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Section 13 On Demand Report Request

Use this page to submit requests for Form 13F and Schedules 13D/G reports and view the status of all report requests. There are two ways to request a report:

You can cancel a report request whose status is Pending.

Rules for On Demand Report Generation

To submit an on demand report request by group

  1. Click Manage Account > Settings > Compliance > Section 13 > On Demand Reporting.

The Section 13 On Demand Report Request page opens, showing all current report requests.

  1. Select a monitoring group from the Select Group info drop-down. The Monitoring Type will be automatically set to the correct monitoring type for that group.
  1. Click Generate Report.
  2. View the report on the Reports > Supplemental > Compliance page in Account Management.

To submit an on demand report request by monitoring type

  1. Click Manage Account > Settings > Compliance > Section 13 > On Demand Reporting.
  2. Select a monitoring type from the drop-down.
  3. If you selected Form 13F, select the year and quarter.

If you selected Schedules 13D/G, enter a CUSIP, a starting date and an ending date.

  1. Click Generate Report.
  2. View the report on the Reports > Supplemental > Compliance page in Account Management.

To cancel a report request

  1. Click Manage Account > Settings > Compliance > Section 13 > On Demand Reporting.
  2. In the list of report requests, click the red X icon in the Actions column to cancel any report request whose status is Pending.