Determine from which account you are missing your consolidated form 1099. If you are missing a consolidated form 1099, please verify that you received interest (including interest on free cash), dividend or payment in lieu, or you sold shares of stock, you bought or sold futures contracts. For the dates when the tax forms will be made available, please see: When will tax forms be available?
Once you have reviewed your account activity from the previous tax year, and, you have determined that you should have received a 1099 for an account, please contact our Client Services department with specific details of transactions, including the name of the security, number of shares/contracts, and the trade date. We will research the issue and will advise you once we have concluded our investigation.