How do I request an outbound Australian Issuer Sponsored Shares Transfer (SRN)?

In order to create an outbound Australian Issuer Sponsored Shares Transfer request, please follow the steps below:

  1. Login to Client Portal
  2. Click Transfer & Pay followed by Transfer Positions
  3. Select Outgoing
  4. Select the Region as ("Australia")
  5. Select "Australian Issuer Sponsored Shares Transfer"
  6. Provide the requested information
  7. Click on Add Asset and enter the details.

Note

  • SRN transfer is only for a single AU security per request.
  • Please be reminded that ASX settlement rules restrict us from allowing any transfer for less than a marketable parcel. A marketable parcel for equity securities, as defined by ASX Market Rules, is a parcel of securities of not less than $500 based on the previous closing price.
  • Delisted securities cannot be transferred out through this process. You may submit a web ticket through the secure message center for delisted securities.
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