盈透证券规管信息

盈透证券有限公司(以下简称“盈透”)是一家拥有直接市场准入的中介经纪商,为客户提供交易执行、清算、结算和机构经纪服务。我们的业务包括证券与商品经纪,不从事自营交易。

作为一家注册期货佣金商(FCM),盈透遵从商品交易法以及商品期货交易委员会(CFTC)、全国期货协会(NFA)和其所参与的各商品交易所发布的规章制度。

作为一家注册美国经纪交易商,盈透遵从1934年证券交易法以及证券交易委员会(SEC)、金融业监管局(FINRA)和其所参与的各证券交易所发布的规章制度。




财务信息


过去12个月的股本和监管资本:

单位:百万美元

月份 总股本 调整后净资本(推测净资本) 净资本 超出净资本
2017-11 $4,326 $3,928 $3,884 $3,435
2017-10 $4,254 $3,981 $3,932 $3,506
2017-09 $4,180 $3,891 $3,869 $3,451
2017-08 $4,120 $3,880 $3,863 $3,473
2017-07 $4,047 $3,665 $3,640 $3,267
2017-06 $4,066 $3,765 $3,727 $3,382
2017-05 $4,004 $3,702 $3,663 $3,314
2017-04 $3,940 $3,470 $3,414 $3,081
2017-03 $3,888 $3,161 $3,106 $2,792
2017-02 $3,832 $3,351 $3,301 $2,999
2017-01 $3,781 $3,343 $3,290 $3,004
2016-12 $3,724 $3,308 $3,255 $2,960

盈透年度财务报表

精选财务经营综合报告数据

请访问实力和安全页面查看盈透是如何保护客户资金的。

每天,盈透会将需要为其商品客户维持的资金数量和特别指定隔离商品账户中持有的资金数量进行对比,并进行两项日常商品计算:(1) 国内期货隔离资金计算;(2) 国外期货、期权担保金额计算。

美国证券规章制度要求经纪交易商每周至少对客户资金和证券进行一次详细的校对(即“客户储备计算”),以确保客户受保护资金数额的准确性。盈透每天都会进行这种计算。

以下表格列出了过去12个月的日常计算。


国内隔离资金,根据CFTC规章1.20

单位:百万美元

日期 要求 隔离资金 超出额
2018-01-16 $4,405 $4,668 $263
2018-01-15 $4,455 $4,566 $111
2018-01-12 $4,369 $4,565 $196
2018-01-11 $4,354 $4,552 $198
2018-01-10 $4,337 $4,541 $204
2018-01-09 $4,319 $4,520 $200
2018-01-08 $4,286 $4,504 $219
2018-01-05 $4,310 $4,518 $207
2018-01-04 $4,324 $4,525 $201
2018-01-03 $4,316 $4,515 $199
2018-01-02 $4,310 $4,579 $269
2017-12-29 $4,589 $4,790 $200
2017-12-28 $4,390 $4,593 $203
2017-12-27 $4,385 $4,592 $207
2017-12-26 $4,345 $4,548 $203
2017-12-25 $4,328 $4,536 $208
2017-12-22 $4,336 $4,536 $200
2017-12-21 $4,296 $4,513 $217
2017-12-20 $4,311 $4,504 $193
2017-12-19 $4,306 $4,511 $205
2017-12-18 $4,328 $4,530 $202
2017-12-15 $4,314 $4,515 $201
2017-12-14 $4,330 $4,530 $199
2017-12-13 $4,300 $4,499 $199
2017-12-12 $4,265 $4,460 $195
2017-12-11 $4,233 $4,435 $202
2017-12-08 $4,236 $4,440 $204
2017-12-07 $4,243 $4,451 $208
2017-12-06 $4,286 $4,502 $216
2017-12-05 $4,302 $4,516 $214
2017-12-04 $4,303 $4,534 $231
2017-12-01 $4,321 $4,580 $258
2017-11-30 $4,535 $4,743 $207
2017-11-29 $4,343 $4,560 $217
2017-11-28 $4,382 $4,619 $237
2017-11-27 $4,467 $4,688 $221
2017-11-24 $4,479 $4,679 $200
2017-11-23 $4,469 $4,698 $230
2017-11-22 $4,482 $4,698 $216
2017-11-21 $4,468 $4,672 $203
2017-11-20 $4,461 $4,651 $189
2017-11-17 $4,447 $4,658 $212
2017-11-16 $4,428 $4,630 $203
2017-11-15 $4,429 $4,627 $199
2017-11-14 $4,396 $4,604 $208
2017-11-13 $4,425 $4,644 $219
2017-11-10 $4,436 $4,636 $200
2017-11-09 $4,451 $4,679 $228
2017-11-08 $4,472 $4,667 $195
2017-11-07 $4,462 $4,690 $228
2017-11-06 $4,487 $4,691 $204
2017-11-03 $4,466 $4,672 $207
2017-11-02 $4,474 $4,706 $232
2017-11-01 $4,500 $4,697 $198
2017-10-31 $4,461 $4,672 $211
2017-10-30 $4,488 $4,726 $238
2017-10-27 $4,489 $4,695 $207
2017-10-26 $4,502 $4,701 $199
2017-10-25 $4,471 $4,673 $202
2017-10-24 $4,440 $4,644 $204
2017-10-23 $4,429 $4,637 $207
2017-10-20 $4,398 $4,600 $202
2017-10-19 $4,427 $4,627 $201
2017-10-18 $4,401 $4,602 $200
2017-10-17 $4,417 $4,619 $201
2017-10-16 $4,407 $4,743 $336
2017-10-13 $4,540 $4,727 $187
2017-10-12 $4,498 $4,701 $203
2017-10-11 $4,458 $4,657 $198
2017-10-10 $4,464 $4,680 $217
2017-10-09 $4,440 $4,647 $207
2017-10-06 $4,434 $4,635 $201
2017-10-05 $4,433 $4,639 $206
2017-10-04 $4,433 $4,632 $199
2017-10-03 $4,417 $4,617 $200
2017-10-02 $4,413 $4,617 $205
2017-09-29 $4,413 $4,608 $195
2017-09-28 $4,406 $4,605 $199
2017-09-27 $4,411 $4,612 $200
2017-09-26 $4,483 $4,685 $203
2017-09-25 $4,490 $4,695 $205
2017-09-22 $4,457 $4,667 $209
2017-09-21 $4,461 $4,663 $202
2017-09-20 $4,440 $4,642 $203
2017-09-19 $4,447 $4,656 $209
2017-09-18 $4,473 $4,682 $209
2017-09-15 $4,516 $4,712 $196
2017-09-14 $4,511 $4,713 $202
2017-09-13 $4,487 $4,694 $207
2017-09-12 $4,469 $4,672 $203
2017-09-11 $4,479 $4,682 $203
2017-09-08 $4,521 $4,723 $202
2017-09-07 $4,521 $4,717 $196
2017-09-06 $4,510 $4,704 $194
2017-09-05 $4,498 $4,714 $216
2017-09-04 $4,492 $4,685 $193
2017-09-01 $4,492 $4,694 $202
2017-08-31 $4,473 $4,673 $200
2017-08-30 $4,442 $4,661 $219
2017-08-29 $4,484 $4,680 $196
2017-08-28 $4,475 $4,674 $198
2017-08-25 $4,472 $4,675 $202
2017-08-24 $4,463 $4,665 $201
2017-08-23 $4,447 $4,647 $199
2017-08-22 $4,425 $4,634 $209
2017-08-21 $4,438 $4,636 $198
2017-08-18 $4,430 $4,649 $219
2017-08-17 $4,437 $4,632 $196
2017-08-16 $4,352 $4,555 $203
2017-08-15 $4,362 $4,565 $203
2017-08-14 $4,360 $4,568 $208
2017-08-11 $4,393 $4,611 $218
2017-08-10 $4,417 $4,611 $194
2017-08-09 $4,330 $4,530 $199
2017-08-08 $4,294 $4,497 $202
2017-08-07 $4,300 $4,509 $209
2017-08-04 $4,314 $4,527 $213
2017-08-03 $4,351 $4,550 $199
2017-08-02 $4,312 $4,511 $199
2017-08-01 $4,299 $4,497 $198
2017-07-31 $4,267 $4,467 $201
2017-07-28 $4,262 $4,475 $213
2017-07-27 $4,244 $4,444 $200
2017-07-26 $4,235 $4,435 $199
2017-07-25 $4,189 $4,389 $200
2017-07-24 $4,181 $4,382 $201
2017-07-21 $4,191 $4,388 $198
2017-07-20 $4,153 $4,358 $205
2017-07-19 $4,119 $4,320 $200
2017-07-18 $4,143 $4,339 $196
2017-07-17 $4,114 $4,320 $206
2017-07-14 $4,115 $4,312 $197
2017-07-13 $4,084 $4,288 $204
2017-07-12 $4,098 $4,297 $199
2017-07-11 $4,075 $4,297 $222
2017-07-10 $4,097 $4,332 $235
2017-07-07 $4,118 $4,332 $215
2017-07-06 $4,174 $4,370 $197
2017-07-05 $4,114 $4,325 $211
2017-07-04 $4,107 $4,300 $193
2017-07-03 $4,117 $4,311 $193
2017-06-30 $4,116 $4,323 $207
2017-06-29 $4,075 $4,280 $206
2017-06-28 $4,042 $4,272 $230
2017-06-27 $4,091 $4,286 $194
2017-06-26 $4,020 $4,224 $204
2017-06-23 $4,003 $4,200 $197
2017-06-22 $3,979 $4,182 $203
2017-06-21 $3,932 $4,146 $215
2017-06-20 $3,947 $4,145 $197
2017-06-19 $3,923 $4,129 $206
2017-06-16 $3,951 $4,131 $180
2017-06-15 $3,826 $4,015 $189
2017-06-14 $3,797 $3,999 $201
2017-06-13 $3,750 $3,975 $225
2017-06-12 $3,742 $4,022 $281
2017-06-09 $3,815 $4,056 $242
2017-06-08 $3,842 $4,072 $230
2017-06-07 $3,860 $4,066 $206
2017-06-06 $3,863 $4,076 $212
2017-06-05 $3,854 $4,068 $214
2017-06-02 $3,853 $4,053 $200
2017-06-01 $3,840 $4,046 $206
2017-05-31 $3,829 $4,030 $201
2017-05-30 $3,818 $4,021 $203
2017-05-29 $3,751 $4,006 $255
2017-05-26 $3,777 $4,001 $225
2017-05-25 $3,788 $3,990 $202
2017-05-24 $3,775 $3,974 $199
2017-05-23 $3,766 $3,965 $199
2017-05-22 $3,685 $3,894 $209
2017-05-19 $3,707 $3,910 $202
2017-05-18 $3,730 $3,931 $201
2017-05-17 $3,720 $3,919 $199
2017-05-16 $3,524 $3,726 $203
2017-05-15 $3,502 $3,699 $196
2017-05-12 $3,498 $3,699 $201
2017-05-11 $3,469 $3,676 $207
2017-05-10 $3,438 $3,657 $219
2017-05-09 $3,443 $3,690 $247
2017-05-08 $3,501 $3,676 $175
2017-05-05 $3,456 $3,635 $179
2017-05-04 $3,333 $3,536 $203
2017-05-03 $3,346 $3,547 $202
2017-05-02 $3,317 $3,530 $213
2017-05-01 $3,343 $3,556 $213
2017-04-28 $3,368 $3,575 $206
2017-04-27 $3,352 $3,532 $180
2017-04-26 $3,324 $3,560 $236
2017-04-25 $3,262 $3,495 $233
2017-04-24 $3,299 $3,543 $245
2017-04-21 $3,320 $3,557 $237
2017-04-20 $3,317 $3,553 $236
2017-04-19 $3,328 $3,574 $245
2017-04-18 $3,333 $3,591 $258
2017-04-17 $3,339 $3,570 $231
2017-04-14 $3,313 $3,599 $286
2017-04-13 $3,362 $3,599 $237
2017-04-12 $3,331 $3,574 $243
2017-04-11 $3,291 $3,524 $233
2017-04-10 $3,279 $3,541 $263
2017-04-07 $3,314 $3,557 $243
2017-04-06 $3,295 $3,535 $240
2017-04-05 $3,292 $3,526 $235
2017-04-04 $3,236 $3,482 $246
2017-04-03 $3,248 $3,490 $241
2017-03-31 $3,225 $3,495 $271
2017-03-30 $3,240 $3,481 $241
2017-03-29 $3,264 $3,519 $255
2017-03-28 $3,281 $3,518 $237
2017-03-27 $3,267 $3,505 $238
2017-03-24 $3,244 $3,488 $244
2017-03-23 $3,239 $3,483 $245
2017-03-22 $3,243 $3,493 $251
2017-03-21 $3,230 $3,451 $221
2017-03-20 $3,154 $3,410 $256
2017-03-17 $3,149 $3,415 $266
2017-03-16 $3,151 $3,397 $246
2017-03-15 $3,118 $3,379 $261
2017-03-14 $3,143 $3,388 $245
2017-03-13 $3,125 $3,409 $285
2017-03-10 $3,179 $3,425 $246
2017-03-09 $3,200 $3,428 $227
2017-03-08 $3,154 $3,393 $239
2017-03-07 $3,153 $3,420 $267
2017-03-06 $3,168 $3,438 $270
2017-03-03 $3,187 $3,434 $247
2017-03-02 $3,189 $3,438 $248
2017-03-01 $3,150 $3,365 $215
2017-02-28 $3,164 $3,402 $238
2017-02-27 $3,133 $3,372 $239
2017-02-24 $3,152 $3,398 $246
2017-02-23 $3,148 $3,384 $237
2017-02-22 $3,133 $3,374 $241
2017-02-21 $3,142 $3,359 $217
2017-02-20 $3,107 $3,343 $236
2017-02-17 $3,106 $3,343 $237
2017-02-16 $3,116 $3,374 $257
2017-02-15 $3,134 $3,361 $226
2017-02-14 $3,135 $3,360 $226
2017-02-13 $3,141 $3,371 $231
2017-02-10 $3,174 $3,404 $230
2017-02-09 $3,158 $3,385 $228
2017-02-08 $3,171 $3,397 $225
2017-02-07 $3,138 $3,363 $225
2017-02-06 $3,108 $3,343 $236
2017-02-03 $3,088 $3,312 $224
2017-02-02 $3,110 $3,335 $225
2017-02-01 $3,112 $3,362 $250
2017-01-31 $3,123 $3,352 $230
2017-01-30 $3,113 $3,341 $228
2017-01-27 $3,098 $3,337 $238
2017-01-26 $3,092 $3,320 $229
2017-01-25 $3,076 $3,311 $236
2017-01-24 $3,135 $3,364 $229
2017-01-23 $3,166 $3,402 $236
2017-01-20 $3,144 $3,376 $233
2017-01-19 $3,148 $3,389 $241
2017-01-18 $3,102 $3,341 $239
2017-01-17 $3,136 $3,367 $231
2017-01-16 $3,101 $3,335 $234

国外担保数额,根据CFTC规章30.7

单位:百万美元

日期 要求 担保资金 超出额
2018-01-16 $524 $655 $132
2018-01-15 $520 $651 $130
2018-01-12 $520 $654 $134
2018-01-11 $514 $637 $123
2018-01-10 $511 $639 $128
2018-01-09 $505 $635 $130
2018-01-08 $497 $637 $140
2018-01-05 $499 $634 $135
2018-01-04 $493 $613 $121
2018-01-03 $479 $604 $125
2018-01-02 $475 $610 $135
2017-12-29 $484 $609 $125
2017-12-28 $484 $603 $119
2017-12-27 $481 $603 $122
2017-12-26 $479 $601 $122
2017-12-25 $479 $601 $122
2017-12-22 $480 $602 $121
2017-12-21 $483 $607 $125
2017-12-20 $481 $616 $135
2017-12-19 $477 $597 $120
2017-12-18 $468 $589 $122
2017-12-15 $461 $592 $131
2017-12-14 $459 $587 $127
2017-12-13 $464 $592 $128
2017-12-12 $466 $589 $123
2017-12-11 $461 $588 $127
2017-12-08 $468 $589 $121
2017-12-07 $467 $593 $125
2017-12-06 $465 $596 $131
2017-12-05 $465 $592 $127
2017-12-04 $461 $589 $129
2017-12-01 $452 $574 $122
2017-11-30 $457 $584 $128
2017-11-29 $456 $579 $123
2017-11-28 $453 $585 $132
2017-11-27 $459 $586 $127
2017-11-24 $460 $587 $127
2017-11-23 $454 $572 $118
2017-11-22 $452 $575 $123
2017-11-21 $450 $569 $119
2017-11-20 $439 $576 $136
2017-11-17 $440 $563 $123
2017-11-16 $445 $572 $127
2017-11-15 $441 $570 $130
2017-11-14 $447 $571 $124
2017-11-13 $450 $577 $128
2017-11-10 $447 $571 $123
2017-11-09 $444 $560 $116
2017-11-08 $435 $563 $128
2017-11-07 $435 $563 $127
2017-11-06 $432 $556 $124
2017-11-03 $441 $567 $127
2017-11-02 $442 $575 $133
2017-11-01 $444 $573 $129
2017-10-31 $437 $561 $124
2017-10-30 $437 $567 $131
2017-10-27 $432 $554 $122
2017-10-26 $430 $561 $130
2017-10-25 $427 $555 $127
2017-10-24 $427 $554 $127
2017-10-23 $424 $555 $132
2017-10-20 $426 $555 $129
2017-10-19 $423 $546 $124
2017-10-18 $422 $548 $126
2017-10-17 $418 $543 $125
2017-10-16 $418 $539 $121
2017-10-13 $416 $550 $134
2017-10-12 $414 $543 $130
2017-10-11 $414 $541 $127
2017-10-10 $410 $532 $122
2017-10-09 $407 $533 $126
2017-10-06 $407 $533 $126
2017-10-05 $400 $534 $133
2017-10-04 $403 $531 $129
2017-10-03 $405 $533 $129
2017-10-02 $398 $529 $131
2017-09-29 $401 $531 $131
2017-09-28 $401 $530 $129
2017-09-27 $393 $521 $128
2017-09-26 $385 $518 $133
2017-09-25 $386 $510 $125
2017-09-22 $387 $515 $128
2017-09-21 $388 $514 $125
2017-09-20 $387 $523 $136
2017-09-19 $397 $520 $123
2017-09-18 $392 $519 $127
2017-09-15 $390 $519 $128
2017-09-14 $396 $520 $124
2017-09-13 $392 $516 $124
2017-09-12 $392 $515 $123
2017-09-11 $385 $516 $131
2017-09-08 $381 $508 $127
2017-09-07 $380 $504 $125
2017-09-06 $375 $507 $132
2017-09-05 $374 $502 $128
2017-09-04 $373 $489 $117
2017-09-01 $374 $500 $126
2017-08-31 $373 $498 $126
2017-08-30 $368 $493 $125
2017-08-29 $364 $491 $128
2017-08-28 $364 $491 $126
2017-08-25 $367 $485 $118
2017-08-24 $360 $487 $127
2017-08-23 $358 $484 $126
2017-08-22 $362 $487 $125
2017-08-21 $358 $485 $127
2017-08-18 $359 $487 $129
2017-08-17 $364 $497 $132
2017-08-16 $366 $489 $123
2017-08-15 $362 $488 $125
2017-08-14 $364 $491 $127
2017-08-11 $362 $484 $122
2017-08-10 $363 $494 $131
2017-08-09 $365 $493 $128
2017-08-08 $366 $497 $131
2017-08-07 $371 $497 $126
2017-08-04 $372 $498 $127
2017-08-03 $370 $498 $128
2017-08-02 $370 $495 $125
2017-08-01 $371 $502 $131
2017-07-31 $368 $495 $126
2017-07-28 $368 $495 $127
2017-07-27 $370 $499 $129
2017-07-26 $376 $502 $126
2017-07-25 $369 $500 $131
2017-07-24 $366 $492 $127
2017-07-21 $367 $495 $128
2017-07-20 $367 $491 $124
2017-07-19 $364 $496 $132
2017-07-18 $363 $491 $128
2017-07-17 $368 $492 $124
2017-07-14 $368 $496 $127
2017-07-13 $366 $490 $124
2017-07-12 $365 $494 $129
2017-07-11 $361 $489 $128
2017-07-10 $364 $492 $128
2017-07-07 $363 $490 $127
2017-07-06 $365 $493 $129
2017-07-05 $361 $493 $132
2017-07-04 $363 $497 $134
2017-07-03 $363 $500 $137
2017-06-30 $360 $481 $122
2017-06-29 $357 $482 $125
2017-06-28 $353 $480 $127
2017-06-27 $350 $478 $128
2017-06-26 $345 $469 $123
2017-06-23 $343 $472 $128
2017-06-22 $349 $477 $128
2017-06-21 $349 $480 $131
2017-06-20 $353 $490 $137
2017-06-19 $353 $486 $133
2017-06-16 $352 $499 $146
2017-06-15 $350 $484 $134
2017-06-14 $350 $474 $125
2017-06-13 $345 $473 $128
2017-06-12 $341 $463 $122
2017-06-09 $340 $465 $125
2017-06-08 $341 $470 $129
2017-06-07 $341 $470 $129
2017-06-06 $344 $469 $125
2017-06-05 $349 $473 $124
2017-06-02 $347 $476 $129
2017-06-01 $341 $464 $123
2017-05-31 $340 $465 $125
2017-05-30 $339 $463 $124
2017-05-29 $339 $462 $123
2017-05-26 $337 $458 $121
2017-05-25 $338 $463 $125
2017-05-24 $342 $466 $124
2017-05-23 $340 $469 $128
2017-05-22 $343 $471 $128
2017-05-19 $338 $466 $128
2017-05-18 $335 $465 $130
2017-05-17 $336 $462 $127
2017-05-16 $330 $454 $123
2017-05-15 $325 $458 $133
2017-05-12 $323 $446 $123
2017-05-11 $326 $449 $123
2017-05-10 $325 $459 $133
2017-05-09 $324 $461 $137
2017-05-08 $325 $480 $156
2017-05-05 $325 $472 $148
2017-05-04 $322 $445 $123
2017-05-03 $316 $440 $124
2017-05-02 $316 $448 $132
2017-05-01 $317 $446 $130
2017-04-28 $321 $453 $132
2017-04-27 $318 $467 $149
2017-04-26 $322 $450 $128
2017-04-25 $376 $515 $139
2017-04-24 $377 $512 $135
2017-04-21 $364 $483 $120
2017-04-20 $359 $495 $136
2017-04-19 $369 $492 $122
2017-04-18 $365 $487 $122
2017-04-17 $360 $487 $127
2017-04-14 $362 $495 $133
2017-04-13 $368 $498 $130
2017-04-12 $376 $490 $114
2017-04-11 $372 $502 $130
2017-04-10 $370 $491 $121
2017-04-07 $369 $486 $117
2017-04-06 $368 $508 $140
2017-04-05 $387 $502 $115
2017-04-04 $381 $505 $123
2017-04-03 $390 $511 $122
2017-03-31 $393 $523 $130
2017-03-30 $394 $525 $131
2017-03-29 $406 $537 $131
2017-03-28 $408 $529 $121
2017-03-27 $379 $501 $122
2017-03-24 $383 $519 $136
2017-03-23 $373 $542 $169
2017-03-22 $407 $518 $111
2017-03-21 $382 $504 $123
2017-03-20 $383 $521 $138
2017-03-17 $386 $521 $136
2017-03-16 $400 $528 $128
2017-03-15 $391 $504 $113
2017-03-14 $368 $493 $126
2017-03-13 $369 $497 $128
2017-03-10 $375 $497 $122
2017-03-09 $369 $489 $120
2017-03-08 $363 $493 $130
2017-03-07 $361 $480 $119
2017-03-06 $360 $490 $131
2017-03-03 $370 $488 $118
2017-03-02 $364 $491 $127
2017-03-01 $368 $493 $125
2017-02-28 $359 $481 $122
2017-02-27 $355 $479 $124
2017-02-24 $359 $486 $126
2017-02-23 $370 $484 $114
2017-02-22 $366 $479 $114
2017-02-21 $357 $490 $133
2017-02-20 $359 $478 $119
2017-02-17 $361 $482 $121
2017-02-16 $361 $476 $115
2017-02-15 $355 $479 $123
2017-02-14 $355 $479 $124
2017-02-13 $357 $481 $124
2017-02-10 $355 $477 $122
2017-02-09 $351 $471 $120
2017-02-08 $348 $466 $118
2017-02-07 $349 $475 $127
2017-02-06 $356 $482 $126
2017-02-03 $362 $481 $119
2017-02-02 $356 $479 $124
2017-02-01 $358 $486 $128
2017-01-31 $361 $481 $120
2017-01-30 $358 $490 $133
2017-01-27 $364 $487 $123
2017-01-26 $369 $492 $123
2017-01-25 $367 $490 $123
2017-01-24 $355 $475 $121
2017-01-23 $354 $475 $121
2017-01-20 $359 $479 $120
2017-01-19 $357 $484 $127
2017-01-18 $353 $478 $125
2017-01-17 $353 $475 $122
2017-01-16 $348 $469 $120

CFTC规则1.55(o)(1)(iv)披露12/31/2014


CFTC计算详情
证券客户储备,根据SEC规定15c3-3

单位:百万美元

日期 要求 隔离资金 超出额
2018-01-15 $10,502 $10,755 $253
2018-01-11 $10,673 $10,929 $256
2018-01-10 $10,597 $10,851 $254
2018-01-09 $10,907 $11,153 $246
2018-01-08 $10,464 $10,691 $227
2018-01-05 $10,589 $10,837 $248
2018-01-04 $10,335 $10,578 $244
2018-01-03 $9,720 $9,961 $241
2018-01-02 $9,880 $10,140 $260
2017-12-29 $9,427 $9,662 $236
2017-12-28 $9,618 $9,880 $263
2017-12-27 $9,607 $9,852 $245
2017-12-26 $9,803 $10,075 $272
2017-12-25 $9,754 $10,014 $260
2017-12-21 $9,908 $10,158 $250
2017-12-20 $10,194 $10,451 $256
2017-12-19 $10,574 $10,807 $233
2017-12-18 $10,710 $10,933 $224
2017-12-15 $10,857 $11,097 $240
2017-12-14 $11,102 $11,348 $247
2017-12-13 $11,316 $11,569 $253
2017-12-12 $11,524 $11,794 $269
2017-12-11 $11,762 $12,000 $238
2017-12-08 $11,840 $12,089 $249
2017-12-07 $12,234 $12,474 $240
2017-12-06 $12,012 $12,255 $243
2017-12-05 $12,098 $12,371 $273
2017-12-04 $12,310 $12,566 $255
2017-12-01 $12,505 $12,738 $233
2017-11-30 $12,402 $12,678 $276
2017-11-29 $12,563 $12,792 $229
2017-11-28 $12,518 $12,738 $220
2017-11-27 $12,399 $12,654 $255
2017-11-24 $12,387 $12,648 $261
2017-11-23 $12,535 $12,780 $244
2017-11-21 $12,465 $12,812 $347
2017-11-20 $12,569 $12,819 $249
2017-11-17 $12,543 $12,775 $231
2017-11-16 $12,619 $12,881 $263
2017-11-15 $12,746 $12,987 $241
2017-11-14 $12,789 $13,055 $266
2017-11-13 $12,848 $13,107 $259
2017-11-10 $12,997 $13,242 $245
2017-11-09 $13,065 $13,283 $217
2017-11-08 $13,151 $13,400 $249
2017-11-07 $12,996 $13,237 $241
2017-11-06 $13,107 $13,355 $248
2017-11-03 $13,049 $13,308 $259
2017-11-02 $13,026 $13,286 $260
2017-11-01 $13,196 $13,461 $264
2017-10-31 $13,385 $13,644 $258
2017-10-30 $13,360 $13,603 $243
2017-10-27 $13,371 $13,655 $284
2017-10-26 $13,559 $13,828 $269
2017-10-25 $13,731 $13,970 $239
2017-10-24 $13,885 $14,124 $240
2017-10-23 $13,697 $13,927 $229
2017-10-20 $13,258 $13,520 $261
2017-10-19 $13,506 $13,725 $219
2017-10-18 $13,689 $13,953 $264
2017-10-17 $13,947 $14,182 $234
2017-10-16 $13,935 $14,182 $246
2017-10-13 $14,025 $14,258 $233
2017-10-12 $14,091 $14,367 $275
2017-10-11 $14,031 $14,286 $255
2017-10-10 $13,740 $13,995 $255
2017-10-09 $13,722 $13,983 $261
2017-10-05 $13,784 $14,028 $244
2017-10-04 $13,836 $14,074 $238
2017-10-03 $13,978 $14,227 $250
2017-10-02 $13,824 $14,091 $267
2017-09-29 $13,527 $13,770 $243
2017-09-28 $13,443 $13,671 $228
2017-09-27 $13,565 $13,815 $250
2017-09-26 $13,429 $13,641 $212
2017-09-25 $13,412 $13,652 $240
2017-09-22 $13,449 $13,725 $275
2017-09-21 $13,844 $14,109 $265
2017-09-20 $13,911 $14,151 $240
2017-09-19 $13,963 $14,194 $231
2017-09-18 $13,593 $13,836 $243
2017-09-15 $13,635 $13,871 $235
2017-09-14 $13,695 $13,936 $241
2017-09-13 $13,654 $13,902 $248
2017-09-12 $13,632 $13,867 $236
2017-09-11 $13,602 $13,831 $229
2017-09-08 $13,690 $13,899 $209
2017-09-07 $13,708 $13,950 $242
2017-09-06 $13,683 $13,970 $286
2017-09-05 $13,722 $13,962 $240
2017-09-04 $13,803 $14,106 $303
2017-08-31 $13,968 $14,201 $233
2017-08-30 $14,053 $14,317 $265
2017-08-29 $13,860 $14,100 $240
2017-08-28 $14,041 $14,314 $272
2017-08-25 $14,093 $14,352 $259
2017-08-24 $14,385 $14,644 $259
2017-08-23 $14,534 $14,776 $242
2017-08-22 $14,820 $15,093 $273
2017-08-21 $14,764 $15,007 $242
2017-08-18 $14,959 $15,215 $255
2017-08-17 $15,000 $15,255 $254
2017-08-16 $15,023 $15,304 $281
2017-08-15 $15,068 $15,329 $261
2017-08-14 $15,023 $15,244 $221
2017-08-11 $15,083 $15,313 $229
2017-08-10 $14,975 $15,241 $266
2017-08-09 $14,809 $15,085 $277
2017-08-08 $14,793 $15,059 $266
2017-08-07 $14,870 $15,114 $244
2017-08-04 $14,932 $15,186 $254
2017-08-03 $14,750 $14,975 $225
2017-08-02 $14,927 $15,213 $286
2017-08-01 $15,085 $15,326 $240
2017-07-31 $14,566 $14,837 $272
2017-07-28 $14,526 $14,775 $248
2017-07-27 $14,436 $14,706 $270
2017-07-26 $14,456 $14,700 $244
2017-07-25 $14,230 $14,505 $275
2017-07-24 $14,265 $14,472 $206
2017-07-21 $14,397 $14,639 $241
2017-07-20 $14,609 $14,875 $266
2017-07-19 $14,627 $14,881 $254
2017-07-18 $14,395 $14,651 $256
2017-07-17 $14,486 $14,764 $278
2017-07-14 $14,339 $14,597 $258
2017-07-13 $14,498 $14,766 $268
2017-07-12 $14,437 $14,676 $239
2017-07-11 $14,517 $14,794 $277
2017-07-10 $14,420 $14,688 $268
2017-07-07 $14,446 $14,709 $263
2017-07-06 $14,314 $14,561 $247
2017-07-05 $14,593 $14,834 $241
2017-07-04 $14,770 $15,029 $259
2017-06-30 $14,784 $15,005 $220
2017-06-29 $14,728 $14,952 $225
2017-06-28 $14,536 $14,761 $226
2017-06-27 $14,367 $14,619 $253
2017-06-26 $14,345 $14,557 $212
2017-06-23 $14,386 $14,641 $254
2017-06-22 $14,358 $14,611 $253
2017-06-21 $14,256 $14,514 $258
2017-06-20 $14,206 $14,454 $248
2017-06-19 $14,456 $14,725 $269
2017-06-16 $13,781 $14,007 $226
2017-06-15 $13,916 $14,175 $258
2017-06-14 $14,027 $14,263 $236
2017-06-13 $14,028 $14,316 $288
2017-06-12 $13,894 $14,144 $250
2017-06-09 $13,913 $14,166 $253
2017-06-08 $13,877 $14,121 $244
2017-06-07 $14,162 $14,402 $240
2017-06-06 $14,228 $14,461 $233
2017-06-05 $14,158 $14,441 $284
2017-06-02 $14,212 $14,448 $236
2017-06-01 $14,412 $14,697 $284
2017-05-31 $13,726 $13,973 $247
2017-05-30 $13,764 $14,022 $257
2017-05-29 $13,985 $14,251 $266
2017-05-25 $14,260 $14,300 $40
2017-05-24 $14,104 $14,364 $260
2017-05-23 $14,088 $14,352 $264
2017-05-22 $14,435 $14,664 $229
2017-05-19 $14,370 $14,616 $246
2017-05-18 $14,608 $14,850 $242
2017-05-17 $14,197 $14,448 $251
2017-05-16 $14,471 $14,778 $307
2017-05-15 $14,639 $14,898 $259
2017-05-12 $14,659 $14,899 $241
2017-05-11 $14,929 $15,220 $292
2017-05-10 $14,839 $15,098 $259
2017-05-09 $14,682 $14,927 $246
2017-05-08 $14,835 $15,077 $242
2017-05-05 $15,123 $15,354 $231
2017-05-04 $15,238 $15,491 $253
2017-05-03 $15,114 $15,345 $231
2017-05-02 $14,918 $15,149 $231
2017-05-01 $14,967 $15,234 $267
2017-04-28 $14,952 $15,189 $237
2017-04-27 $15,197 $15,453 $256
2017-04-26 $14,753 $15,016 $263
2017-04-25 $14,508 $14,779 $271
2017-04-24 $14,533 $14,745 $213
2017-04-21 $14,480 $14,711 $231
2017-04-20 $14,852 $15,110 $258
2017-04-19 $14,893 $15,126 $234
2017-04-18 $15,091 $15,322 $230
2017-04-17 $15,333 $15,630 $297
2017-04-14 $15,369 $15,613 $244
2017-04-12 $15,296 $15,565 $269
2017-04-11 $15,096 $15,368 $272
2017-04-10 $15,315 $15,602 $287
2017-04-07 $15,355 $15,616 $261
2017-04-06 $15,557 $15,780 $223
2017-04-05 $15,421 $15,669 $248
2017-04-04 $15,483 $15,750 $267
2017-04-03 $15,664 $15,906 $242
2017-03-31 $15,779 $16,066 $287
2017-03-30 $15,712 $15,983 $271
2017-03-29 $15,585 $15,816 $231
2017-03-28 $15,753 $16,025 $272
2017-03-27 $15,981 $16,206 $226
2017-03-24 $15,658 $15,924 $266
2017-03-23 $15,387 $15,637 $250
2017-03-22 $15,543 $15,791 $248
2017-03-21 $15,458 $15,718 $259
2017-03-20 $15,715 $15,990 $274
2017-03-17 $15,450 $15,719 $269
2017-03-16 $15,582 $15,848 $266
2017-03-15 $15,530 $15,792 $262
2017-03-14 $15,622 $15,909 $286
2017-03-13 $15,664 $15,922 $257
2017-03-10 $15,578 $15,817 $239
2017-03-09 $15,644 $15,904 $260
2017-03-08 $15,929 $16,164 $236
2017-03-07 $16,116 $16,343 $227
2017-03-06 $15,957 $16,198 $240
2017-03-03 $15,899 $16,163 $263
2017-03-02 $16,130 $16,378 $248
2017-03-01 $16,228 $16,457 $229
2017-02-28 $16,242 $16,440 $198
2017-02-27 $16,272 $16,513 $241
2017-02-24 $16,362 $16,586 $224
2017-02-23 $16,373 $16,657 $284
2017-02-22 $16,057 $16,333 $276
2017-02-21 $16,263 $16,513 $250
2017-02-20 $16,289 $16,539 $250
2017-02-16 $16,250 $16,510 $260
2017-02-15 $16,292 $16,575 $283
2017-02-14 $16,149 $16,379 $230
2017-02-13 $16,260 $16,484 $224
2017-02-10 $16,204 $16,443 $239
2017-02-09 $16,214 $16,458 $244
2017-02-08 $16,363 $16,582 $220
2017-02-07 $16,334 $16,603 $269
2017-02-06 $16,303 $16,558 $255
2017-02-03 $16,194 $16,478 $284
2017-02-02 $16,317 $16,568 $251
2017-02-01 $16,537 $16,792 $255
2017-01-31 $16,660 $16,905 $245
2017-01-30 $16,674 $16,948 $275
2017-01-27 $16,801 $17,053 $252
2017-01-26 $16,732 $16,990 $259
2017-01-25 $16,842 $17,104 $262
2017-01-24 $16,729 $16,957 $228
2017-01-23 $16,892 $17,116 $224
2017-01-20 $16,993 $17,278 $286
2017-01-19 $16,857 $17,114 $258
2017-01-18 $16,868 $17,101 $233
2017-01-17 $16,798 $17,007 $209
2017-01-16 $16,722 $17,009 $287

以下表格列出了盈透应付客户的国内和国外商品资金的集合数据,由占这些数额50%的最小盈透客户数量表示。

表格中的“不适用”表示结算假日。

日期 国内隔离 国外担保
占应付客户资金数额50%的最小客户数量。
2018-01-16 397 50
2018-01-15 363 50
2018-01-12 386 50
2018-01-11 387 50
2018-01-10 391 50
2018-01-09 394 51
2018-01-08 384 51
2018-01-05 379 51
2018-01-04 378 52
2018-01-03 385 54
2018-01-02 380 53
2017-12-29 383 51
2017-12-28 377 52
2017-12-27 373 52
2017-12-26 380 54
2017-12-25 379 54
2017-12-22 382 55
2017-12-21 387 55
2017-12-20 388 56
2017-12-19 382 57
2017-12-18 367 58
2017-12-15 360 58
2017-12-14 360 61
2017-12-13 362 61
2017-12-12 366 59
2017-12-11 386 60
2017-12-08 385 58
2017-12-07 387 58
2017-12-06 379 58
2017-12-05 376 59
2017-12-04 373 61
2017-12-01 363 64
2017-11-30 365 67
2017-11-29 361 66
2017-11-28 353 66
2017-11-27 326 62
2017-11-24 316 62
2017-11-23 323 64
2017-11-22 321 65
2017-11-21 328 65
2017-11-20 333 66
2017-11-17 348 66
2017-11-16 357 65
2017-11-15 358 66
2017-11-14 358 65
2017-11-13 343 65
2017-11-10 343 67
2017-11-09 332 67
2017-11-08 320 68
2017-11-07 316 66
2017-11-06 303 67
2017-11-03 316 66
2017-11-02 323 67
2017-11-01 319 67
2017-10-31 318 67
2017-10-30 319 66
2017-10-27 322 67
2017-10-26 324 69
2017-10-25 336 71
2017-10-24 332 71
2017-10-23 339 71
2017-10-20 341 69
2017-10-19 339 70
2017-10-18 335 68
2017-10-17 335 68
2017-10-16 339 68
2017-10-13 309 70
2017-10-12 320 72
2017-10-11 322 73
2017-10-10 327 73
2017-10-09 328 73
2017-10-06 323 73
2017-10-05 319 73
2017-10-04 324 74
2017-10-03 328 72
2017-10-02 333 73
2017-09-29 334 73
2017-09-28 328 72
2017-09-27 327 74
2017-09-26 308 74
2017-09-25 302 76
2017-09-22 308 75
2017-09-21 312 74
2017-09-20 320 73
2017-09-19 319 71
2017-09-18 319 72
2017-09-15 313 72
2017-09-14 318 70
2017-09-13 319 72
2017-09-12 320 73
2017-09-11 314 71
2017-09-08 302 72
2017-09-07 302 72
2017-09-06 309 75
2017-09-05 310 74
2017-09-04 306 76
2017-09-01 306 74
2017-08-31 310 74
2017-08-30 310 74
2017-08-29 307 74
2017-08-28 302 74
2017-08-25 300 75
2017-08-24 299 76
2017-08-23 301 76
2017-08-22 305 76
2017-08-21 306 77
2017-08-18 312 77
2017-08-17 310 76
2017-08-16 306 77
2017-08-15 307 78
2017-08-14 304 78
2017-08-11 300 78
2017-08-10 301 78
2017-08-09 308 76
2017-08-08 314 79
2017-08-07 304 75
2017-08-04 304 75
2017-08-03 298 74
2017-08-02 308 74
2017-08-01 311 74
2017-07-31 322 74
2017-07-28 321 74
2017-07-27 327 75
2017-07-26 317 75
2017-07-25 331 76
2017-07-24 332 76
2017-07-21 330 75
2017-07-20 337 76
2017-07-19 342 76
2017-07-18 340 76
2017-07-17 344 75
2017-07-14 349 73
2017-07-13 350 74
2017-07-12 347 73
2017-07-11 350 72
2017-07-10 345 71
2017-07-07 341 71
2017-07-06 337 71
2017-07-05 344 70
2017-07-04 344 72
2017-07-03 344 72
2017-06-30 340 72
2017-06-29 363 72
2017-06-28 360 69
2017-06-27 342 69
2017-06-26 339 67
2017-06-23 342 66
2017-06-22 344 65
2017-06-21 358 66
2017-06-20 357 64
2017-06-19 365 64
2017-06-16 363 65
2017-06-15 395 65
2017-06-14 387 63
2017-06-13 396 65
2017-06-12 402 65
2017-06-09 374 65
2017-06-08 354 66
2017-06-07 348 67
2017-06-06 344 65
2017-06-05 348 64
2017-06-02 345 65
2017-06-01 349 67
2017-05-31 358 67
2017-05-30 357 67
2017-05-29 380 66
2017-05-26 376 67
2017-05-25 375 66
2017-05-24 382 66
2017-05-23 389 65
2017-05-22 417 64
2017-05-19 405 64
2017-05-18 389 65
2017-05-17 389 66
2017-05-16 414 68
2017-05-15 414 69
2017-05-12 409 70
2017-05-11 415 69
2017-05-10 424 69
2017-05-09 440 70
2017-05-08 469 69
2017-05-05 430 72
2017-05-04 397 70
2017-05-03 373 69
2017-05-02 373 69
2017-05-01 360 68
2017-04-28 353 68
2017-04-27 359 68
2017-04-26 361 67
2017-04-25 344 93
2017-04-24 329 91
2017-04-21 322 91
2017-04-20 329 93
2017-04-19 323 86
2017-04-18 316 91
2017-04-17 321 87
2017-04-14 326 87
2017-04-13 313 83
2017-04-12 324 83
2017-04-11 325 82
2017-04-10 318 85
2017-04-07 316 83
2017-04-06 322 83
2017-04-05 323 84
2017-04-04 340 87
2017-04-03 339 85
2017-03-31 344 84
2017-03-30 336 84
2017-03-29 332 73
2017-03-28 335 70
2017-03-27 337 88
2017-03-24 339 87
2017-03-23 345 82
2017-03-22 345 67
2017-03-21 347 81
2017-03-20 358 82
2017-03-17 359 81
2017-03-16 368 75
2017-03-15 371 78
2017-03-14 367 93
2017-03-13 378 94
2017-03-10 359 92
2017-03-09 359 89
2017-03-08 376 87
2017-03-07 375 85
2017-03-06 364 90
2017-03-03 353 98
2017-03-02 358 94
2017-03-01 369 92
2017-02-28 357 90
2017-02-27 363 93
2017-02-24 353 92
2017-02-23 356 92
2017-02-22 355 89
2017-02-21 353 96
2017-02-20 365 92
2017-02-17 362 90
2017-02-16 365 83
2017-02-15 362 84
2017-02-14 357 81
2017-02-13 354 83
2017-02-10 347 84
2017-02-09 345 87
2017-02-08 339 87
2017-02-07 346 83
2017-02-06 352 83
2017-02-03 364 85
2017-02-02 359 84
2017-02-01 358 86
2017-01-31 351 84
2017-01-30 356 84
2017-01-27 357 83
2017-01-26 356 83
2017-01-25 351 86
2017-01-24 341 87
2017-01-23 325 87
2017-01-20 328 83
2017-01-19 325 86
2017-01-18 335 88
2017-01-17 332 88
2017-01-16 332 87

盈透不从事自营交易。但是,某些盈透附属成员(包括受共同控制实体及盈透雇员)持有盈透账户以为其自身目的进行交易。出于监管考虑,盈透的附属成员不被视为客户对待。

以下表格列出了过去12个月从事自营交易的附属成员账户之保证金要求占盈透客户总保证金要求的百分比。

单位:百万美元

月份 附属成员自营保证金要求 盈透客户总保证金要求 附属成员自营保证金要求占盈透客户总保证金要求的百分比
2017-11 $6 $1,264 0.44%
2017-10 $4 $1,315 0.33%
2017-09 $5 $1,225 0.45%
2017-08 $6 $1,171 0.53%
2017-07 $9 $1,224 0.76%
2017-06 $10 $1,099 0.90%
2017-05 $15 $1,324 1.16%
2017-04 $16 $1,258 1.29%
2017-03 $17 $1,224 1.39%
2017-02 $18 $1,288 1.43%
2017-01 $18 $1,255 1.45%
2016-12 $17 $1,184 1.46%

以下表格列出了所欠客户外汇负债的IB杠杆比例。

单位:百万美元

日期 客户 ECP非附属成员 ECP附属成员
2018-01-16 $44 $42 $1
2018-01-15 $42 $40 $2
2018-01-12 $40 $40 $2
2018-01-11 $43 $39 $2
2018-01-10 $39 $35 $2
2018-01-09 $42 $35 $2
2018-01-08 $47 $40 $3
2018-01-05 $45 $42 $12
2018-01-04 $50 $45 $3
2018-01-03 $47 $42 $4
2018-01-02 $49 $40 $4
2018-01-01 $47 $39 $3
2017-12-29 $47 $39 $4
2017-12-28 $46 $39 $3
2017-12-27 $46 $40 $3
2017-12-26 $42 $41 $3
2017-12-25 $40 $40 $3
2017-12-22 $40 $40 $3
2017-12-21 $44 $42 $3
2017-12-20 $46 $43 $3
2017-12-19 $45 $43 $3
2017-12-18 $43 $42 $3
2017-12-15 $42 $40 $3
2017-12-14 $45 $48 $3
2017-12-13 $45 $48 $3
2017-12-12 $46 $46 $3
2017-12-11 $48 $46 $3
2017-12-08 $45 $45 $3
2017-12-07 $48 $47 $3
2017-12-06 $44 $48 $3
2017-12-05 $46 $47 $3
2017-12-04 $47 $47 $1
2017-12-01 $43 $49 $2
2017-11-30 $47 $51 $3
2017-11-29 $46 $50 $3
2017-11-28 $47 $50 $3
2017-11-27 $45 $50 $3
2017-11-24 $43 $50 $3
2017-11-23 $44 $46 $3
2017-11-22 $44 $47 $3
2017-11-21 $43 $44 $3
2017-11-20 $44 $45 $3
2017-11-17 $44 $45 $3
2017-11-16 $42 $48 $4
2017-11-15 $43 $47 $3
2017-11-14 $43 $48 $4
2017-11-13 $41 $48 $3
2017-11-10 $42 $47 $4
2017-11-09 $43 $48 $2
2017-11-08 $44 $48 $3
2017-11-07 $44 $48 $4
2017-11-06 $45 $48 $2
2017-11-03 $43 $44 $3
2017-11-02 $43 $45 $2
2017-11-01 $46 $41 $2
2017-10-31 $42 $41 $2
2017-10-30 $42 $41 $3
2017-10-27 $40 $39 $1
2017-10-26 $47 $43 $2
2017-10-25 $42 $42 $2
2017-10-24 $42 $41 $2
2017-10-23 $46 $42 $2
2017-10-20 $40 $40 $2
2017-10-19 $42 $41 $2
2017-10-18 $41 $40 $1
2017-10-17 $44 $41 $1
2017-10-16 $42 $40 $2
2017-10-13 $37 $39 $2
2017-10-12 $43 $40 $2
2017-10-11 $41 $38 $2
2017-10-10 $42 $38 $3
2017-10-09 $42 $35 $0
2017-10-06 $37 $34 $3
2017-10-05 $40 $35 $3
2017-10-04 $41 $35 $2
2017-10-02 $42 $36 $3
2017-09-29 $39 $34 $3
2017-09-28 $46 $38 $3
2017-10-03 $43 $34 $3
2017-09-27 $43 $36 $3
2017-09-26 $47 $38 $3
2017-09-25 $43 $38 $3
2017-09-22 $41 $38 $3
2017-09-21 $48 $39 $3
2017-09-20 $44 $39 $3
2017-09-19 $41 $40 $3
2017-09-18 $45 $40 $3
2017-09-15 $45 $42 $3
2017-09-14 $44 $43 $4
2017-09-13 $44 $38 $4
2017-09-12 $41 $41 $3
2017-09-11 $40 $40 $3
2017-09-08 $40 $39 $3
2017-09-07 $40 $42 $3
2017-09-06 $39 $41 $3
2017-09-05 $39 $38 $3
2017-09-04 $39 $36 $4
2017-09-01 $39 $35 $11
2017-08-31 $39 $37 $11
2017-08-30 $38 $38 $10
2017-08-29 $39 $40 $11
2017-08-28 $39 $41 $11
2017-08-25 $38 $40 $12
2017-08-24 $39 $40 $10
2017-08-23 $39 $39 $11
2017-08-22 $38 $40 $10
2017-08-21 $38 $41 $8
2017-08-18 $36 $39 $7
2017-08-17 $39 $39 $7
2017-08-16 $41 $39 $11
2017-08-15 $39 $39 $12
2017-08-14 $38 $38 $8
2017-08-11 $36 $38 $6
2017-08-10 $38 $40 $7
2017-08-09 $39 $38 $6
2017-08-08 $38 $39 $10
2017-08-07 $40 $42 $7
2017-08-04 $39 $40 $8
2017-08-03 $42 $44 $8
2017-08-02 $43 $45 $7
2017-08-01 $43 $44 $7
2017-07-31 $44 $47 $7
2017-07-28 $41 $38 $8
2017-07-27 $41 $37 $9
2017-07-26 $43 $36 $10
2017-07-25 $43 $35 $9
2017-07-24 $42 $35 $7
2017-07-21 $40 $35 $7
2017-07-20 $42 $34 $6
2017-07-19 $38 $38 $6
2017-07-18 $39 $36 $8
2017-07-17 $40 $34 $12
2017-07-14 $37 $34 $11
2017-07-13 $40 $34 $7
2017-07-12 $39 $34 $7
2017-07-11 $41 $34 $7
2017-07-10 $40 $36 $7
2017-07-07 $38 $34 $6
2017-07-06 $42 $35 $8
2017-07-05 $39 $35 $6
2017-07-04 $40 $33 $6
2017-07-03 $41 $34 $7
2017-06-30 $39 $33 $7
2017-06-29 $42 $37 $8
2017-06-28 $46 $35 $8
2017-06-27 $43 $35 $7
2017-06-26 $40 $34 $8
2017-06-23 $38 $34 $7
2017-06-22 $42 $35 $7
2017-06-21 $39 $35 $7
2017-06-20 $41 $33 $10
2017-06-19 $38 $34 $7
2017-06-16 $34 $31 $13
2017-06-15 $36 $33 $9
2017-06-14 $37 $32 $4
2017-06-13 $37 $31 $10
2017-06-12 $38 $30 $7
2017-06-09 $32 $30 $10
2017-06-07 $36 $35 $4
2017-06-06 $38 $35 $8
2017-06-05 $38 $34 $0
2017-06-08 $37 $35 $0
2017-06-02 $37 $36 $4
2017-06-01 $39 $34 $0
2017-05-31 $39 $34 $11
2017-05-30 $37 $33 $12
2017-05-29 $37 $33 $6
2017-05-26 $34 $31 $7
2017-05-25 $38 $35 $4
2017-05-24 $37 $35 $10
2017-05-23 $37 $35 $8
2017-05-22 $38 $37 $7
2017-05-19 $34 $33 $6
2017-05-18 $36 $34 $4
2017-05-17 $40 $36 $10
2017-05-16 $40 $36 $9
2017-05-15 $39 $35 $8
2017-05-12 $31 $33 $8
2017-05-11 $36 $33 $5
2017-05-10 $39 $33 $4
2017-05-09 $40 $32 $5
2017-05-08 $37 $31 $5
2017-05-05 $37 $31 $7
2017-05-04 $39 $32 $8
2017-05-03 $39 $32 $4
2017-05-02 $38 $34 $3
2017-05-01 $36 $36 $5
2017-04-28 $33 $35 $9
2017-04-27 $36 $38 $5
2017-04-26 $35 $36 $8
2017-04-25 $38 $33 $10
2017-04-24 $32 $31 $6
2017-04-21 $32 $30 $6
2017-04-20 $36 $33 $4
2017-04-19 $37 $33 $3
2017-04-18 $40 $32 $5
2017-04-17 $34 $32 $5
2017-04-14 $35 $32 $6
2017-04-13 $35 $31 $3
2017-04-12 $36 $32 $5
2017-04-11 $36 $32 $3
2017-04-10 $33 $32 $5
2017-04-07 $33 $33 $3
2017-04-06 $35 $31 $5
2017-04-05 $36 $33 $1
2017-04-04 $38 $32 $1
2017-04-03 $35 $32 $6
2017-03-31 $33 $32 $1
2017-03-30 $42 $34 $2
2017-03-29 $39 $32 $4
2017-03-28 $36 $33 $5
2017-03-27 $38 $31 $5
2017-03-24 $34 $32 $7
2017-03-23 $34 $33 $4
2017-03-22 $38 $34 $8
2017-03-21 $38 $34 $6
2017-03-20 $39 $35 $2
2017-03-17 $37 $38 $3
2017-03-16 $38 $34 $6
2017-03-15 $39 $34 $6
2017-03-14 $39 $33 $2
2017-03-13 $37 $32 $3
2017-03-10 $37 $32 $2
2017-03-09 $40 $35 $4
2017-03-08 $38 $35 $1
2017-03-07 $38 $35 $2
2017-03-06 $36 $34 $1
2017-03-03 $31 $34 $2
2017-03-02 $36 $34 $4
2017-03-01 $34 $32 $0
2017-02-28 $34 $32 $4
2017-02-27 $34 $31 $1
2017-02-24 $32 $30 $1
2017-02-23 $35 $31 $3
2017-02-22 $35 $31 $3
2017-02-21 $36 $30 $2
2017-02-20 $34 $31 $3
2017-02-17 $31 $29 $1
2017-02-16 $35 $31 $2
2017-02-15 $36 $27 $2
2017-02-14 $35 $27 $0
2017-02-13 $36 $29 $1
2017-02-10 $32 $28 $1
2017-02-09 $36 $27 $1
2017-02-08 $35 $27 $2
2017-02-07 $35 $28 $2
2017-02-06 $35 $28 $3
2017-02-03 $33 $28 $3
2017-02-02 $38 $29 $1
2017-02-01 $35 $27 $0
2017-01-31 $37 $29 $2
2017-01-30 $36 $28 $2
2017-01-27 $33 $25 $3
2017-01-26 $36 $28 $1
2017-01-25 $38 $28 $3
2017-01-24 $35 $28 $0
2017-01-23 $34 $30 $2
2017-01-20 $31 $28 $2
2017-01-19 $33 $30 $6
2017-01-18 $34 $31 $1
2017-01-17 $39 $29 $3
2017-01-16 $38 $28 $1



规管披露

请点击下方查看CFTC规则1.55(K)所要求的盈透证券公司特定披露文件。
盈透证券公司特定披露文件,根据CFTC规则1.55(K)和NFA规则2-36(n)




其他信息

其他信息可在全国期货协会网站上获取。在其BASIC系统(http://www.nfa.futures.org/basicnet/)中搜索“Interactive Brokers LLC”,然后点击“Interactive Brokers LLC”,再点击“View Financial Information”,就可以查看FCM资金报告(FCM Capital Report)(每月更新)、FCM客户隔离资金报告(FCM Customer Segregated Funds Report)(每半个月更新)、FCM客户担保金额资金报告(FCM Customer Secured Amount Funds Report)(每半个月更新)以及FCM清算掉期客户抵押报告(FCM Cleared Swaps Customer Collateral Report)(每半个月更新)中的数据。

有关所有期货佣金商的其他财务信息可在商品期货交易佣金(Commodity Futures Trading Commission)中查看此处