and Alternative Investments.
- Request to Send Electronic Notices, Confirmations and Account Statements only to Advisor.
- Have communications that requires a response sent to the Advisor.
Additional Information
- What Advisors and Brokers are eligible to participate in the Streamlined Client Service Program?
- How do I enable the Streamlined Client Service Program?
- How are client's emails handled in the Streamlined Client Service Program?
- What Client Portal actions can the advisor/broker take on client's behalf?
- Can an advisor/broker change the service level provided through the Streamlined Client Service Program?
- How does a Client consent to the actions taken by the Advisor/broker through the Streamlined Client Service Program?