Overview

What is Au10tix and why is it used?…

Au10tix is a streamlined verification process that is done from a smartphone and IBKR will use the verification process.

Au10tix is used for:…

Overview

• We go to great lengths to keep client accounts secure. This document provides recommendations to safely operate and maintain your trading operations with us…

These instructions apply to users who are receiving their statements via sFTP. If you elected to receive your statements via sFTP, you would first need to generate an RSA Key pair.

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GPG Key Generation

To generate a key pair using GPG for Windows:

1. Download the GPG installer for Windows from www.gpg4win.org…

Overview

What is an IP address?…

In this section we will describe the procedures for managing the IP Restrictions. Please be aware that all the changes you submit will not be enforced immediately but will take effect overnight (after our servers have restarted).

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Client accounts domiciled under Interactive Brokers India Pvt. Limited,(IBI) are awarded different account protection services than our IB-LLC and IB-UK clients. There are two major exchanges, the National Stock Exchange of India (NSE) and the Bombay Stock Exchange (BSE), each one has established their own guidelines for investor grievances against exchange members and/or sub –brokers…

Your account is a multi currency account which allows you to transfer, hold and trade any currency IBKR offers. For each currency, cash is segregated in specific bank or custody accounts in different locations where funds have to be sent to depending on the currency. Assets (financial instruments) in your account may be held by different depositories and custodians under IBKR’s street name, depending on the market. For example, DTC for U.S. stocks…

Customer securities accounts at Interactive Brokers LLC are protected by the Securities Investor Protection Corporation ("SIPC") for a maximum coverage of $500,000 (with a cash sublimit of $250,000) and under Interactive Brokers LLC's excess SIPC policy with certain underwriters at Lloyd's of London for up to an additional $30 million (with a cash sublimit of $900,000) subject to an aggregate limit of $150 million. Futures and options on futures are not covered. As with all securities firms, this coverage provides protection against failure of a broker-dealer, not against loss of market value of securities…

In order to ensure the privacy and security of your Reports and Statements, we offer the following file delivery options:

sFTP (Secure FTP) - Recommended Solution…

Protect your account from unauthorized "pull" transfer requests. When enabled, Transfer Lock blocks other financial institutions from pulling assets out of your IBKR account without your direct involvement (via ACATS or ATON transfers), helping guard against fraudulent transfer attempts. Enable or disable it anytime in your account settings. Disabling may take up to 24 hours to take effect…

GPG Key Generation

To generate a key pair using GPG for macOS…

If you elected to receive your statements in an encrypted form, you would first need to generate an RSA Key pair.

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With regard to the assets in the ordinary account, funds and assets of Interactive Brokers U.K. Limited ("IB UK") customers are maintained at Interactive Brokers LLC ("IBLLC"). Customer securities accounts at IBLLC are protected by the Securities Investor Protection Corporation (“SIPC”) for a maximum coverage of $500,000 (with a cash sublimit of $250,000) and under IBLLC's excess SIPC policy with certain underwriters at Lloyd's of London for up to an additional $30 million (with a cash sublimit of $900,000) subject to an aggregate limit of $150 million. Futures, and options on futures are not covered. As with all securities firms, this coverage provides protection against failure of a broker-dealer, not against loss of market value of securities. For more information about SIPC and answers to frequently asked questions (such as how SIPC works, what is protected, how to file a claim, etc.), please refer to the …