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Charts",{"request_context":23,"type":24,"id":1191,"faq_id":1191,"timestamp":691,"cir_id":26},{"request_context":23,"type":24,"id":1093,"faq_id":1093,"timestamp":992,"cir_id":26},{"request_context":23,"type":24,"id":985,"faq_id":985,"timestamp":1196,"cir_id":26},1794538822819,{"request_context":23,"type":295,"id":628,"faq_id":628,"timestamp":308,"cir_id":26},"https:\u002F\u002Fwww.interactivebrokers.com\u002Fibot",{"@type":1200,"server_version":1201,"session_id":1202,"id":1203,"question":1204,"answer":1205,"navigation":1206,"short_description":1215,"similars":1216,"feedback_context":1254,"slug":1256},"FAQ_BROWSER_CONTENT","JFaqHTTP5;-8906411","7a157f6c-691b-43d5-aea0-2e1de7d45052","73524953","How do I transfer shares previously held in an employee share ownership plan?","\u003Cp>Different transfer methods apply depending on the registrar\u002Ftransfer agent that is holding your shares and the stocks you are transferring:\u003C\u002Fp>\u003Cul>\u003Cli>\u003Cstrong>Europe\u003C\u002Fstrong>: If your shares are traded in Europe (e.g. Rio Tinto, Royal Dutch, SAP, HSBC, BP) and held by a European Transfer Agent, you will need to \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F32668732\">select \"Free of Payment Transfer of US Securities as a method\u003C\u002Fa>. Note that you must coordinate a matching transfer instruction with your Transfer Agent. Ensure that instructions are sent to your Transfer Agent and follow their required procedures or guidelines.\u003C\u002Fli>\u003C\u002Ful>\u003Cp>\n\u003C\u002Fp>\u003Cul>\u003Cli>\u003Cstrong>US\u003C\u002Fstrong>: If your shares are traded in the US, registered in the name of the shareholder and held with a US Transfer Agent, you will need to \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F32668748\">select \"Transfer Shares Held at Transfer Agent\" as a method\u003C\u002Fa>. The Direct Registration System allows registered securities to be held in electronic form, at a Transfer Agent, without the need for a physical certificate to evidence ownership. If you have a DRS Advice\u002FStatement from a US Transfer Agent, you may choose to electronically transfer your shares to your Interactive Brokers account using the DRS online transfer method. \u003Cstrong>Please verify the transfer method with the Transfer Agent prior to submitting your request.\u003C\u002Fstrong>\u003C\u002Fli>\u003C\u002Ful>\u003Cp>\n\u003C\u002Fp>\u003Cul>\u003Cli>\u003Cstrong>Canada\u003C\u002Fstrong>: If your shares are traded in Canada, registered in the name of the shareholder and held with a Canadian Transfer Agent, you will need to \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F32668748\">select \"Transfer Shares Held at Transfer Agent\" as a method\u003C\u002Fa>. The Direct Registration System allows registered securities to be held in electronic form, at a Transfer Agent, without the need for a physical certificate to evidence ownership. If you have a DRS Advice\u002FStatement from a Canadian Transfer Agent, please provide us a copy the statement and we will process your transfer request manually. \u003Cstrong>Please verify the transfer method with the Transfer Agent prior to submitting your request.\u003C\u002Fstrong>\u003C\u002Fli>\u003C\u002Ful>\u003Cp>See also \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F32655975\">conditions required for shares originating from an employee share plan to be transferable\u003C\u002Fa>.\u003C\u002Fp>",[1207,1213],{"id":297,"title":298,"feedback_context":1208},{"request_context":1209,"type":1210,"id":297,"faq_id":297,"timestamp":1211,"cir_id":1212},"faq-browser-public,faq-browser-1:JFaqHTTP5-d924c4ae-bdcc-4709-932a-fee2066b22b3","FAQ_NAVIGATION",1794538822832,"74b36011-fb80-4d89-8807-366f7e19548b",{"id":315,"title":316,"feedback_context":1214},{"request_context":1209,"type":1210,"id":315,"faq_id":315,"timestamp":1211,"cir_id":1212},"\u003Cp>Different transfer methods apply depending on the registrar\u002Ftransfer agent that is holding your shares and the stocks you are transferring:\u003C\u002Fp>\u003Cul>\u003Cli>\u003Cstrong>Europe\u003C\u002Fstrong>: If your shares are traded in Europe (e.g. Rio Tinto, Royal Dutch, SAP, HSBC, BP) and held by a European Transfer Agent, you will need to …\u003C\u002Fli>\u003C\u002Ful>",[1217,1230,1238,1246],{"id":1218,"title":1219,"feedback_context":1220,"short_description":1223,"source":1224,"slug":1229},"51679869","When will the cost basis of my position transfer be updated?",{"request_context":1209,"type":1221,"id":1218,"faq_id":1218,"timestamp":1222,"cir_id":1212},"FAQ_SIMILAR",1794538822853,"\u003Cp>In the case of position transfers, certain U.S. transferors (e.g., brokers, stock transfer agents, custodians, stock issuers) are required to provide cost basis information for \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F28227515\">covered\u003C\u002Fa>…\u003C\u002Fp>",{"id":1225,"title":1226,"link":1227,"sourceType":1228},"faq","IBKR FAQs","https:\u002F\u002Fprod.ibkr-web.com\u002Fibconfluence\u002Fpages\u002Fviewpage.action?pageId=51679869","FAQ","will-cost-basis-position-transfer-51679869",{"id":1231,"title":1232,"feedback_context":1233,"short_description":1234,"source":1235,"slug":1237},"73524901","Can I receive a positions transfer from a third party?",{"request_context":1209,"type":1221,"id":1231,"faq_id":1231,"timestamp":1222,"cir_id":1212},"\u003Cp>We do not support position transfers that imply a change of ownership of the assets.\u003C\u002Fp>\u003Cp>However, \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F32655975\">under certain conditions\u003C\u002Fa>, you can \u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Flib\u002Fcstools\u002Ffaq\u002F#\u002Fcontent\u002F73524953\">transfer shares previously held in an employee share ownership plan\u003C\u002Fa>…\u003C\u002Fp>",{"id":1225,"title":1226,"link":1236,"sourceType":1228},"https:\u002F\u002Fprod.ibkr-web.com\u002Fibconfluence\u002Fpages\u002Fviewpage.action?pageId=73524901","receive-positions-transfer-third-party-73524901",{"id":1239,"title":1240,"feedback_context":1241,"short_description":1242,"source":1243,"slug":1245},"32668774","How do I submit an inbound position transfer via DWAC?",{"request_context":1209,"type":1221,"id":1239,"faq_id":1239,"timestamp":1222,"cir_id":1212},"\u003Cp>\u003Cstrong>\u003Ca href=\"https:\u002F\u002Fwww.interactivebrokers.com\u002Fsso\u002Fresolver?action=TransferPositions&type=POSITION_INBOUND&method=DWAC\">INITIATE DWAC TRANSFER\u003C\u002Fa>\u003C\u002Fstrong>\u003C\u002Fp>\u003Cp>Deposit Withdrawal at Custodian (DWAC) is an electronic method of transferring newly issued or certificated shares from a transfer agent serving as a custodian, allowing the conversion of physical certificates into book-entry shares, and is commonly used for company-issued shares resulting from stock options or employee share plans…\u003C\u002Fp>",{"id":1225,"title":1226,"link":1244,"sourceType":1228},"https:\u002F\u002Fprod.ibkr-web.com\u002Fibconfluence\u002Fpages\u002Fviewpage.action?pageId=32668774","submit-inbound-position-transfer-via-32668774",{"id":1247,"title":1248,"feedback_context":1249,"short_description":1250,"source":1251,"slug":1253},"273053153","Why is the Optional Account Number field for Outgoing DRS requests no longer available?",{"request_context":1209,"type":1221,"id":1247,"faq_id":1247,"timestamp":1222,"cir_id":1212},"\u003Cp>The optional Account Number field acted more as a memo or record keeping field for the client but has been removed since it is not used during the DRS transfer.\u003C\u002Fp>\u003Cp>The shares are always sent with the name as displayed on the Outgoing DRS screen and the mailing address on file. If you have an existing account at the Transfer Agent with the same exact information, then they should apply it to that account. However, it is up to the Transfer Agent's discretion as to how they will apply the shares upon arrival. If you do not have an existing account or an account with mismatched information, then the Transfer Agent will open a new account. Any merging between accounts at the Transfer Agent will need to be handled there…\u003C\u002Fp>",{"id":1225,"title":1226,"link":1252,"sourceType":1228},"https:\u002F\u002Fprod.ibkr-web.com\u002Fibconfluence\u002Fpages\u002Fviewpage.action?pageId=273053153","optional-account-number-field-outgoing-273053153",{"request_context":1209,"type":1255,"id":1203,"faq_id":1203,"timestamp":1211,"cir_id":1212},"FAQ_CONTENT","transfer-shares-previously-held-employee-73524953"]