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Section 13 Subscription Election

This page lets advisors subscribe to Form 13F and Schedule 13D/13G alerts. Note that advisors must subscribe to a report on this page before they can enable their account to receive the report on the Section 13 Designate Aggregated Report Recipients page.

To subscribe to these alerts:

  1. Click Manage Account > Settings > Compliance > Section 13 > Subscription Election.

  1. Click Yes or No and then click Continue.
  2. Click Yes or No for each type of alert, reminder and report that you would like to receive.
  3. Choose how you would like to receive these alerts: via email and in the Message Center or only in the Message Center.
    Click Confirm.