Yes, you can block clients from trading certain assets. Use the Pre-Trade Compliance tool to apply trade-related rules and restrictions to an account or to an entire account family.
To access the Pre-Trade Compliance tool:
- Click the User menu (head and shoulders icon in the top right corner) followed by Settings
- Under Account Settings find the Client Settings section and then CLIENT SPECIFIC section
- Click Trading Restrictions
- Click Launch Pre-Trade Compliance and in the next window, click the New Restriction button to create a new restriction setting.
Additional Information
- To find out more about trading restrictions, see the Advisor Portal Users’ Guide.