For illustration only, prohibited trading conduct for Singapore clients includes without limitation:
- insider trading - trading based on material non-public information;
- false trading and market rigging transactions - creating a false or misleading appearance of active trading;
- market manipulation - creation of artificial prices through market interference;
- false or misleading statements - making untrue or misleading information about material facts;
- fraudulent inducement - inducing trades by way of false, misleading or deceptive means;
- employment of manipulative and deceptive devices - using any scheme, device or artifice to defraud;
- bucketing - taking client orders without executing them on the market;
- manipulation of price of a derivatives contracts and cornering - artificially affecting derivative prices through various means, including by acquiring sufficient underlying assets;
- dissemination of information about illegal transactions - spreading information about illegal transactions; and
- manipulation of financial benchmarks - creating a false or misleading appearance for financial benchmark.
Additional Information