1.2 Interactive Brokers 2024 1 2024-04-18T09:04:17Z 2024 1 68.25 0.42 31.22 65.59 2.76 Nasdaq Stock Market XNAS 33.44 1.89 10.42 44.38 38.58 -15 -3.5412 -93027 -24.1105 489997 26.1740 -34160 -8.8682 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 20.66 0.00 16.87 21.37 49.59 0 -17215 -19.4003 100564 17.8518 -31982 -7.6567 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 16.55 0.00 2.36 23.68 10.25 0 -34736 -25.2479 10993 20.9367 -81 -4.4978 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 8.13 0.00 24.95 0.51 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 2.14 0.00 2.93 1.87 0.00 0 -49071 -26.3507 7952 25.5838 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 1.72 0.00 5.52 0.00 0.00 0 0 0.0000 0 0 IEX IEXG 1.58 0.00 2.80 1.07 0.25 0 -5501 -8.8801 -870 -4.3392 -8 -10.0000 Citadel Securities "PRO" CDRG 1.48 0.00 4.73 0.00 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.41 0.00 4.12 0.18 0.00 0 0 0.0000 0 0.0000 0 CBOE BYX Exchange BATY 1.33 0.00 0.26 1.88 0.40 0 251 1.6124 -24 -0.7170 -0 -2.5171 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 1.23 67.59 0.97 0.97 0.17 52542 64.9587 31886 50.2568 11623 28.6357 35 5.7416 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. MIAX PEARL Equities EPRL 1.11 0.00 0.48 1.47 0.00 0 -8255 -26.7243 4201 22.8491 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 51.35 0.34 25.95 70.49 3.22 Nasdaq Stock Market XNAS 25.36 1.08 9.40 30.88 35.80 -102 -6.1769 -824869 -23.1463 1810767 16.4636 -69715 -7.8678 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 18.28 0.00 7.32 21.80 31.49 0 -682588 -17.7136 685056 23.9789 -31217 -11.3243 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 15.97 0.00 3.36 21.26 3.38 0 -344144 -21.0079 76641 12.9869 -281 -12.0970 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 13.48 0.00 5.82 15.90 23.74 0 -174236 -21.4028 433301 16.3595 -51291 -7.8315 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 4.42 0.00 16.32 0.26 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. Blue Ocean ATS, LLC OCEA 2.34 0.00 0.43 3.16 0.00 0 -14178 -8.1887 1887 2.6815 0 IEX IEXD 2.03 0.00 5.81 0.72 0.41 0 -34141 -8.5514 -2445 -3.1464 -20 -8.8517 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 1.69 0.00 6.50 0.00 0.00 0 0 0.0000 0 0 LeveL ATS EBXL 1.62 0.00 6.23 0.00 0.00 0 0 0.0000 0 0 UBS ATS UBSA 1.27 0.00 4.91 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 1.19 0.00 1.09 1.26 0.43 0 2550 0.6339 -802 -2.9857 -2 -6.8983 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 0.99 61.81 1.27 0.63 0.17 134355 30.9187 117260 17.2209 57826 21.8648 740 5.4910 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. CBOE BZX Exchange BATS 0.97 0.00 2.14 0.45 3.02 0 -182972 -24.5356 7428 12.1240 -2963 -8.7409 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 0.95 28.18 0.87 0.89 0.25 35893 26.0766 50459 13.3292 25994 20.2053 0 0.0000 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 94.65 0.29 13.46 54.84 31.40 Chicago Board Options Exchange XCBO 25.70 57.49 36.91 20.32 30.00 -4743 -48.8952 356886 6.9057 -2196412 -53.8699 -2099599 -29.8813 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 20.11 13.85 3.14 31.35 7.82 -2624 -53.5149 -355450 -50.0231 1419824 47.0423 1151942 41.0405 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 12.04 3.68 0.96 10.01 20.42 1188 40.5031 -366444 -40.7056 865874 41.0506 443788 19.4359 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 8.84 0.00 4.34 9.02 10.55 0 1785096 159.6705 42772 0.8239 698683 47.5447 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 5.26 13.31 1.65 4.62 7.86 353 1.9556 -63437 -11.7707 1024098 112.7184 277773 25.2592 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 4.76 0.70 9.68 2.28 7.02 51 5.6466 2471014 52.7539 14229 4.8186 84038 8.3488 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 3.96 0.00 22.61 0.03 2.85 0 2451406 31.7546 5565 33.8641 496869 25.5368 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 3.19 0.00 1.89 5.34 0.00 0 -372657 -46.4283 595173 75.1588 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 3.09 0.00 1.08 5.36 0.00 0 -294942 -48.4056 117627 39.2357 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 2.89 0.23 0.62 0.55 7.99 129 42.8533 -98413 -43.3033 83620 42.9218 161062 8.3742 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 2.16 4.68 0.92 3.68 0.00 1223 35.2403 -214640 -40.8988 331148 30.9024 -188 -41.9843 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2024 2 72.01 0.36 28.89 68.19 2.56 Nasdaq Stock Market XNAS 35.39 2.55 11.33 45.47 43.11 -18 -4.7428 -91749 -24.7683 479346 26.5833 -32898 -9.1895 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 19.09 0.00 14.28 20.20 46.54 0 -13197 -19.1960 85733 17.7264 -31504 -7.8515 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 17.20 0.00 2.27 23.96 8.04 0 -27824 -25.0643 10598 21.7662 -73 -5.1370 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 9.03 0.00 29.66 0.68 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 2.49 0.00 3.62 2.12 0.00 0 -50837 -26.3344 6888 24.8136 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.59 0.00 4.94 0.24 0.00 0 0 0.0000 0 0.0000 0 IEX IEXG 1.54 0.00 2.73 1.08 0.63 0 -4671 -8.8248 -1059 -4.7639 -6 -10.0000 CBOE BYX Exchange BATY 1.36 0.00 0.18 1.88 0.88 0 144 1.5614 -19 -0.5196 -0 -1.7503 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. LeveL ATS EBXL 1.34 0.00 4.65 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "LITE" JNST 1.11 71.07 1.00 0.82 0.16 55353 92.7997 44769 72.5213 10896 28.9646 48 8.0658 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. 55.15 0.35 27.36 69.81 2.48 Nasdaq Stock Market XNAS 28.41 1.39 11.58 34.83 37.36 -87 -2.7314 -981169 -25.4910 2370536 19.7350 -74536 -7.7189 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 17.10 0.00 7.78 20.39 29.78 0 -853734 -22.8864 727797 23.5114 -31144 -11.1315 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 15.15 0.00 3.82 20.09 3.09 0 -407749 -23.7160 91584 14.5645 -235 -8.5648 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 13.11 0.00 6.62 15.29 25.05 0 -186245 -21.9241 491902 16.5194 -51459 -7.2090 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 4.95 0.00 16.80 0.51 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. IEX IEXD 2.06 0.00 5.62 0.73 0.29 0 -36647 -8.6202 -2793 -3.1078 -15 -9.7355 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Blue Ocean ATS, LLC OCEA 1.67 0.00 0.39 2.24 0.00 0 -11399 -9.2385 2091 3.3601 0 HRT Execution Services LLC HRTF 1.40 0.00 5.11 0.00 0.00 0 0 0.0000 0 0 LeveL ATS EBXL 1.36 0.00 4.96 0.00 0.00 0 0 0.0000 0 0 CBOE BYX Exchange BATY 1.27 0.00 0.79 1.49 0.31 0 2188 0.6058 -956 -2.8572 -2 -5.1557 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Jane Street Capital LLC "LITE" JNST 1.21 65.46 1.42 0.84 0.23 233751 47.1209 161620 23.4423 66676 24.7404 617 8.6078 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. XTX Execution Services LLC XTXE 0.94 0.00 3.04 0.16 0.00 0 0 0.0000 0 0.0000 0 Citadel Securities "LITE" CDED 0.94 24.82 0.80 0.89 0.27 41207 32.4211 45120 16.1249 30301 22.3893 0 0.0000 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. UBS ATS UBSA 0.90 0.00 3.27 0.00 0.00 0 0 0.0000 0 0 98.59 0.26 13.60 54.62 31.52 Chicago Board Options Exchange XCBO 22.16 56.95 32.83 17.68 25.02 -3622 -47.1363 -58300 -1.2245 -1957004 -53.0931 -1985747 -28.2588 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 20.72 12.55 3.52 32.14 8.41 -3812 -58.4637 -388543 -51.0852 1515245 47.9299 376878 13.1486 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 12.55 4.42 0.84 9.54 22.88 1341 40.2450 -363588 -41.2038 795932 41.2999 438194 19.7583 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 9.48 0.00 3.38 9.99 11.30 0 1700834 185.0317 704734 13.8001 676055 47.8738 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 6.23 18.18 2.12 5.75 8.75 -1 -0.0029 -46164 -8.0350 1332709 113.1673 308454 25.5525 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 4.94 0.33 10.79 2.01 7.52 8 2.3100 2248473 54.8958 7082 2.7959 69799 7.1150 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 3.86 0.00 22.39 0.03 2.54 0 2285694 32.8124 4967 35.2953 635241 27.3814 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 3.39 0.00 2.07 5.69 0.00 0 -378083 -46.8695 651816 75.6205 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 2.92 0.40 0.73 0.39 8.28 135 44.6126 -108939 -43.2739 54386 44.0375 216428 11.3430 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 2.73 3.95 1.10 4.70 0.00 2427 49.1848 -262534 -40.8532 530525 43.6818 -118 -42.5942 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 2.71 0.00 1.22 4.65 0.00 0 -287222 -47.8772 123721 39.1620 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 2024 3 75.63 0.35 26.99 70.38 2.29 Nasdaq Stock Market XNAS 38.11 2.68 11.76 48.28 41.36 -46 -7.6735 -91079 -24.7371 484052 26.7308 -34740 -9.3205 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 17.44 0.00 2.34 23.57 9.60 0 -26563 -25.0061 11114 23.1123 -8 -2.4940 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 16.30 0.00 8.50 18.36 47.43 0 -15809 -20.3747 83260 17.6487 -30617 -8.1686 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 8.93 0.00 31.42 0.64 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. NYSE Arca ARCX 2.89 0.00 3.83 2.64 0.00 0 -47407 -25.6370 10040 25.1526 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. XTX Execution Services LLC XTXE 1.83 0.00 6.14 0.25 0.00 0 0 0.0000 0 0.0000 0 IEX IEXG 1.65 0.00 3.38 1.04 0.17 0 -5046 -8.7799 -1030 -4.6130 -2 -10.0000 Citadel Securities "PRO" CDRG 1.18 0.00 4.38 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "LITE" JNST 1.11 73.04 0.98 0.84 0.14 61794 105.1413 40633 74.8402 10176 28.5777 11 4.4536 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. LeveL ATS EBXL 1.07 0.00 3.96 0.00 0.00 0 0 0.0000 0 0 59.30 0.31 25.62 71.75 2.31 Nasdaq Stock Market XNAS 27.29 1.22 10.13 33.29 34.88 -45 -2.1098 -953019 -25.0706 2326711 19.9120 -81118 -8.2506 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca ARCX 17.53 0.00 7.45 20.77 30.91 0 -820441 -21.7742 709756 23.3113 -34652 -10.0519 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE EDGX Exchange EDGX 16.04 0.00 3.57 20.95 4.02 0 -373272 -22.8808 85337 14.3412 -131 -7.0260 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. New York Stock Exchange XNYS 12.05 0.00 4.48 14.39 24.91 0 -220707 -21.6400 513246 15.8102 -54054 -7.9501 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. IBKR ATS IATS 4.49 0.00 16.58 0.34 0.00 0 0 0.0000 0 0.0000 0 IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports. Blue Ocean ATS, LLC OCEA 3.29 0.00 0.45 4.42 0.00 0 -10406 -8.3509 2311 3.2142 0 IEX IEXD 2.00 0.00 6.00 0.64 0.39 0 -36311 -8.7240 -2584 -2.7836 -14 -9.7886 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. HRT Execution Services LLC HRTF 1.49 0.00 5.81 0.00 0.00 0 0 0.0000 0 0 XTX Execution Services LLC XTXE 1.23 0.00 4.29 0.18 0.00 0 0 0.0000 0 0.0000 0 LeveL ATS EBXL 1.19 0.00 4.66 0.00 0.00 0 0 0.0000 0 0 Jane Street Capital LLC "LITE" JNST 1.04 65.53 1.27 0.70 0.19 184038 42.6319 172003 22.6550 62200 22.5863 559 7.2809 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. CBOE BYX Exchange BATY 0.92 0.00 0.74 1.01 0.39 0 2300 0.6692 -776 -2.6322 -1 -4.0568 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Citadel Securities "LITE" CDED 0.92 26.38 0.79 0.87 0.30 44689 32.1515 49466 15.3637 32968 20.8262 0 0.0000 IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders. CBOE BZX Exchange BATS 0.88 0.00 2.25 0.33 2.91 -0 -30.0000 -209689 -25.3910 10190 12.6589 -3270 -8.9795 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. 99.70 0.25 13.12 53.87 32.75 Chicago Board Options Exchange XCBO 21.47 61.61 34.90 16.70 23.62 -3730 -48.9769 12651 0.2703 -1768382 -49.2159 -2006092 -29.3219 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. NYSE Arca Options ARCO 19.78 11.39 3.21 30.65 8.60 -3244 -58.1380 -357343 -51.0837 1428598 45.4290 -383017 -12.8643 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. CBOE C2 Exchange C2OX 12.70 3.53 0.73 8.79 24.00 1629 40.4720 -290690 -41.2921 750094 41.3332 516379 20.0622 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe EDGX Options Exchange EDGO 9.69 0.00 3.23 10.19 11.52 0 1721401 194.2593 767914 14.5094 772208 48.1872 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq ISE XISX 7.11 15.81 2.04 7.14 9.02 4934 20.9594 -9615 -1.7239 1552017 112.8227 380258 25.8224 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq PHLX XPHL 5.06 0.32 11.42 2.27 7.12 -21 -11.4946 2067689 55.2403 22868 6.9409 77153 6.0800 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Cboe BZX Options Exchange BATS 3.60 0.00 1.90 6.22 0.00 0 -352421 -47.1439 699762 79.8919 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq MRX MCRY 3.53 0.00 20.41 0.08 2.49 0 1891496 31.9425 20124 40.1053 718040 26.6940 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. MIAX Emerald Exchange EMLD 3.00 0.31 0.68 0.31 8.38 31 48.1692 -93815 -44.1844 27264 43.3506 281201 14.6036 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq GEMX GMNI 2.98 3.89 1.10 5.25 0.00 1596 48.6992 -250266 -41.2979 594720 43.3769 -867 -42.1331 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients. Nasdaq Options Market XNDQ 2.62 0.00 1.36 4.53 0.00 0 -259101 -47.6606 132914 36.3550 0 To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.