如果您是机构,请点击下方了解我们为RIA、对冲基金、合规官员等提供的服务。

盈透证券规管信息

盈透证券有限公司(以下简称“盈透”)是一家拥有直接市场准入的中介经纪商,为客户提供交易执行、清算、结算和机构经纪服务。我们的业务包括证券与商品经纪,不从事自营交易。

作为一家注册期货佣金商(FCM),盈透遵从商品交易法以及商品期货交易委员会(CFTC)、全国期货协会(NFA)和其所参与的各商品交易所发布的规章制度。

作为一家注册美国经纪交易商,盈透遵从1934年证券交易法以及证券交易委员会(SEC)、金融业监管局(FINRA)和其所参与的各证券交易所发布的规章制度。




财务信息


过去12个月的股本和监管资本:

单位:百万美元

月份 总股本 调整后净资本(推测净资本) 净资本 超出净资本
2020-05 $5,930 $5,328 $5,314 $4,894
2020-04 $5,876 $5,255 $5,239 $4,860
2020-03 $5,865 $5,153 $5,137 $4,794
2020-02 $5,808 $5,139 $5,123 $4,604
2020-01 $5,712 $5,216 $5,198 $4,726
2019-12 $5,760 $5,390 $5,381 $4,832
2019-11 $5,743 $5,333 $5,324 $4,829
2019-10 $5,654 $5,190 $5,179 $4,742
2019-09 $5,776 $5,403 $5,386 $4,964
2019-08 $5,940 $5,595 $5,578 $5,144
2019-07 $5,836 $5,419 $5,400 $4,958
2019-06 $5,741 $5,457 $5,433 $5,009

盈透年度财务报表

盈透加拿大年度财务报表

精选财务经营综合报告数据

请访问实力和安全页面查看盈透是如何保护客户资金的。

每天,盈透会将需要为其商品客户维持的资金数量和特别指定隔离商品账户中持有的资金数量进行对比,并进行两项日常商品计算:(1) 国内期货隔离资金计算;(2) 国外期货、期权担保金额计算。

美国证券规章制度要求经纪交易商每周至少对客户资金和证券进行一次详细的校对(即“客户储备计算”),以确保客户受保护资金数额的准确性。盈透每天都会进行这种计算。

以下表格列出了过去12个月的日常计算。


国内隔离资金,根据CFTC规章1.20

单位:百万美元

日期 要求 隔离资金 超出额
2020-07-03 $5,376 $5,639 $263
2020-07-02 $5,439 $5,639 $200
2020-07-01 $5,439 $5,643 $204
2020-06-30 $5,450 $5,650 $200
2020-06-29 $5,449 $5,663 $215
2020-06-26 $5,463 $5,704 $242
2020-06-25 $5,459 $5,660 $201
2020-06-24 $5,428 $5,631 $203
2020-06-23 $5,399 $5,625 $226
2020-06-22 $5,422 $5,621 $199
2020-06-19 $5,381 $5,603 $222
2020-06-18 $5,384 $5,682 $298
2020-06-17 $5,414 $5,700 $286
2020-06-16 $5,494 $5,697 $202
2020-06-15 $5,540 $5,760 $220
2020-06-12 $5,546 $5,806 $260
2020-06-11 $5,613 $5,819 $206
2020-06-10 $5,522 $5,762 $240
2020-06-09 $5,525 $5,728 $203
2020-06-08 $5,437 $5,634 $197
2020-06-05 $5,471 $5,672 $201
2020-06-04 $5,547 $5,754 $207
2020-06-03 $5,491 $5,693 $202
2020-06-02 $5,523 $5,752 $230
2020-06-01 $5,505 $5,778 $273
2020-05-29 $5,605 $5,807 $202
2020-05-28 $5,539 $5,743 $204
2020-05-27 $5,506 $5,710 $204
2020-05-26 $5,530 $5,742 $213
2020-05-25 $5,544 $5,790 $246
2020-05-22 $5,564 $5,789 $226
2020-05-21 $5,585 $5,838 $253
2020-05-20 $5,579 $5,787 $208
2020-05-19 $5,633 $5,834 $201
2020-05-18 $5,576 $5,775 $199
2020-05-15 $5,646 $5,848 $202
2020-05-14 $5,609 $5,834 $225
2020-05-13 $5,631 $5,884 $253
2020-05-12 $5,621 $6,218 $598
2020-05-11 $5,917 $6,160 $244
2020-05-08 $5,980 $6,249 $270
2020-05-07 $6,129 $6,328 $200
2020-05-06 $6,118 $6,445 $327
2020-05-05 $6,237 $6,441 $204
2020-05-04 $6,258 $6,495 $236
2020-05-01 $6,283 $6,493 $210
2020-04-30 $6,214 $6,415 $201
2020-04-29 $6,184 $6,386 $202
2020-04-28 $6,203 $6,413 $210
2020-04-27 $6,201 $6,414 $213
2020-04-24 $6,120 $6,373 $253
2020-04-23 $6,236 $6,488 $252
2020-04-22 $6,244 $6,537 $292
2020-04-21 $6,351 $6,566 $215
2020-04-20 $6,246 $6,397 $152
2020-04-17 $6,207 $6,407 $200
2020-04-16 $6,317 $6,520 $202
2020-04-15 $6,329 $6,545 $216
2020-04-14 $6,276 $6,477 $201
2020-04-13 $6,246 $6,453 $207
2020-04-10 $6,143 $6,348 $205
2020-04-09 $6,148 $6,347 $200
2020-04-08 $6,111 $6,312 $200
2020-04-07 $6,161 $6,361 $201
2020-04-06 $6,092 $6,300 $208
2020-04-03 $6,160 $6,403 $244
2020-04-02 $6,181 $6,422 $241
2020-04-01 $6,248 $6,450 $202
2020-03-31 $6,150 $6,352 $203
2020-03-30 $6,048 $6,252 $205
2020-03-27 $5,972 $6,170 $198
2020-03-26 $5,830 $6,027 $197
2020-03-25 $5,652 $5,874 $222
2020-03-24 $5,601 $5,859 $259
2020-03-23 $5,533 $5,736 $203
2020-03-20 $5,298 $5,500 $201
2020-03-19 $5,254 $5,449 $196
2020-03-18 $5,120 $5,345 $225
2020-03-17 $5,179 $5,388 $209
2020-03-16 $5,174 $5,365 $190
2020-03-13 $5,065 $5,283 $218
2020-03-12 $5,139 $5,332 $193
2020-03-11 $4,917 $5,139 $222
2020-03-10 $4,858 $5,118 $259
2020-03-09 $4,952 $5,143 $191
2020-03-06 $4,616 $4,818 $201
2020-03-05 $4,513 $4,712 $200
2020-03-04 $4,426 $4,629 $203
2020-03-03 $4,363 $4,576 $213
2020-03-02 $4,318 $4,521 $203
2020-02-28 $4,148 $4,353 $205
2020-02-27 $4,206 $4,405 $198
2020-02-26 $4,212 $4,427 $215
2020-02-25 $4,250 $4,449 $199
2020-02-24 $4,355 $4,556 $201
2020-02-21 $4,304 $4,505 $201
2020-02-20 $4,232 $4,438 $206
2020-02-19 $4,227 $4,446 $220
2020-02-18 $4,210 $4,412 $202
2020-02-17 $4,120 $4,346 $226
2020-02-14 $4,127 $4,345 $218
2020-02-13 $4,115 $4,317 $202
2020-02-12 $4,099 $4,319 $219
2020-02-11 $4,095 $4,296 $201
2020-02-10 $4,089 $4,290 $202
2020-02-07 $4,088 $4,291 $202
2020-02-06 $4,074 $4,275 $201
2020-02-05 $4,054 $4,268 $214
2020-02-04 $4,051 $4,267 $216
2020-02-03 $4,120 $4,348 $229
2020-01-31 $4,198 $4,398 $200
2020-01-30 $4,135 $4,338 $204
2020-01-29 $4,133 $4,334 $201
2020-01-28 $4,146 $4,347 $201
2020-01-27 $4,112 $4,314 $201
2020-01-24 $4,099 $4,301 $201
2020-01-23 $4,062 $4,264 $202
2020-01-22 $4,066 $4,266 $201
2020-01-21 $4,065 $4,273 $209
2020-01-20 $4,104 $4,307 $204
2020-01-17 $4,105 $4,308 $202
2020-01-16 $4,093 $4,295 $202
2020-01-15 $4,105 $4,305 $200
2020-01-14 $4,079 $4,281 $202
2020-01-13 $4,062 $4,271 $209
2020-01-10 $4,078 $4,323 $245
2020-01-09 $4,097 $4,304 $208
2020-01-08 $4,110 $4,312 $202
2020-01-07 $4,151 $4,378 $227
2020-01-06 $4,163 $4,370 $207
2020-01-03 $4,154 $4,380 $225
2020-01-02 $4,139 $4,347 $208
2019-12-31 $4,129 $4,334 $205
2019-12-30 $4,126 $4,338 $212
2019-12-27 $4,132 $4,331 $199
2019-12-26 $4,121 $4,322 $200
2019-12-25 $4,082 $4,304 $223
2019-12-24 $4,093 $4,304 $211
2019-12-23 $4,062 $4,273 $211
2019-12-20 $4,069 $4,274 $205
2019-12-19 $4,076 $4,277 $201
2019-12-18 $4,068 $4,269 $201
2019-12-17 $4,059 $4,260 $201
2019-12-16 $4,041 $4,246 $206
2019-12-13 $4,046 $4,248 $202
2019-12-12 $4,028 $4,228 $200
2019-12-11 $4,004 $4,225 $220
2019-12-10 $3,997 $4,248 $251
2019-12-09 $4,028 $4,229 $201
2019-12-06 $4,023 $4,246 $222
2019-12-05 $4,009 $4,270 $261
2019-12-04 $4,061 $4,293 $232
2019-12-03 $4,087 $4,289 $201
2019-12-02 $4,032 $4,231 $199
2019-11-29 $4,012 $4,214 $201
2019-11-28 $4,030 $4,227 $198
2019-11-27 $4,025 $4,226 $202
2019-11-26 $4,043 $4,243 $200
2019-11-25 $4,030 $4,232 $203
2019-11-22 $4,044 $4,249 $205
2019-11-21 $4,062 $4,284 $222
2019-11-20 $4,090 $4,300 $210
2019-11-19 $4,084 $4,284 $200
2019-11-18 $4,049 $4,250 $201
2019-11-15 $4,066 $4,267 $201
2019-11-14 $4,059 $4,278 $219
2019-11-13 $4,068 $4,278 $211
2019-11-12 $4,061 $4,263 $202
2019-11-11 $4,054 $4,270 $215
2019-11-08 $4,071 $4,282 $211
2019-11-07 $4,087 $4,304 $217
2019-11-06 $4,151 $4,384 $233
2019-11-05 $4,192 $4,393 $202
2019-11-04 $4,204 $4,406 $202
2019-11-01 $4,206 $4,407 $201
2019-10-31 $4,162 $4,365 $204
2019-10-30 $4,110 $4,311 $201
2019-10-29 $4,093 $4,294 $200
2019-10-28 $4,073 $4,277 $204
2019-10-25 $4,075 $4,280 $204
2019-10-24 $4,079 $4,282 $203
2019-10-23 $4,067 $4,272 $205
2019-10-22 $4,057 $4,257 $201
2019-10-21 $4,025 $4,226 $201
2019-10-18 $4,054 $4,271 $217
2019-10-17 $4,055 $4,281 $226
2019-10-16 $4,074 $4,304 $231
2019-10-15 $4,089 $4,284 $195
2019-10-14 $4,126 $4,321 $195
2019-10-11 $4,105 $4,302 $197
2019-10-10 $4,107 $4,309 $202
2019-10-09 $4,124 $4,341 $218
2019-10-08 $4,134 $4,338 $204
2019-10-07 $4,101 $4,296 $196
2019-10-04 $4,109 $4,331 $222
2019-10-03 $4,159 $4,370 $211
2019-10-02 $4,142 $4,342 $201
2019-10-01 $4,116 $4,316 $201
2019-09-30 $4,045 $4,252 $206
2019-09-27 $4,101 $4,310 $210
2019-09-26 $4,132 $4,333 $201
2019-09-25 $4,120 $4,321 $202
2019-09-24 $4,153 $4,354 $200
2019-09-23 $4,154 $4,382 $228
2019-09-20 $4,129 $4,343 $214
2019-09-19 $4,135 $4,336 $201
2019-09-18 $4,128 $4,330 $202
2019-09-17 $4,135 $4,345 $211
2019-09-16 $4,168 $4,376 $208
2019-09-13 $4,098 $4,291 $193
2019-09-12 $4,099 $4,299 $200
2019-09-11 $4,071 $4,279 $208
2019-09-10 $4,102 $4,302 $200
2019-09-09 $4,105 $4,320 $215
2019-09-06 $4,127 $4,328 $201
2019-09-05 $4,136 $4,337 $201
2019-09-04 $4,208 $4,428 $220
2019-09-03 $4,209 $4,409 $200
2019-09-02 $4,098 $4,333 $235
2019-08-30 $4,103 $4,335 $232
2019-08-29 $4,140 $4,366 $227
2019-08-28 $4,190 $4,428 $238
2019-08-27 $4,208 $4,410 $201
2019-08-26 $4,148 $4,365 $217
2019-08-23 $4,146 $4,347 $201
2019-08-22 $4,066 $4,266 $201
2019-08-21 $4,056 $4,263 $207
2019-08-20 $4,090 $4,302 $211
2019-08-19 $4,075 $4,299 $224
2019-08-16 $4,106 $4,331 $225
2019-08-15 $4,143 $4,343 $200
2019-08-14 $4,137 $4,338 $201
2019-08-13 $4,070 $4,272 $201
2019-08-12 $4,110 $4,323 $212
2019-08-09 $4,120 $4,319 $200
2019-08-08 $4,095 $4,308 $213
2019-08-07 $4,131 $4,336 $205
2019-08-06 $4,084 $4,294 $210
2019-08-05 $4,099 $4,305 $206
2019-08-02 $4,003 $4,208 $205
2019-08-01 $3,992 $4,192 $200
2019-07-31 $3,978 $4,187 $209
2019-07-30 $3,935 $4,138 $203
2019-07-29 $3,924 $4,125 $201
2019-07-26 $3,937 $4,145 $209
2019-07-25 $3,957 $4,158 $201
2019-07-24 $3,965 $4,165 $201
2019-07-23 $3,983 $4,186 $203
2019-07-22 $3,980 $4,181 $201
2019-07-19 $3,978 $4,180 $202
2019-07-18 $3,956 $4,172 $216
2019-07-17 $3,954 $4,150 $195
2019-07-16 $3,891 $4,092 $201
2019-07-15 $3,885 $4,092 $207
2019-07-12 $3,890 $4,091 $201
2019-07-11 $3,878 $4,112 $234
2019-07-10 $3,928 $4,171 $243
2019-07-09 $3,934 $4,135 $201
2019-07-08 $3,912 $4,112 $201
2019-07-05 $3,895 $4,097 $202
2019-07-04 $3,921 $4,146 $225
2019-07-03 $3,940 $4,148 $208

国外担保数额,根据CFTC规章30.7

单位:百万美元

日期 要求 担保资金 超出额
2020-07-03 $573 $693 $119
2020-07-02 $572 $693 $121
2020-07-01 $570 $690 $120
2020-06-30 $575 $696 $121
2020-06-29 $579 $699 $121
2020-06-26 $578 $704 $126
2020-06-25 $582 $710 $128
2020-06-24 $584 $705 $121
2020-06-23 $583 $702 $120
2020-06-22 $585 $707 $122
2020-06-19 $578 $702 $123
2020-06-18 $584 $714 $130
2020-06-17 $586 $712 $126
2020-06-16 $592 $714 $122
2020-06-15 $602 $735 $133
2020-06-12 $598 $729 $131
2020-06-11 $598 $724 $127
2020-06-10 $597 $722 $126
2020-06-09 $597 $716 $119
2020-06-08 $596 $719 $123
2020-06-05 $594 $727 $133
2020-06-04 $592 $713 $121
2020-06-03 $591 $712 $121
2020-06-02 $591 $714 $124
2020-06-01 $589 $708 $119
2020-05-29 $587 $710 $123
2020-05-28 $584 $701 $118
2020-05-27 $580 $701 $120
2020-05-26 $574 $703 $129
2020-05-25 $575 $697 $122
2020-05-22 $576 $697 $121
2020-05-21 $569 $691 $122
2020-05-20 $568 $692 $125
2020-05-19 $565 $701 $136
2020-05-18 $573 $694 $121
2020-05-15 $562 $685 $123
2020-05-14 $569 $704 $136
2020-05-13 $570 $692 $122
2020-05-12 $568 $692 $125
2020-05-11 $566 $691 $125
2020-05-08 $574 $705 $131
2020-05-07 $589 $714 $125
2020-05-06 $587 $711 $124
2020-05-05 $595 $720 $124
2020-05-04 $592 $720 $128
2020-05-01 $596 $727 $131
2020-04-30 $590 $711 $121
2020-04-29 $584 $703 $118
2020-04-28 $573 $693 $120
2020-04-27 $569 $691 $122
2020-04-24 $576 $700 $124
2020-04-23 $572 $693 $121
2020-04-22 $574 $698 $124
2020-04-21 $572 $694 $121
2020-04-20 $570 $692 $123
2020-04-17 $571 $692 $121
2020-04-16 $571 $694 $123
2020-04-15 $568 $695 $126
2020-04-14 $569 $688 $119
2020-04-13 $567 $695 $128
2020-04-10 $568 $688 $120
2020-04-09 $566 $695 $129
2020-04-08 $574 $699 $125
2020-04-07 $568 $685 $117
2020-04-06 $559 $683 $124
2020-04-03 $555 $682 $127
2020-04-02 $554 $679 $125
2020-04-01 $555 $678 $122
2020-03-31 $550 $671 $120
2020-03-30 $548 $672 $124
2020-03-27 $546 $685 $139
2020-03-26 $567 $699 $131
2020-03-25 $549 $666 $117
2020-03-24 $526 $645 $119
2020-03-23 $519 $648 $129
2020-03-20 $512 $642 $130
2020-03-19 $508 $632 $125
2020-03-18 $514 $637 $124
2020-03-17 $516 $653 $137
2020-03-16 $512 $651 $139
2020-03-13 $504 $654 $150
2020-03-12 $502 $644 $142
2020-03-11 $511 $633 $122
2020-03-10 $513 $648 $135
2020-03-09 $520 $646 $126
2020-03-06 $520 $645 $125
2020-03-05 $519 $641 $123
2020-03-04 $510 $640 $130
2020-03-03 $512 $635 $123
2020-03-02 $502 $637 $135
2020-02-28 $498 $621 $123
2020-02-27 $505 $633 $128
2020-02-26 $504 $628 $124
2020-02-25 $508 $639 $131
2020-02-24 $503 $624 $121
2020-02-21 $509 $628 $119
2020-02-20 $507 $630 $123
2020-02-19 $505 $628 $124
2020-02-18 $502 $625 $123
2020-02-17 $503 $634 $131
2020-02-14 $500 $622 $122
2020-02-13 $499 $622 $124
2020-02-12 $501 $634 $134
2020-02-11 $510 $629 $120
2020-02-10 $505 $626 $121
2020-02-07 $505 $630 $125
2020-02-06 $509 $634 $125
2020-02-05 $503 $628 $125
2020-02-04 $504 $644 $140
2020-02-03 $501 $627 $127
2020-01-31 $498 $619 $121
2020-01-30 $495 $613 $118
2020-01-29 $496 $617 $121
2020-01-28 $499 $619 $121
2020-01-27 $492 $613 $121
2020-01-24 $490 $615 $125
2020-01-23 $494 $618 $124
2020-01-22 $499 $626 $127
2020-01-21 $494 $614 $120
2020-01-20 $499 $618 $118
2020-01-17 $499 $624 $126
2020-01-16 $495 $632 $137
2020-01-15 $509 $631 $123
2020-01-14 $508 $628 $120
2020-01-13 $504 $625 $121
2020-01-10 $497 $625 $128
2020-01-09 $503 $628 $125
2020-01-08 $494 $616 $121
2020-01-07 $496 $622 $126
2020-01-06 $495 $614 $119
2020-01-03 $497 $628 $131
2020-01-02 $506 $631 $125
2019-12-31 $504 $642 $137
2019-12-30 $505 $635 $130
2019-12-27 $516 $639 $123
2019-12-26 $511 $636 $125
2019-12-25 $513 $634 $122
2019-12-24 $514 $636 $122
2019-12-23 $514 $636 $122
2019-12-20 $514 $636 $122
2019-12-19 $514 $637 $123
2019-12-18 $515 $635 $121
2019-12-17 $517 $638 $121
2019-12-16 $516 $638 $122
2019-12-13 $512 $635 $123
2019-12-12 $506 $627 $120
2019-12-11 $508 $629 $121
2019-12-10 $508 $628 $121
2019-12-09 $508 $635 $127
2019-12-06 $509 $633 $124
2019-12-05 $507 $626 $120
2019-12-04 $507 $628 $121
2019-12-03 $512 $635 $123
2019-12-02 $514 $635 $121
2019-11-29 $505 $625 $120
2019-11-28 $507 $644 $137
2019-11-27 $505 $630 $124
2019-11-26 $509 $634 $125
2019-11-25 $507 $630 $123
2019-11-22 $507 $627 $121
2019-11-21 $507 $628 $120
2019-11-20 $510 $631 $121
2019-11-19 $512 $634 $122
2019-11-18 $513 $633 $120
2019-11-15 $511 $631 $120
2019-11-14 $510 $631 $121
2019-11-13 $512 $634 $121
2019-11-12 $513 $634 $121
2019-11-11 $509 $644 $135
2019-11-08 $508 $632 $123
2019-11-07 $509 $629 $120
2019-11-06 $504 $624 $120
2019-11-05 $503 $624 $121
2019-11-04 $503 $623 $121
2019-11-01 $501 $624 $123
2019-10-31 $501 $621 $120
2019-10-30 $500 $621 $120
2019-10-29 $500 $620 $120
2019-10-28 $497 $619 $122
2019-10-25 $499 $621 $123
2019-10-24 $502 $628 $125
2019-10-23 $505 $626 $120
2019-10-22 $505 $628 $123
2019-10-21 $505 $629 $124
2019-10-18 $506 $627 $121
2019-10-17 $506 $625 $119
2019-10-16 $506 $627 $121
2019-10-15 $501 $621 $121
2019-10-14 $501 $627 $126
2019-10-11 $501 $620 $119
2019-10-10 $497 $616 $119
2019-10-09 $495 $624 $129
2019-10-08 $501 $625 $125
2019-10-07 $507 $629 $123
2019-10-04 $505 $626 $121
2019-10-03 $500 $624 $124
2019-10-02 $503 $627 $123
2019-10-01 $505 $625 $120
2019-09-30 $506 $630 $123
2019-09-27 $508 $631 $122
2019-09-26 $507 $629 $122
2019-09-25 $507 $636 $129
2019-09-24 $510 $633 $123
2019-09-23 $510 $630 $120
2019-09-20 $507 $627 $121
2019-09-19 $507 $632 $125
2019-09-18 $503 $626 $123
2019-09-17 $505 $625 $121
2019-09-16 $504 $635 $130
2019-09-13 $513 $634 $121
2019-09-12 $511 $631 $120
2019-09-11 $508 $629 $121
2019-09-10 $504 $626 $121
2019-09-09 $508 $631 $123
2019-09-06 $507 $628 $121
2019-09-05 $509 $636 $128
2019-09-04 $508 $626 $119
2019-09-03 $504 $625 $121
2019-09-02 $506 $637 $131
2019-08-30 $504 $631 $127
2019-08-29 $512 $638 $126
2019-08-28 $505 $626 $120
2019-08-27 $504 $625 $121
2019-08-26 $497 $619 $122
2019-08-23 $499 $618 $119
2019-08-22 $496 $616 $120
2019-08-21 $498 $619 $121
2019-08-20 $498 $617 $119
2019-08-19 $495 $618 $123
2019-08-16 $494 $624 $131
2019-08-15 $501 $635 $133
2019-08-14 $496 $620 $124
2019-08-13 $500 $620 $120
2019-08-12 $500 $621 $121
2019-08-09 $499 $639 $140
2019-08-08 $510 $641 $132
2019-08-07 $505 $621 $116
2019-08-06 $495 $615 $120
2019-08-05 $497 $619 $122
2019-08-02 $493 $620 $127
2019-08-01 $485 $609 $124
2019-07-31 $484 $614 $130
2019-07-30 $487 $615 $128
2019-07-29 $486 $608 $121
2019-07-26 $486 $616 $130
2019-07-25 $497 $637 $140
2019-07-24 $502 $622 $120
2019-07-23 $500 $621 $121
2019-07-22 $495 $619 $124
2019-07-19 $494 $618 $124
2019-07-18 $497 $621 $124
2019-07-17 $496 $616 $120
2019-07-16 $496 $619 $123
2019-07-15 $496 $619 $123
2019-07-12 $497 $617 $120
2019-07-11 $496 $617 $121
2019-07-10 $493 $612 $119
2019-07-09 $489 $612 $123
2019-07-08 $495 $620 $125
2019-07-05 $491 $613 $122
2019-07-04 $498 $630 $132
2019-07-03 $504 $625 $121

CFTC规则1.55(o)(1)(iv)披露12/31/2014


CFTC计算详情
证券客户储备,根据SEC规定15c3-3

单位:百万美元

日期 要求 隔离资金 超出额
2020-07-01 $29,015 $29,282 $267
2020-06-30 $29,279 $29,508 $229
2020-06-29 $29,628 $29,873 $245
2020-06-26 $30,278 $30,542 $264
2020-06-25 $29,506 $29,790 $283
2020-06-24 $29,425 $29,672 $247
2020-06-23 $29,455 $29,723 $268
2020-06-22 $28,442 $28,692 $250
2020-06-19 $28,550 $28,792 $242
2020-06-18 $28,865 $29,117 $252
2020-06-17 $29,733 $29,998 $265
2020-06-16 $29,735 $29,994 $259
2020-06-15 $30,420 $30,659 $238
2020-06-12 $29,289 $29,535 $245
2020-06-11 $29,776 $30,005 $229
2020-06-10 $30,200 $30,488 $288
2020-06-09 $30,122 $30,435 $313
2020-06-08 $29,166 $29,765 $599
2020-06-05 $28,637 $28,913 $275
2020-06-04 $28,997 $29,182 $185
2020-06-03 $29,126 $29,337 $211
2020-06-02 $29,438 $29,633 $196
2020-06-01 $29,294 $29,530 $235
2020-05-29 $29,099 $29,345 $247
2020-05-28 $29,506 $29,797 $291
2020-05-27 $29,714 $29,961 $247
2020-05-26 $29,711 $29,966 $255
2020-05-25 $29,325 $29,557 $232
2020-05-21 $29,636 $29,901 $264
2020-05-20 $29,673 $29,937 $264
2020-05-19 $29,812 $30,068 $257
2020-05-18 $29,666 $29,937 $271
2020-05-15 $30,007 $30,187 $180
2020-05-14 $29,789 $30,034 $244
2020-05-13 $30,009 $30,269 $259
2020-05-12 $30,218 $30,494 $276
2020-05-11 $29,812 $30,102 $290
2020-05-08 $29,542 $29,751 $209
2020-05-07 $29,549 $29,767 $217
2020-05-06 $29,540 $29,874 $334
2020-05-05 $29,452 $29,671 $220
2020-05-04 $29,761 $30,010 $249
2020-05-01 $29,752 $30,016 $264
2020-04-30 $30,064 $30,313 $249
2020-04-29 $29,645 $29,878 $234
2020-04-28 $30,018 $30,300 $282
2020-04-27 $30,079 $30,384 $305
2020-04-24 $29,975 $30,167 $191
2020-04-23 $30,425 $30,678 $253
2020-04-22 $30,255 $30,522 $267
2020-04-21 $30,538 $30,752 $214
2020-04-20 $30,429 $30,703 $274
2020-04-17 $30,460 $30,731 $271
2020-04-16 $30,489 $30,738 $250
2020-04-15 $30,432 $30,689 $257
2020-04-14 $30,923 $31,258 $335
2020-04-13 $30,362 $30,636 $274
2020-04-10 $30,443 $30,667 $224
2020-04-08 $29,994 $30,340 $345
2020-04-07 $29,853 $30,122 $270
2020-04-06 $29,413 $29,599 $187
2020-04-03 $29,189 $29,388 $199
2020-04-02 $29,280 $29,550 $270
2020-04-01 $28,629 $28,886 $256
2020-03-31 $28,069 $28,413 $343
2020-03-30 $28,629 $29,022 $393
2020-03-27 $28,431 $28,698 $267
2020-03-26 $28,670 $29,029 $358
2020-03-25 $28,164 $28,478 $314
2020-03-24 $28,157 $28,420 $263
2020-03-23 $27,455 $27,638 $184
2020-03-20 $27,737 $28,170 $433
2020-03-19 $26,756 $27,235 $478
2020-03-18 $26,309 $26,607 $298
2020-03-17 $25,011 $25,188 $177
2020-03-16 $24,052 $24,205 $153
2020-03-13 $22,541 $22,953 $413
2020-03-12 $22,324 $22,535 $212
2020-03-11 $22,588 $22,850 $262
2020-03-10 $21,449 $21,690 $241
2020-03-09 $21,318 $21,505 $187
2020-03-06 $20,799 $21,121 $322
2020-03-05 $21,050 $21,372 $321
2020-03-04 $20,634 $20,981 $346
2020-03-03 $20,626 $20,889 $262
2020-03-02 $19,493 $19,855 $362
2020-02-28 $18,571 $18,866 $296
2020-02-27 $18,802 $19,157 $355
2020-02-26 $18,126 $18,416 $289
2020-02-25 $17,550 $17,810 $260
2020-02-24 $18,017 $18,309 $292
2020-02-21 $17,470 $17,779 $308
2020-02-20 $17,688 $17,962 $274
2020-02-19 $17,774 $18,050 $276
2020-02-18 $17,783 $18,027 $244
2020-02-17 $17,938 $18,204 $266
2020-02-13 $18,048 $18,308 $260
2020-02-12 $18,114 $18,370 $256
2020-02-11 $18,265 $18,497 $231
2020-02-10 $17,888 $18,120 $231
2020-02-07 $17,997 $18,270 $273
2020-02-06 $18,530 $18,813 $284
2020-02-05 $18,903 $19,155 $253
2020-02-04 $18,939 $19,156 $217
2020-02-03 $18,673 $18,884 $211
2020-01-31 $18,835 $19,074 $239
2020-01-30 $19,238 $19,549 $311
2020-01-29 $18,987 $19,248 $261
2020-01-28 $19,100 $19,383 $283
2020-01-27 $19,273 $19,504 $231
2020-01-24 $19,209 $19,515 $305
2020-01-23 $19,687 $19,960 $273
2020-01-22 $19,972 $20,241 $269
2020-01-21 $16,815 $17,066 $251
2020-01-20 $16,716 $16,996 $280
2020-01-16 $16,799 $17,056 $257
2020-01-15 $16,099 $16,339 $239
2020-01-14 $16,900 $17,169 $269
2020-01-13 $16,503 $16,777 $274
2020-01-10 $15,817 $16,059 $242
2020-01-09 $15,557 $15,834 $277
2020-01-08 $15,760 $16,005 $246
2020-01-07 $15,476 $15,712 $236
2020-01-06 $14,727 $14,975 $248
2020-01-03 $14,769 $15,015 $246
2020-01-02 $14,979 $15,262 $282
2019-12-31 $14,614 $14,899 $285
2019-12-30 $14,658 $14,899 $240
2019-12-27 $15,104 $15,351 $247
2019-12-26 $15,758 $16,030 $272
2019-12-25 $16,426 $16,679 $253
2019-12-23 $16,980 $17,244 $264
2019-12-20 $17,094 $17,335 $242
2019-12-19 $17,054 $17,301 $247
2019-12-18 $17,185 $17,442 $258
2019-12-17 $16,586 $16,822 $235
2019-12-16 $16,094 $16,349 $255
2019-12-13 $16,980 $17,201 $221
2019-12-12 $17,191 $17,481 $290
2019-12-11 $17,546 $17,753 $207
2019-12-10 $17,129 $17,400 $271
2019-12-09 $16,887 $17,124 $236
2019-12-06 $17,350 $17,605 $255
2019-12-05 $17,771 $17,998 $226
2019-12-04 $17,485 $17,723 $238
2019-12-03 $17,584 $17,809 $225
2019-12-02 $17,600 $17,904 $305
2019-11-29 $17,572 $17,809 $237
2019-11-28 $17,606 $17,853 $247
2019-11-26 $17,615 $17,848 $234
2019-11-25 $17,728 $17,992 $264
2019-11-22 $17,873 $18,126 $253
2019-11-21 $18,332 $18,577 $245
2019-11-20 $18,133 $18,373 $239
2019-11-19 $18,301 $18,576 $275
2019-11-18 $18,454 $18,714 $261
2019-11-15 $18,433 $18,697 $264
2019-11-14 $18,934 $19,169 $235
2019-11-13 $19,054 $19,337 $283
2019-11-12 $19,296 $19,567 $271
2019-11-11 $19,160 $19,413 $252
2019-11-08 $19,095 $19,723 $628
2019-11-07 $19,473 $19,723 $250
2019-11-06 $19,098 $19,289 $191
2019-11-05 $19,330 $19,605 $274
2019-11-04 $18,969 $19,185 $216
2019-11-01 $18,936 $19,156 $219
2019-10-31 $19,049 $19,288 $239
2019-10-30 $18,770 $19,071 $301
2019-10-29 $18,854 $19,134 $280
2019-10-28 $18,608 $18,863 $256
2019-10-25 $18,692 $18,922 $229
2019-10-24 $18,632 $18,864 $232
2019-10-23 $18,565 $18,815 $250
2019-10-22 $18,561 $18,816 $254
2019-10-21 $18,182 $18,449 $267
2019-10-18 $18,233 $18,461 $228
2019-10-17 $18,244 $18,501 $257
2019-10-16 $18,035 $18,282 $247
2019-10-15 $17,920 $18,190 $270
2019-10-14 $17,631 $17,868 $237
2019-10-11 $17,661 $17,995 $335
2019-10-10 $17,791 $17,995 $205
2019-10-09 $17,697 $17,903 $206
2019-10-08 $17,992 $18,225 $233
2019-10-07 $17,820 $18,086 $266
2019-10-04 $18,027 $18,253 $227
2019-10-03 $18,217 $18,473 $256
2019-10-02 $18,268 $18,563 $295
2019-10-01 $18,455 $18,733 $279
2019-09-30 $18,234 $18,520 $286
2019-09-27 $18,084 $18,346 $262
2019-09-26 $18,035 $18,293 $258
2019-09-25 $18,108 $18,371 $263
2019-09-24 $18,223 $18,434 $211
2019-09-23 $17,804 $18,083 $279
2019-09-20 $17,757 $18,038 $282
2019-09-19 $18,067 $18,343 $275
2019-09-18 $18,235 $18,481 $246
2019-09-17 $18,733 $18,989 $256
2019-09-16 $18,508 $18,781 $273
2019-09-13 $18,398 $18,678 $280
2019-09-12 $18,102 $18,292 $189
2019-09-11 $17,853 $18,099 $246
2019-09-10 $17,984 $18,223 $239
2019-09-09 $17,853 $18,051 $198
2019-09-06 $17,765 $17,983 $218
2019-09-05 $17,685 $17,943 $258
2019-09-04 $18,041 $18,224 $184
2019-09-03 $17,659 $17,925 $267
2019-08-30 $17,303 $17,575 $272
2019-08-29 $17,415 $17,683 $268
2019-08-28 $17,495 $17,729 $234
2019-08-27 $17,692 $17,949 $257
2019-08-26 $17,486 $17,756 $270
2019-08-23 $17,599 $17,844 $245
2019-08-22 $17,584 $17,884 $300
2019-08-21 $17,870 $18,108 $238
2019-08-20 $17,971 $18,198 $227
2019-08-19 $17,435 $17,719 $285
2019-08-16 $17,062 $17,288 $226
2019-08-15 $17,441 $17,686 $245
2019-08-14 $17,294 $17,584 $289
2019-08-13 $17,470 $17,762 $292
2019-08-12 $17,441 $17,661 $220
2019-08-09 $17,639 $17,917 $278
2019-08-08 $17,665 $17,923 $258
2019-08-07 $17,716 $17,956 $240
2019-08-06 $17,262 $17,530 $268
2019-08-05 $17,610 $17,867 $257
2019-08-02 $17,600 $17,914 $314
2019-08-01 $17,784 $18,063 $280
2019-07-31 $17,574 $17,880 $306
2019-07-30 $17,594 $17,852 $258
2019-07-29 $17,307 $17,558 $251
2019-07-26 $17,165 $17,424 $259
2019-07-25 $17,567 $17,817 $250
2019-07-24 $17,299 $17,530 $232
2019-07-23 $17,391 $17,646 $256
2019-07-22 $17,799 $18,042 $244
2019-07-19 $17,805 $18,054 $249
2019-07-18 $17,644 $17,885 $241
2019-07-17 $17,483 $17,754 $270
2019-07-16 $17,368 $17,650 $282
2019-07-15 $17,351 $17,582 $231
2019-07-12 $17,326 $17,604 $278
2019-07-11 $17,429 $17,682 $253
2019-07-10 $17,460 $17,697 $237
2019-07-09 $17,484 $17,759 $275
2019-07-08 $17,406 $17,650 $244
2019-07-05 $17,253 $17,498 $245
2019-07-04 $17,288 $17,483 $195

以下表格列出了盈透应付客户的国内和国外商品资金的集合数据,由占这些数额50%的最小盈透客户数量表示。

表格中的“不适用”表示结算假日。

日期 国内隔离 国外担保
占应付客户资金数额50%的最小客户数量。
2020-07-03 417 42
2020-07-02 412 41
2020-07-01 415 41
2020-06-30 420 39
2020-06-29 423 39
2020-06-26 423 40
2020-06-25 419 41
2020-06-24 441 41
2020-06-23 440 41
2020-06-22 430 40
2020-06-19 454 40
2020-06-18 443 41
2020-06-17 446 42
2020-06-16 425 42
2020-06-15 419 42
2020-06-12 432 42
2020-06-11 439 42
2020-06-10 415 40
2020-06-09 406 40
2020-06-08 415 39
2020-06-05 418 40
2020-06-04 414 40
2020-06-03 418 42
2020-06-02 418 43
2020-06-01 432 43
2020-05-29 415 42
2020-05-28 429 42
2020-05-27 430 43
2020-05-26 425 43
2020-05-25 432 43
2020-05-22 428 43
2020-05-21 431 43
2020-05-20 437 44
2020-05-19 435 44
2020-05-18 454 44
2020-05-15 452 46
2020-05-14 464 45
2020-05-13 459 44
2020-05-12 454 43
2020-05-11 354 43
2020-05-08 358 43
2020-05-07 350 43
2020-05-06 348 44
2020-05-05 333 43
2020-05-04 325 43
2020-05-01 324 42
2020-04-30 326 42
2020-04-29 326 41
2020-04-28 322 43
2020-04-27 317 44
2020-04-24 329 44
2020-04-23 320 44
2020-04-22 313 44
2020-04-21 296 45
2020-04-20 294 45
2020-04-17 283 45
2020-04-16 278 45
2020-04-15 277 45
2020-04-14 282 45
2020-04-13 282 46
2020-04-10 281 47
2020-04-09 287 47
2020-04-08 284 46
2020-04-07 278 47
2020-04-06 278 47
2020-04-03 268 46
2020-04-02 271 46
2020-04-01 254 46
2020-03-31 260 46
2020-03-30 276 45
2020-03-27 283 47
2020-03-26 294 43
2020-03-25 299 46
2020-03-24 309 49
2020-03-23 301 50
2020-03-20 310 50
2020-03-19 312 52
2020-03-18 307 51
2020-03-17 304 51
2020-03-16 302 53
2020-03-13 329 53
2020-03-12 300 54
2020-03-11 338 50
2020-03-10 352 48
2020-03-09 309 46
2020-03-06 388 47
2020-03-05 423 46
2020-03-04 437 45
2020-03-03 462 44
2020-03-02 462 44
2020-02-28 477 43
2020-02-27 474 43
2020-02-26 471 44
2020-02-25 466 44
2020-02-24 448 45
2020-02-21 426 43
2020-02-20 424 43
2020-02-19 414 43
2020-02-18 421 43
2020-02-17 427 43
2020-02-14 427 43
2020-02-13 430 43
2020-02-12 430 44
2020-02-11 428 43
2020-02-10 423 43
2020-02-07 427 43
2020-02-06 425 44
2020-02-05 433 45
2020-02-04 432 44
2020-02-03 442 44
2020-01-31 440 43
2020-01-30 433 42
2020-01-29 433 43
2020-01-28 439 42
2020-01-27 465 42
2020-01-24 447 42
2020-01-23 443 43
2020-01-22 444 43
2020-01-21 439 44
2020-01-20 429 44
2020-01-17 427 44
2020-01-16 433 44
2020-01-15 437 43
2020-01-14 440 43
2020-01-13 438 44
2020-01-10 446 44
2020-01-09 421 41
2020-01-08 428 43
2020-01-07 423 43
2020-01-06 416 45
2020-01-03 417 44
2020-01-02 393 42
2019-12-31 399 42
2019-12-30 411 43
2019-12-27 400 41
2019-12-26 398 42
2019-12-25 403 42
2019-12-24 404 42
2019-12-23 410 42
2019-12-20 410 41
2019-12-19 411 41
2019-12-18 408 41
2019-12-17 412 40
2019-12-16 424 40
2019-12-13 432 40
2019-12-12 436 40
2019-12-11 441 40
2019-12-10 446 40
2019-12-09 426 40
2019-12-06 429 40
2019-12-05 454 41
2019-12-04 436 40
2019-12-03 438 40
2019-12-02 435 40
2019-11-29 423 40
2019-11-28 407 40
2019-11-27 411 40
2019-11-26 408 40
2019-11-25 412 41
2019-11-22 422 41
2019-11-21 425 41
2019-11-20 424 41
2019-11-19 421 42
2019-11-18 429 42
2019-11-15 427 42
2019-11-14 437 42
2019-11-13 433 42
2019-11-12 431 42
2019-11-11 432 43
2019-11-08 434 42
2019-11-07 432 42
2019-11-06 424 42
2019-11-05 411 42
2019-11-04 412 41
2019-11-01 420 42
2019-10-31 443 41
2019-10-30 443 42
2019-10-29 444 41
2019-10-28 453 42
2019-10-25 458 42
2019-10-24 466 42
2019-10-23 473 43
2019-10-22 478 43
2019-10-21 482 43
2019-10-18 483 43
2019-10-17 489 43
2019-10-16 475 43
2019-10-15 464 43
2019-10-14 464 43
2019-10-11 466 44
2019-10-10 470 43
2019-10-09 470 43
2019-10-08 466 42
2019-10-07 463 40
2019-10-04 464 40
2019-10-03 456 42
2019-10-02 462 42
2019-10-01 459 40
2019-09-30 462 40
2019-09-27 456 40
2019-09-26 449 42
2019-09-25 452 41
2019-09-24 459 41
2019-09-23 444 41
2019-09-20 443 41
2019-09-19 440 41
2019-09-18 438 42
2019-09-17 444 42
2019-09-16 429 42
2019-09-13 438 43
2019-09-12 445 43
2019-09-11 456 45
2019-09-10 451 46
2019-09-09 451 45
2019-09-06 446 45
2019-09-05 455 45
2019-09-04 450 46
2019-09-03 449 45
2019-09-02 455 46
2019-08-30 461 46
2019-08-29 448 44
2019-08-28 443 45
2019-08-27 440 45
2019-08-26 451 46
2019-08-23 454 46
2019-08-22 447 47
2019-08-21 451 47
2019-08-20 447 46
2019-08-19 443 48
2019-08-16 440 49
2019-08-15 438 46
2019-08-14 441 47
2019-08-13 448 46
2019-08-12 441 46
2019-08-09 437 46
2019-08-08 446 44
2019-08-07 445 44
2019-08-06 447 48
2019-08-05 437 47
2019-08-02 451 47
2019-08-01 439 48
2019-07-31 440 47
2019-07-30 439 47
2019-07-29 440 46
2019-07-26 437 47
2019-07-25 440 44
2019-07-24 439 42
2019-07-23 439 43
2019-07-22 447 44
2019-07-19 461 44
2019-07-18 467 44
2019-07-17 464 44
2019-07-16 473 44
2019-07-15 477 43
2019-07-12 474 44
2019-07-11 480 44
2019-07-10 462 45
2019-07-09 452 44
2019-07-08 454 42
2019-07-05 457 44
2019-07-04 446 42
2019-07-03 448 41

盈透不从事自营交易。但是,某些盈透附属成员(包括受共同控制实体及盈透雇员)持有盈透账户以为其自身目的进行交易。出于监管考虑,盈透的附属成员不被视为客户对待。

以下表格列出了过去12个月从事自营交易的附属成员账户之保证金要求占盈透客户总保证金要求的百分比。

单位:百万美元

月份 附属成员自营保证金要求 盈透客户总保证金要求 附属成员自营保证金要求占盈透客户总保证金要求的百分比
2020-05 $10 $2,093 0.48%
2020-04 $11 $1,872 0.58%
2020-03 $11 $1,562 0.72%
2020-02 $4 $1,283 0.28%
2020-01 $5 $1,456 0.34%
2019-12 $3 $1,289 0.26%
2019-11 $5 $1,395 0.35%
2019-10 $5 $1,359 0.39%
2019-09 $6 $1,270 0.47%
2019-08 $6 $1,207 0.51%
2019-07 $6 $1,205 0.47%
2019-06 $5 $1,135 0.48%



规管披露

请点击下方查看CFTC规则1.55(K)所要求的盈透证券公司特定披露文件。
盈透证券公司特定披露文件,根据CFTC规则1.55(K)和NFA规则2-36(n)




其他信息

其他信息可在全国期货协会网站上获取。在其BASIC系统(http://www.nfa.futures.org/basicnet/)中搜索“Interactive Brokers LLC”,然后点击“Interactive Brokers LLC”,再点击“View Financial Information”,就可以查看FCM资金报告(FCM Capital Report)(每月更新)、FCM客户隔离资金报告(FCM Customer Segregated Funds Report)(每半个月更新)、FCM客户担保金额资金报告(FCM Customer Secured Amount Funds Report)(每半个月更新)以及FCM清算掉期客户抵押报告(FCM Cleared Swaps Customer Collateral Report)(每半个月更新)中的数据。

有关所有期货佣金商的其他财务信息可在商品期货交易佣金(Commodity Futures Trading Commission)中查看此处