The Securities Class Action Recovery only covers securities issued by the publicly traded company and not derivative instruments issued by a clearinghouse. Shares acquired via option exercise would be covered, however, assuming that the account holder was an shareholder of record for the period covered by the claim.
Does the Securities Class Action Recovery cover derivatives?
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What happens at expiration if my long put option is in-the-money?
What happens at expiration if my long call option is in-the-money?
How does the IBKR Securities Class Action Recovery service work?
What happens in the event of duplicate class action claims?