如果您是机构,请点击下方了解我们为RIA、对冲基金、合规官员等提供的服务。

盈透证券规管信息

盈透证券有限公司(以下简称“盈透”)是一家拥有直接市场准入的中介经纪商,为客户提供交易执行、清算、结算和机构经纪服务。我们的业务包括证券与商品经纪,不从事自营交易。

作为一家注册期货佣金商(FCM),盈透遵从商品交易法以及商品期货交易委员会(CFTC)、全国期货协会(NFA)和其所参与的各商品交易所发布的规章制度。

作为一家注册美国经纪交易商,盈透遵从1934年证券交易法以及证券交易委员会(SEC)、金融业监管局(FINRA)和其所参与的各证券交易所发布的规章制度。




财务信息


过去12个月的股本和监管资本:

单位:百万美元

月份 总股本 调整后净资本(推测净资本) 净资本 超出净资本
2021-10 $6,298 $5,422 $5,419 $4,426
2021-09 $6,190 $5,462 $5,460 $4,515
2021-08 $6,231 $5,380 $5,379 $4,466
2021-07 $6,172 $5,249 $5,248 $4,349
2021-06 $6,054 $4,833 $4,831 $3,919
2021-05 $5,976 $5,366 $5,363 $4,527
2021-04 $5,860 $5,089 $5,085 $4,265
2021-03 $5,793 $5,215 $5,211 $4,457
2021-02 $5,761 $4,970 $4,969 $4,198
2021-01 $5,752 $4,563 $4,561 $3,816
2020-12 $5,648 $5,124 $5,122 $4,448
2020-11 $6,180 $5,576 $5,565 $4,972

盈透年度财务报表

盈透加拿大年度财务报表

精选财务经营综合报告数据

请访问实力和安全页面查看盈透是如何保护客户资金的。

每天,盈透会将需要为其商品客户维持的资金数量和特别指定隔离商品账户中持有的资金数量进行对比,并进行两项日常商品计算:(1) 国内期货隔离资金计算;(2) 国外期货、期权担保金额计算。

美国证券规章制度要求经纪交易商每周至少对客户资金和证券进行一次详细的校对(即“客户储备计算”),以确保客户受保护资金数额的准确性。盈透每天都会进行这种计算。

以下表格列出了过去12个月的日常计算。


国内隔离资金,根据CFTC规章1.20

单位:百万美元

日期 要求 隔离资金 超出额
2021-11-29 $7,709 $7,909 $200
2021-11-26 $7,583 $7,778 $195
2021-11-25 $7,866 $8,096 $230
2021-11-24 $7,872 $8,091 $219
2021-11-23 $7,887 $8,091 $204
2021-11-22 $7,653 $7,862 $208
2021-11-19 $7,674 $7,883 $209
2021-11-18 $7,738 $7,945 $207
2021-11-17 $7,786 $7,992 $206
2021-11-16 $7,756 $7,979 $223
2021-11-15 $7,828 $8,066 $237
2021-11-12 $7,818 $8,094 $276
2021-11-11 $7,745 $8,079 $334
2021-11-10 $7,647 $7,952 $305
2021-11-09 $7,686 $7,937 $251
2021-11-08 $7,738 $7,940 $203
2021-11-05 $7,590 $7,794 $204
2021-11-04 $7,505 $7,708 $203
2021-11-03 $7,506 $7,710 $203
2021-11-02 $7,570 $7,793 $223
2021-11-01 $7,607 $7,810 $203
2021-10-29 $7,552 $7,769 $216
2021-10-28 $7,608 $7,814 $206
2021-10-27 $7,567 $7,771 $204
2021-10-26 $7,657 $7,870 $213
2021-10-25 $7,675 $7,925 $250
2021-10-22 $7,666 $7,879 $213
2021-10-21 $7,673 $7,899 $225
2021-10-20 $7,769 $7,972 $203
2021-10-19 $7,678 $7,879 $201
2021-10-18 $7,607 $7,816 $209
2021-10-15 $7,657 $7,875 $218
2021-10-14 $7,597 $7,853 $256
2021-10-13 $7,585 $7,796 $211
2021-10-12 $7,555 $7,759 $204
2021-10-11 $7,555 $7,765 $210
2021-10-08 $7,512 $7,715 $203
2021-10-07 $7,471 $7,701 $230
2021-10-06 $7,458 $7,659 $202
2021-10-05 $7,427 $7,653 $226
2021-10-04 $7,371 $7,577 $206
2021-10-01 $7,352 $7,574 $222
2021-09-30 $7,286 $7,491 $205
2021-09-29 $7,156 $7,365 $210
2021-09-28 $7,183 $7,399 $215
2021-09-27 $7,172 $7,427 $255
2021-09-24 $7,168 $7,371 $203
2021-09-23 $7,156 $7,356 $201
2021-09-22 $7,078 $7,281 $203
2021-09-21 $6,991 $7,196 $205
2021-09-20 $6,931 $7,133 $202
2021-09-17 $7,004 $7,206 $202
2021-09-16 $7,004 $7,236 $233
2021-09-15 $7,085 $7,332 $246
2021-09-14 $7,073 $7,287 $214
2021-09-13 $7,056 $7,260 $205
2021-09-10 $7,045 $7,259 $213
2021-09-09 $7,060 $7,281 $221
2021-09-08 $7,079 $7,280 $201
2021-09-07 $7,027 $7,248 $221
2021-09-06 $7,108 $7,368 $260
2021-09-03 $7,133 $7,365 $232
2021-09-02 $7,098 $7,298 $200
2021-09-01 $7,021 $7,236 $215
2021-08-31 $7,012 $7,229 $217
2021-08-30 $6,930 $7,185 $255
2021-08-27 $7,004 $7,232 $228
2021-08-26 $6,962 $7,173 $211
2021-08-25 $6,989 $7,194 $204
2021-08-24 $6,983 $7,184 $201
2021-08-23 $6,940 $7,150 $211
2021-08-20 $6,883 $7,089 $206
2021-08-19 $6,834 $7,037 $203
2021-08-18 $6,876 $7,091 $215
2021-08-17 $6,903 $7,106 $203
2021-08-16 $6,937 $7,148 $210
2021-08-13 $6,984 $7,186 $202
2021-08-12 $6,959 $7,171 $212
2021-08-11 $6,991 $7,193 $202
2021-08-10 $6,929 $7,132 $203
2021-08-09 $6,856 $7,059 $204
2021-08-06 $6,850 $7,056 $206
2021-08-05 $6,856 $7,093 $237
2021-08-04 $6,857 $7,099 $242
2021-08-03 $6,880 $7,080 $200
2021-08-02 $6,910 $7,115 $205
2021-07-30 $6,932 $7,145 $213
2021-07-29 $7,047 $7,267 $220
2021-07-28 $6,985 $7,225 $240
2021-07-27 $6,973 $7,192 $219
2021-07-26 $7,055 $7,260 $205
2021-07-23 $6,897 $7,132 $236
2021-07-22 $6,932 $7,198 $267
2021-07-21 $6,946 $7,148 $202
2021-07-20 $6,809 $7,021 $211
2021-07-19 $6,747 $6,951 $204
2021-07-16 $6,862 $7,063 $201
2021-07-15 $6,862 $7,070 $208
2021-07-14 $6,848 $7,058 $210
2021-07-13 $6,836 $7,045 $209
2021-07-12 $6,776 $7,006 $230
2021-07-09 $6,798 $7,022 $224
2021-07-08 $6,735 $6,896 $161
2021-07-07 $6,745 $6,950 $205
2021-07-06 $6,717 $6,924 $207
2021-07-05 $6,802 $7,010 $208
2021-07-02 $6,803 $7,005 $202
2021-07-01 $6,812 $7,015 $203
2021-06-30 $6,828 $7,030 $202
2021-06-29 $6,775 $6,977 $201
2021-06-28 $6,804 $7,015 $211
2021-06-25 $6,797 $7,003 $206
2021-06-24 $6,805 $7,010 $204
2021-06-23 $6,801 $7,005 $205
2021-06-22 $6,718 $6,929 $212
2021-06-21 $6,715 $6,968 $253
2021-06-18 $6,762 $6,969 $207
2021-06-17 $6,708 $6,932 $224
2021-06-16 $7,016 $7,220 $203
2021-06-15 $6,984 $7,184 $200
2021-06-14 $7,038 $7,244 $206
2021-06-11 $7,069 $7,271 $202
2021-06-10 $7,104 $7,306 $202
2021-06-09 $7,089 $7,290 $201
2021-06-08 $7,064 $7,265 $201
2021-06-07 $7,097 $7,325 $228
2021-06-04 $7,110 $7,309 $200
2021-06-03 $7,057 $7,261 $205
2021-06-02 $7,157 $7,382 $225
2021-06-01 $7,169 $7,379 $211
2021-05-31 $7,107 $7,355 $248
2021-05-28 $7,118 $7,352 $234
2021-05-27 $7,159 $7,405 $246
2021-05-26 $7,144 $7,363 $219
2021-05-25 $7,118 $7,340 $222
2021-05-24 $7,157 $7,412 $255
2021-05-21 $7,140 $7,340 $201
2021-05-20 $7,230 $7,451 $220
2021-05-19 $7,250 $7,459 $209
2021-05-18 $7,072 $7,312 $241
2021-05-17 $7,083 $7,286 $204
2021-05-14 $7,030 $7,232 $202
2021-05-13 $6,948 $7,171 $223
2021-05-12 $7,113 $7,318 $205
2021-05-11 $7,146 $7,368 $221
2021-05-10 $7,112 $7,313 $202
2021-05-07 $7,080 $7,308 $228
2021-05-06 $7,015 $7,242 $227
2021-05-05 $6,888 $7,158 $270
2021-05-04 $6,879 $7,080 $201
2021-05-03 $6,877 $7,074 $197
2021-04-30 $6,757 $6,963 $206
2021-04-29 $6,752 $6,965 $213
2021-04-28 $6,782 $7,030 $249
2021-04-27 $6,844 $7,070 $226
2021-04-26 $6,801 $7,069 $268
2021-04-23 $6,768 $6,972 $204
2021-04-22 $6,756 $6,959 $203
2021-04-21 $6,732 $6,933 $201
2021-04-20 $6,671 $6,881 $209
2021-04-19 $6,636 $6,881 $245
2021-04-16 $6,721 $6,947 $226
2021-04-15 $6,754 $6,956 $202
2021-04-14 $6,652 $6,856 $204
2021-04-13 $6,577 $6,785 $208
2021-04-12 $6,487 $6,732 $245
2021-04-09 $6,449 $6,721 $272
2021-04-08 $6,539 $6,741 $201
2021-04-07 $6,491 $6,708 $217
2021-04-06 $6,539 $6,739 $200
2021-04-05 $6,461 $6,684 $223
2021-04-02 $6,429 $6,698 $270
2021-04-01 $6,497 $6,707 $209
2021-03-31 $6,449 $6,652 $203
2021-03-30 $6,361 $6,572 $211
2021-03-29 $6,407 $6,655 $248
2021-03-26 $6,436 $6,648 $212
2021-03-25 $6,345 $6,593 $248
2021-03-24 $6,507 $6,725 $218
2021-03-23 $6,365 $6,621 $256
2021-03-22 $6,456 $6,760 $304
2021-03-19 $6,612 $6,813 $201
2021-03-18 $6,453 $6,656 $202
2021-03-17 $6,500 $6,700 $201
2021-03-16 $6,475 $6,703 $228
2021-03-15 $6,525 $6,775 $250
2021-03-12 $6,564 $6,791 $227
2021-03-11 $6,599 $6,829 $229
2021-03-10 $6,523 $6,794 $271
2021-03-09 $6,575 $6,802 $227
2021-03-08 $6,495 $6,764 $269
2021-03-05 $6,543 $6,784 $241
2021-03-04 $6,506 $6,708 $203
2021-03-03 $6,560 $6,781 $221
2021-03-02 $6,533 $6,790 $256
2021-03-01 $6,541 $6,760 $219
2021-02-26 $6,538 $6,742 $204
2021-02-25 $6,666 $6,868 $202
2021-02-24 $6,629 $6,862 $234
2021-02-23 $6,571 $6,772 $201
2021-02-22 $6,563 $6,760 $197
2021-02-19 $6,432 $6,632 $200
2021-02-18 $6,244 $6,445 $201
2021-02-17 $6,133 $6,336 $203
2021-02-16 $6,060 $6,261 $201
2021-02-15 $5,999 $6,232 $233
2021-02-12 $6,016 $6,229 $213
2021-02-11 $6,006 $6,216 $210
2021-02-10 $5,979 $6,206 $227
2021-02-09 $6,066 $6,307 $241
2021-02-08 $6,041 $6,246 $205
2021-02-05 $5,891 $6,103 $213
2021-02-04 $5,850 $6,052 $201
2021-02-03 $5,885 $6,086 $200
2021-02-02 $5,811 $6,027 $216
2021-02-01 $5,920 $6,169 $249
2021-01-29 $5,834 $6,039 $205
2021-01-28 $5,690 $5,928 $238
2021-01-27 $5,695 $5,897 $201
2021-01-26 $5,698 $5,923 $225
2021-01-25 $5,717 $5,923 $206
2021-01-22 $5,720 $5,922 $202
2021-01-21 $5,766 $5,989 $223
2021-01-20 $5,813 $6,014 $201
2021-01-19 $5,823 $6,036 $213
2021-01-18 $5,819 $6,051 $232
2021-01-15 $5,819 $6,047 $228
2021-01-14 $5,999 $6,372 $372
2021-01-13 $6,035 $6,329 $294
2021-01-12 $6,072 $6,291 $218
2021-01-11 $5,999 $6,144 $145
2021-01-08 $5,975 $6,183 $208
2021-01-07 $6,149 $6,342 $193
2021-01-06 $6,059 $6,258 $199
2021-01-05 $6,088 $6,291 $202
2021-01-04 $5,937 $6,176 $239
2020-12-31 $5,795 $6,051 $256
2020-12-30 $5,835 $6,054 $218
2020-12-29 $5,775 $5,977 $203
2020-12-28 $5,725 $5,964 $239
2020-12-25 $5,609 $5,895 $286
2020-12-24 $5,652 $5,895 $243
2020-12-23 $5,675 $5,874 $199
2020-12-22 $5,633 $5,849 $216
2020-12-21 $5,679 $5,882 $203
2020-12-18 $5,677 $5,901 $224
2020-12-17 $5,697 $5,898 $201
2020-12-16 $5,566 $5,770 $204
2020-12-15 $5,521 $5,736 $215
2020-12-14 $5,483 $5,698 $215
2020-12-11 $5,463 $5,691 $228
2020-12-10 $5,495 $5,695 $200
2020-12-09 $5,462 $5,673 $211
2020-12-08 $5,493 $5,739 $246
2020-12-07 $5,536 $5,796 $259
2020-12-04 $5,553 $5,799 $247
2020-12-03 $5,601 $5,815 $214
2020-12-02 $5,580 $5,781 $201
2020-12-01 $5,548 $5,746 $198
2020-11-30 $5,511 $5,728 $217

国外担保数额,根据CFTC规章30.7

单位:百万美元

日期 要求 担保资金 超出额
2021-11-29 $481 $604 $123
2021-11-26 $477 $601 $125
2021-11-25 $489 $620 $131
2021-11-24 $488 $608 $121
2021-11-23 $486 $618 $132
2021-11-22 $490 $646 $156
2021-11-19 $490 $644 $154
2021-11-18 $499 $620 $121
2021-11-17 $505 $629 $124
2021-11-16 $504 $628 $124
2021-11-15 $507 $632 $125
2021-11-12 $512 $634 $122
2021-11-11 $512 $641 $129
2021-11-10 $510 $633 $123
2021-11-09 $503 $631 $128
2021-11-08 $502 $629 $127
2021-11-05 $497 $619 $122
2021-11-04 $501 $631 $130
2021-11-03 $499 $632 $133
2021-11-02 $504 $635 $131
2021-11-01 $512 $633 $120
2021-10-29 $508 $635 $127
2021-10-28 $514 $638 $124
2021-10-27 $520 $658 $139
2021-10-26 $534 $668 $135
2021-10-25 $537 $659 $122
2021-10-22 $540 $670 $130
2021-10-21 $527 $654 $127
2021-10-20 $526 $648 $123
2021-10-19 $522 $642 $120
2021-10-18 $517 $638 $121
2021-10-15 $522 $651 $129
2021-10-14 $522 $644 $121
2021-10-13 $520 $641 $121
2021-10-12 $512 $641 $129
2021-10-11 $517 $652 $134
2021-10-08 $518 $646 $128
2021-10-07 $515 $643 $128
2021-10-06 $500 $621 $120
2021-10-05 $497 $625 $128
2021-10-04 $503 $623 $120
2021-10-01 $506 $627 $121
2021-09-30 $510 $647 $137
2021-09-29 $508 $631 $123
2021-09-28 $508 $636 $128
2021-09-27 $510 $637 $127
2021-09-24 $504 $627 $122
2021-09-23 $510 $642 $132
2021-09-22 $499 $626 $128
2021-09-21 $494 $630 $136
2021-09-20 $489 $648 $159
2021-09-17 $505 $636 $131
2021-09-16 $509 $632 $122
2021-09-15 $508 $641 $133
2021-09-14 $513 $635 $122
2021-09-13 $513 $639 $126
2021-09-10 $513 $654 $141
2021-09-09 $509 $633 $125
2021-09-08 $510 $653 $143
2021-09-07 $515 $652 $137
2021-09-06 $517 $637 $121
2021-09-03 $508 $630 $123
2021-09-02 $509 $652 $143
2021-09-01 $503 $623 $120
2021-08-31 $493 $617 $124
2021-08-30 $493 $616 $123
2021-08-27 $491 $614 $123
2021-08-26 $489 $613 $124
2021-08-25 $499 $621 $122
2021-08-24 $498 $626 $128
2021-08-23 $499 $622 $123
2021-08-20 $494 $613 $120
2021-08-19 $499 $622 $123
2021-08-18 $506 $626 $120
2021-08-17 $503 $629 $126
2021-08-16 $506 $638 $132
2021-08-13 $510 $634 $124
2021-08-12 $513 $639 $126
2021-08-11 $516 $649 $133
2021-08-10 $510 $648 $138
2021-08-09 $505 $626 $121
2021-08-06 $501 $622 $122
2021-08-05 $502 $623 $120
2021-08-04 $505 $638 $133
2021-08-03 $505 $628 $122
2021-08-02 $503 $623 $120
2021-07-30 $492 $614 $122
2021-07-29 $503 $626 $123
2021-07-28 $492 $615 $122
2021-07-27 $479 $598 $119
2021-07-26 $489 $608 $119
2021-07-23 $500 $625 $125
2021-07-22 $503 $635 $132
2021-07-21 $505 $627 $122
2021-07-20 $504 $632 $128
2021-07-19 $500 $623 $122
2021-07-16 $501 $621 $120
2021-07-15 $506 $630 $124
2021-07-14 $505 $625 $120
2021-07-13 $501 $623 $121
2021-07-12 $501 $627 $125
2021-07-09 $496 $617 $121
2021-07-08 $493 $613 $120
2021-07-07 $502 $623 $121
2021-07-06 $498 $632 $134
2021-07-05 $507 $630 $122
2021-07-02 $503 $632 $129
2021-07-01 $509 $630 $121
2021-06-30 $510 $635 $125
2021-06-29 $515 $640 $125
2021-06-28 $519 $642 $123
2021-06-25 $524 $649 $124
2021-06-24 $517 $639 $122
2021-06-23 $512 $634 $123
2021-06-22 $511 $631 $120
2021-06-21 $508 $643 $134
2021-06-18 $510 $648 $138
2021-06-17 $516 $645 $129
2021-06-16 $519 $643 $124
2021-06-15 $529 $650 $121
2021-06-14 $530 $653 $123
2021-06-11 $529 $652 $122
2021-06-10 $532 $657 $126
2021-06-09 $530 $650 $120
2021-06-08 $528 $651 $122
2021-06-07 $532 $673 $141
2021-06-04 $534 $659 $126
2021-06-03 $535 $657 $123
2021-06-02 $536 $675 $139
2021-06-01 $538 $659 $121
2021-05-31 $529 $655 $126
2021-05-28 $531 $657 $126
2021-05-27 $528 $666 $138
2021-05-26 $525 $648 $123
2021-05-25 $529 $655 $126
2021-05-24 $515 $643 $128
2021-05-21 $512 $633 $121
2021-05-20 $516 $638 $122
2021-05-19 $511 $647 $136
2021-05-18 $520 $649 $128
2021-05-17 $515 $638 $123
2021-05-14 $513 $639 $125
2021-05-13 $502 $623 $121
2021-05-12 $508 $643 $135
2021-05-11 $506 $629 $123
2021-05-10 $511 $640 $129
2021-05-07 $510 $630 $119
2021-05-06 $504 $629 $124
2021-05-05 $503 $633 $131
2021-05-04 $493 $617 $124
2021-05-03 $493 $627 $133
2021-04-30 $494 $616 $121
2021-04-29 $500 $621 $120
2021-04-28 $496 $618 $121
2021-04-27 $494 $618 $124
2021-04-26 $493 $639 $146
2021-04-23 $494 $616 $122
2021-04-22 $492 $615 $124
2021-04-21 $491 $621 $131
2021-04-20 $490 $644 $154
2021-04-19 $495 $616 $121
2021-04-16 $491 $612 $121
2021-04-15 $487 $611 $124
2021-04-14 $486 $622 $136
2021-04-13 $481 $615 $134
2021-04-12 $479 $613 $134
2021-04-09 $482 $616 $135
2021-04-08 $486 $610 $124
2021-04-07 $483 $616 $133
2021-04-06 $487 $643 $155
2021-04-05 $483 $606 $123
2021-04-02 $484 $607 $122
2021-04-01 $483 $603 $120
2021-03-31 $476 $597 $121
2021-03-30 $480 $604 $124
2021-03-29 $476 $607 $130
2021-03-26 $482 $613 $131
2021-03-25 $474 $595 $121
2021-03-24 $478 $599 $121
2021-03-23 $482 $615 $132
2021-03-22 $488 $613 $124
2021-03-19 $488 $609 $120
2021-03-18 $497 $618 $121
2021-03-17 $494 $625 $132
2021-03-16 $492 $614 $122
2021-03-15 $490 $627 $137
2021-03-12 $490 $613 $122
2021-03-11 $498 $619 $121
2021-03-10 $491 $613 $122
2021-03-09 $491 $616 $125
2021-03-08 $488 $625 $137
2021-03-05 $490 $613 $123
2021-03-04 $494 $619 $125
2021-03-03 $502 $630 $128
2021-03-02 $493 $617 $123
2021-03-01 $500 $633 $133
2021-02-26 $500 $621 $121
2021-02-25 $513 $633 $121
2021-02-24 $507 $640 $133
2021-02-23 $510 $666 $156
2021-02-22 $510 $638 $129
2021-02-19 $513 $652 $140
2021-02-18 $511 $632 $121
2021-02-17 $514 $636 $122
2021-02-16 $516 $646 $130
2021-02-15 $510 $629 $119
2021-02-12 $500 $648 $148
2021-02-11 $500 $623 $122
2021-02-10 $499 $623 $124
2021-02-09 $497 $616 $119
2021-02-08 $495 $625 $131
2021-02-05 $491 $613 $123
2021-02-04 $488 $626 $138
2021-02-03 $490 $617 $127
2021-02-02 $490 $639 $149
2021-02-01 $480 $601 $121
2021-01-29 $473 $593 $120
2021-01-28 $476 $599 $123
2021-01-27 $486 $623 $137
2021-01-26 $491 $629 $138
2021-01-25 $496 $637 $141
2021-01-22 $497 $618 $121
2021-01-21 $502 $638 $136
2021-01-20 $500 $626 $126
2021-01-19 $502 $631 $129
2021-01-18 $501 $639 $137
2021-01-15 $500 $652 $152
2021-01-14 $510 $661 $152
2021-01-13 $517 $689 $172
2021-01-12 $556 $699 $142
2021-01-11 $569 $851 $282
2021-01-08 $584 $730 $146
2021-01-07 $597 $723 $127
2021-01-06 $593 $722 $129
2021-01-05 $582 $701 $120
2021-01-04 $579 $708 $129
2020-12-31 $573 $713 $140
2020-12-30 $576 $704 $129
2020-12-29 $569 $703 $134
2020-12-28 $566 $700 $134
2020-12-25 $555 $698 $143
2020-12-24 $557 $695 $138
2020-12-23 $556 $690 $133
2020-12-22 $554 $693 $139
2020-12-21 $558 $683 $125
2020-12-18 $563 $686 $123
2020-12-17 $573 $692 $120
2020-12-16 $565 $685 $120
2020-12-15 $562 $683 $121
2020-12-14 $559 $687 $128
2020-12-11 $558 $679 $120
2020-12-10 $562 $686 $123
2020-12-09 $561 $681 $120
2020-12-08 $560 $682 $122
2020-12-07 $555 $676 $121
2020-12-04 $559 $683 $124
2020-12-03 $557 $678 $121
2020-12-02 $555 $681 $127
2020-12-01 $562 $689 $128
2020-11-30 $550 $671 $121

CFTC规则1.55(o)(1)(iv)披露12/31/2014


CFTC计算详情
证券客户储备,根据SEC规定15c3-3

单位:百万美元

日期 要求 隔离资金 超出额
2021-11-26 $9,708 $9,947 $238
2021-11-25 $9,605 $9,934 $329
2021-11-23 $8,924 $9,203 $279
2021-11-22 $9,846 $10,058 $212
2021-11-19 $9,390 $9,599 $208
2021-11-18 $9,365 $9,639 $275
2021-11-17 $9,571 $9,834 $264
2021-11-16 $10,057 $10,329 $271
2021-11-15 $10,630 $10,876 $245
2021-11-12 $10,368 $10,585 $218
2021-11-11 $10,750 $10,982 $232
2021-11-10 $10,572 $10,817 $245
2021-11-09 $10,386 $10,817 $431
2021-11-08 $10,047 $10,331 $284
2021-11-05 $10,052 $10,294 $242
2021-11-04 $10,568 $10,870 $302
2021-11-03 $10,379 $10,666 $287
2021-11-02 $10,403 $10,625 $221
2021-11-01 $10,184 $10,454 $270
2021-10-29 $10,402 $10,640 $238
2021-10-28 $10,661 $10,907 $245
2021-10-27 $10,660 $10,889 $230
2021-10-26 $10,872 $11,181 $309
2021-10-25 $10,849 $11,124 $275
2021-10-22 $10,817 $11,070 $253
2021-10-21 $10,915 $11,196 $281
2021-10-20 $10,967 $11,199 $232
2021-10-19 $11,231 $11,466 $235
2021-10-18 $11,067 $11,279 $212
2021-10-15 $11,280 $11,534 $254
2021-10-14 $11,893 $12,109 $216
2021-10-13 $12,236 $12,503 $266
2021-10-12 $12,210 $12,480 $270
2021-10-11 $12,084 $12,359 $275
2021-10-08 $11,984 $12,616 $633
2021-10-07 $12,382 $12,616 $234
2021-10-06 $12,535 $12,760 $226
2021-10-05 $12,165 $12,422 $257
2021-10-04 $12,797 $13,027 $230
2021-10-01 $13,040 $13,285 $245
2021-09-30 $12,220 $12,493 $272
2021-09-29 $11,612 $11,862 $250
2021-09-28 $11,724 $11,982 $258
2021-09-27 $11,834 $12,057 $223
2021-09-24 $12,082 $12,318 $236
2021-09-23 $12,613 $12,840 $227
2021-09-22 $12,914 $13,109 $195
2021-09-21 $12,103 $12,354 $251
2021-09-20 $11,885 $12,133 $249
2021-09-17 $11,996 $12,276 $280
2021-09-16 $12,451 $12,685 $233
2021-09-15 $11,958 $12,192 $234
2021-09-14 $11,947 $12,187 $240
2021-09-13 $12,355 $12,619 $264
2021-09-10 $12,339 $12,594 $256
2021-09-09 $12,224 $12,465 $241
2021-09-08 $12,418 $12,678 $260
2021-09-07 $12,319 $12,578 $259
2021-09-06 $12,538 $12,779 $241
2021-09-02 $12,280 $12,525 $245
2021-09-01 $12,126 $12,379 $253
2021-08-31 $12,122 $12,373 $251
2021-08-30 $12,167 $12,411 $244
2021-08-27 $11,535 $11,793 $259
2021-08-26 $11,898 $12,162 $264
2021-08-25 $12,115 $12,366 $251
2021-08-24 $12,616 $12,852 $236
2021-08-23 $12,978 $13,217 $239
2021-08-20 $12,398 $12,650 $253
2021-08-19 $12,830 $13,076 $246
2021-08-18 $12,328 $12,583 $254
2021-08-17 $11,964 $12,218 $254
2021-08-16 $12,110 $12,353 $243
2021-08-13 $12,040 $12,302 $262
2021-08-12 $11,958 $12,225 $266
2021-08-11 $11,885 $12,131 $247
2021-08-10 $11,891 $12,145 $254
2021-08-09 $11,808 $12,051 $243
2021-08-06 $11,790 $12,032 $242
2021-08-05 $11,949 $12,178 $229
2021-08-04 $12,184 $12,420 $235
2021-08-03 $12,284 $12,533 $248
2021-08-02 $12,372 $12,625 $253
2021-07-30 $12,460 $12,722 $262
2021-07-29 $12,924 $13,198 $274
2021-07-28 $12,117 $12,361 $244
2021-07-27 $12,011 $12,264 $253
2021-07-26 $11,329 $11,589 $260
2021-07-23 $11,520 $11,767 $248
2021-07-22 $11,807 $12,055 $248
2021-07-21 $12,237 $12,495 $258
2021-07-20 $11,856 $12,103 $247
2021-07-19 $12,152 $12,391 $239
2021-07-16 $12,436 $12,711 $275
2021-07-15 $12,637 $12,887 $250
2021-07-14 $12,663 $12,921 $259
2021-07-13 $12,804 $13,067 $263
2021-07-12 $13,167 $13,403 $236
2021-07-09 $12,829 $13,071 $242
2021-07-08 $12,868 $13,104 $236
2021-07-07 $12,889 $13,149 $260
2021-07-06 $12,903 $13,161 $258
2021-07-05 $13,066 $13,331 $265
2021-07-01 $13,074 $13,334 $260
2021-06-30 $13,168 $13,416 $247
2021-06-29 $12,996 $13,246 $250
2021-06-28 $13,029 $13,279 $250
2021-06-25 $13,202 $13,461 $259
2021-06-24 $13,648 $13,893 $244
2021-06-23 $13,615 $13,864 $249
2021-06-22 $13,824 $14,068 $244
2021-06-21 $13,619 $13,878 $259
2021-06-18 $13,501 $13,749 $248
2021-06-17 $13,512 $13,761 $250
2021-06-16 $13,684 $13,938 $254
2021-06-15 $14,054 $14,279 $225
2021-06-14 $13,693 $13,943 $250
2021-06-11 $13,589 $13,831 $242
2021-06-10 $13,577 $13,823 $245
2021-06-09 $13,464 $13,719 $255
2021-06-08 $13,710 $13,967 $256
2021-06-07 $13,515 $13,772 $256
2021-06-04 $13,974 $14,222 $249
2021-06-03 $14,338 $14,602 $264
2021-06-02 $14,274 $14,513 $239
2021-06-01 $13,674 $13,927 $253
2021-05-31 $13,654 $13,903 $250
2021-05-27 $13,822 $14,074 $252
2021-05-26 $13,592 $13,839 $247
2021-05-25 $13,637 $13,885 $248
2021-05-24 $14,124 $14,382 $257
2021-05-21 $14,691 $14,945 $254
2021-05-20 $14,849 $15,099 $249
2021-05-19 $15,206 $15,465 $260
2021-05-18 $15,723 $15,962 $239
2021-05-17 $16,268 $16,520 $252
2021-05-14 $15,459 $15,708 $249
2021-05-13 $15,355 $15,608 $253
2021-05-12 $15,500 $15,764 $263
2021-05-11 $15,119 $15,350 $231
2021-05-10 $15,309 $15,554 $245
2021-05-07 $15,119 $15,364 $245
2021-05-06 $15,627 $15,884 $257
2021-05-05 $15,390 $15,640 $251
2021-05-04 $15,560 $15,815 $256
2021-05-03 $15,342 $15,597 $255
2021-04-30 $15,200 $15,457 $257
2021-04-29 $15,041 $15,300 $259
2021-04-28 $15,296 $15,544 $248
2021-04-27 $15,553 $15,809 $255
2021-04-26 $15,579 $15,818 $239
2021-04-23 $15,308 $15,555 $247
2021-04-22 $15,767 $16,013 $246
2021-04-21 $15,961 $16,212 $252
2021-04-20 $15,627 $15,877 $250
2021-04-19 $15,184 $15,445 $260
2021-04-16 $15,701 $15,951 $250
2021-04-15 $16,412 $16,653 $241
2021-04-14 $16,831 $17,096 $265
2021-04-13 $16,916 $17,163 $246
2021-04-12 $17,217 $17,483 $266
2021-04-09 $17,829 $18,072 $243
2021-04-08 $18,305 $18,545 $240
2021-04-07 $19,338 $19,601 $263
2021-04-06 $20,280 $20,531 $251
2021-04-05 $20,841 $21,116 $276
2021-04-02 $21,547 $21,810 $263
2021-03-31 $21,618 $21,880 $262
2021-03-30 $22,174 $22,404 $229
2021-03-29 $22,068 $22,306 $238
2021-03-26 $22,224 $22,455 $231
2021-03-25 $21,346 $21,577 $231
2021-03-24 $21,624 $21,875 $251
2021-03-23 $21,509 $21,766 $257
2021-03-22 $21,412 $21,686 $274
2021-03-19 $21,237 $21,501 $264
2021-03-18 $21,719 $21,961 $243
2021-03-17 $22,442 $22,644 $202
2021-03-16 $22,558 $22,820 $263
2021-03-15 $22,900 $23,153 $253
2021-03-12 $23,472 $23,730 $258
2021-03-11 $23,450 $23,644 $194
2021-03-10 $23,687 $23,944 $257
2021-03-09 $23,405 $23,678 $273
2021-03-08 $23,678 $23,963 $286
2021-03-05 $22,953 $23,150 $197
2021-03-04 $23,226 $23,464 $238
2021-03-03 $23,323 $23,534 $211
2021-03-02 $23,341 $23,544 $203
2021-03-01 $22,802 $23,076 $274
2021-02-26 $22,087 $22,365 $278
2021-02-25 $22,755 $23,044 $290
2021-02-24 $22,647 $22,781 $133
2021-02-23 $22,242 $22,475 $233
2021-02-22 $22,167 $22,425 $258
2021-02-19 $22,521 $22,755 $234
2021-02-18 $22,524 $22,764 $240
2021-02-17 $22,870 $23,143 $273
2021-02-16 $21,552 $21,809 $256
2021-02-15 $21,568 $21,784 $216
2021-02-11 $21,733 $21,969 $235
2021-02-10 $21,915 $22,162 $246
2021-02-09 $21,310 $21,572 $262
2021-02-08 $21,792 $22,045 $253
2021-02-05 $22,223 $22,472 $249
2021-02-04 $22,836 $23,077 $241
2021-02-03 $23,207 $23,460 $254
2021-02-02 $23,177 $23,416 $239
2021-02-01 $23,055 $23,294 $239
2021-01-29 $22,857 $23,113 $256
2021-01-28 $22,770 $23,015 $246
2021-01-27 $21,490 $21,727 $237
2021-01-26 $21,720 $21,979 $259
2021-01-25 $21,784 $22,034 $250
2021-01-22 $21,747 $22,013 $266
2021-01-21 $22,524 $22,778 $254
2021-01-20 $23,129 $23,376 $247
2021-01-19 $22,981 $23,233 $252
2021-01-18 $22,961 $23,487 $526
2021-01-14 $24,074 $24,352 $278
2021-01-13 $24,382 $24,622 $240
2021-01-12 $24,687 $24,959 $271
2021-01-11 $25,125 $25,373 $248
2021-01-08 $25,293 $25,527 $233
2021-01-07 $25,294 $25,523 $229
2021-01-06 $25,302 $25,529 $227
2021-01-05 $25,105 $25,303 $198
2021-01-04 $24,761 $24,992 $231
2020-12-31 $24,289 $24,546 $257
2020-12-30 $23,968 $24,222 $253
2020-12-29 $24,280 $24,534 $254
2020-12-28 $24,624 $24,872 $247
2020-12-25 $24,879 $25,134 $255
2020-12-23 $25,325 $25,580 $255
2020-12-22 $25,331 $25,568 $237
2020-12-21 $24,698 $24,961 $263
2020-12-18 $24,997 $25,247 $250
2020-12-17 $25,403 $25,649 $246
2020-12-16 $25,528 $25,770 $242
2020-12-15 $25,621 $25,866 $245
2020-12-14 $25,898 $26,141 $243
2020-12-11 $26,019 $26,268 $250
2020-12-10 $25,736 $26,007 $272
2020-12-09 $25,800 $26,069 $270
2020-12-08 $26,266 $26,500 $234
2020-12-07 $26,375 $26,631 $257
2020-12-04 $26,028 $26,304 $276
2020-12-03 $26,243 $26,467 $224
2020-12-02 $25,988 $26,259 $271
2020-12-01 $26,465 $26,709 $244
2020-11-30 $26,123 $26,326 $204

以下表格列出了盈透应付客户的国内和国外商品资金的集合数据,由占这些数额50%的最小盈透客户数量表示。

表格中的“不适用”表示结算假日。

日期 国内隔离 国外担保
占应付客户资金数额50%的最小客户数量。
2021-11-29 243 45
2021-11-26 249 47
2021-11-25 229 45
2021-11-24 228 45
2021-11-23 223 45
2021-11-22 247 44
2021-11-19 249 44
2021-11-18 246 42
2021-11-17 244 42
2021-11-16 246 42
2021-11-15 242 42
2021-11-12 246 42
2021-11-11 251 41
2021-11-10 256 41
2021-11-09 250 43
2021-11-08 243 42
2021-11-05 251 44
2021-11-04 261 43
2021-11-03 259 44
2021-11-02 256 42
2021-11-01 256 42
2021-10-29 261 42
2021-10-28 258 41
2021-10-27 257 41
2021-10-26 253 39
2021-10-25 253 38
2021-10-22 251 39
2021-10-21 254 41
2021-10-20 250 42
2021-10-19 250 42
2021-10-18 249 43
2021-10-15 249 42
2021-10-14 256 42
2021-10-13 245 41
2021-10-12 242 42
2021-10-11 243 41
2021-10-08 247 41
2021-10-07 254 41
2021-10-06 254 44
2021-10-05 254 45
2021-10-04 251 44
2021-10-01 250 43
2021-09-30 251 42
2021-09-29 255 42
2021-09-28 260 41
2021-09-27 262 41
2021-09-24 260 43
2021-09-23 265 42
2021-09-22 269 44
2021-09-21 271 45
2021-09-20 274 46
2021-09-17 269 42
2021-09-16 272 43
2021-09-15 266 43
2021-09-14 266 42
2021-09-13 265 42
2021-09-10 264 41
2021-09-09 263 42
2021-09-08 261 41
2021-09-07 269 41
2021-09-06 264 41
2021-09-03 263 42
2021-09-02 261 42
2021-09-01 270 42
2021-08-31 264 43
2021-08-30 275 42
2021-08-27 266 41
2021-08-26 269 41
2021-08-25 266 41
2021-08-24 272 40
2021-08-23 277 40
2021-08-20 274 40
2021-08-19 279 40
2021-08-18 269 39
2021-08-17 272 39
2021-08-16 266 39
2021-08-13 262 39
2021-08-12 262 38
2021-08-11 262 37
2021-08-10 267 38
2021-08-09 272 39
2021-08-06 272 39
2021-08-05 269 38
2021-08-04 267 38
2021-08-03 261 38
2021-08-02 259 39
2021-07-30 257 40
2021-07-29 248 38
2021-07-28 248 39
2021-07-27 250 41
2021-07-26 242 38
2021-07-23 256 35
2021-07-22 258 35
2021-07-21 256 35
2021-07-20 268 35
2021-07-19 273 36
2021-07-16 256 35
2021-07-15 261 35
2021-07-14 263 35
2021-07-13 265 34
2021-07-12 267 34
2021-07-09 263 34
2021-07-08 269 35
2021-07-07 265 33
2021-07-06 268 33
2021-07-05 256 31
2021-07-02 257 31
2021-07-01 255 31
2021-06-30 251 32
2021-06-29 255 31
2021-06-28 255 31
2021-06-25 255 31
2021-06-24 263 32
2021-06-23 260 32
2021-06-22 264 32
2021-06-21 266 32
2021-06-18 259 32
2021-06-17 268 31
2021-06-16 240 32
2021-06-15 239 31
2021-06-14 235 31
2021-06-11 233 31
2021-06-10 233 31
2021-06-09 234 31
2021-06-08 236 31
2021-06-07 232 31
2021-06-04 232 31
2021-06-03 236 31
2021-06-02 229 31
2021-06-01 228 31
2021-05-31 229 31
2021-05-28 232 30
2021-05-27 234 30
2021-05-26 238 30
2021-05-25 242 30
2021-05-24 238 31
2021-05-21 236 32
2021-05-20 232 32
2021-05-19 229 32
2021-05-18 249 32
2021-05-17 250 32
2021-05-14 254 33
2021-05-13 257 34
2021-05-12 246 34
2021-05-11 241 34
2021-05-10 242 33
2021-05-07 245 33
2021-05-06 246 32
2021-05-05 255 32
2021-05-04 258 33
2021-05-03 253 33
2021-04-30 262 32
2021-04-29 263 31
2021-04-28 259 31
2021-04-27 254 32
2021-04-26 257 32
2021-04-23 261 31
2021-04-22 263 31
2021-04-21 265 31
2021-04-20 263 32
2021-04-19 265 32
2021-04-16 256 32
2021-04-15 256 33
2021-04-14 261 32
2021-04-13 266 32
2021-04-12 271 33
2021-04-09 280 32
2021-04-08 268 31
2021-04-07 267 31
2021-04-06 265 30
2021-04-05 273 30
2021-04-02 272 30
2021-04-01 264 31
2021-03-31 269 32
2021-03-30 278 33
2021-03-29 272 33
2021-03-26 272 34
2021-03-25 292 33
2021-03-24 271 33
2021-03-23 290 32
2021-03-22 280 31
2021-03-19 268 32
2021-03-18 285 30
2021-03-17 276 31
2021-03-16 281 31
2021-03-15 271 31
2021-03-12 266 32
2021-03-11 262 31
2021-03-10 264 32
2021-03-09 261 32
2021-03-08 262 33
2021-03-05 264 32
2021-03-04 265 31
2021-03-03 258 31
2021-03-02 261 31
2021-03-01 265 30
2021-02-26 270 32
2021-02-25 264 32
2021-02-24 267 31
2021-02-23 276 31
2021-02-22 275 31
2021-02-19 281 31
2021-02-18 305 31
2021-02-17 322 30
2021-02-16 326 30
2021-02-15 332 30
2021-02-12 333 30
2021-02-11 336 30
2021-02-10 343 30
2021-02-09 330 31
2021-02-08 328 31
2021-02-05 337 31
2021-02-04 338 30
2021-02-03 334 30
2021-02-02 344 30
2021-02-01 339 33
2021-01-29 344 34
2021-01-28 357 34
2021-01-27 363 33
2021-01-26 360 33
2021-01-25 358 34
2021-01-22 361 33
2021-01-21 362 32
2021-01-20 363 33
2021-01-19 368 33
2021-01-18 372 35
2021-01-15 379 35
2021-01-14 367 35
2021-01-13 373 38
2021-01-12 375 34
2021-01-11 411 32
2021-01-08 430 33
2021-01-07 426 33
2021-01-06 443 33
2021-01-05 441 34
2021-01-04 459 34
2020-12-31 459 35
2020-12-30 455 35
2020-12-29 457 36
2020-12-28 467 37
2020-12-25 471 38
2020-12-24 469 38
2020-12-23 471 39
2020-12-22 481 39
2020-12-21 480 38
2020-12-18 471 37
2020-12-17 469 36
2020-12-16 474 37
2020-12-15 477 38
2020-12-14 479 37
2020-12-11 486 37
2020-12-10 480 37
2020-12-09 482 36
2020-12-08 472 36
2020-12-07 461 36
2020-12-04 461 36
2020-12-03 459 38
2020-12-02 457 38
2020-12-01 469 36
2020-11-30 459 38

盈透不从事自营交易。但是,某些盈透附属成员(包括受共同控制实体及盈透雇员)持有盈透账户以为其自身目的进行交易。出于监管考虑,盈透的附属成员不被视为客户对待。

以下表格列出了过去12个月从事自营交易的附属成员账户之保证金要求占盈透客户总保证金要求的百分比。

单位:百万美元

月份 附属成员自营保证金要求 盈透客户总保证金要求 附属成员自营保证金要求占盈透客户总保证金要求的百分比
2021-10 $26 $2,227 1.18%
2021-09 $21 $2,136 0.98%
2021-08 $20 $2,109 0.95%
2021-07 $15 $2,088 0.73%
2021-06 $16 $2,089 0.77%
2021-05 $18 $2,100 0.85%
2021-04 $26 $2,195 1.21%
2021-03 $27 $2,143 1.28%
2021-02 $11 $2,187 0.50%
2021-01 $11 $1,911 0.56%
2020-12 $11 $1,944 0.55%
2020-11 $12 $1,988 0.61%



规管披露

请点击下方查看CFTC规则1.55(K)所要求的盈透证券公司特定披露文件。
盈透证券公司特定披露文件,根据CFTC规则1.55(K)和NFA规则2-36(n)




其他信息

其他信息可在全国期货协会网站上获取。在其BASIC系统(http://www.nfa.futures.org/basicnet/)中搜索“Interactive Brokers LLC”,然后点击“Interactive Brokers LLC”,再点击“View Financial Information”,就可以查看FCM资金报告(FCM Capital Report)(每月更新)、FCM客户隔离资金报告(FCM Customer Segregated Funds Report)(每半个月更新)、FCM客户担保金额资金报告(FCM Customer Secured Amount Funds Report)(每半个月更新)以及FCM清算掉期客户抵押报告(FCM Cleared Swaps Customer Collateral Report)(每半个月更新)中的数据。

有关所有期货佣金商的其他财务信息可在商品期货交易佣金(Commodity Futures Trading Commission)中查看此处