Turnkey Solutions for Advisors of Any Size
IBKR offers turnkey solutions that help advisors of any size build competitive advantage, efficiently manage their business and serve clients at the lowest cost.
Advisor Model Marketplace
The Advisor Model Marketplace is a centralized repository of model portfolios provided by third-party vendors. Model portfolios can help you spend more time with clients by reducing the administrative burden of managing client-specific portfolios. In addition, you may find that model portfolios simplify the process of investing client assets, serve as the basis for creating custom model portfolios, assist in scaling your business and help with regulatory compliance.
You will need to subscribe to Model Portfolios and the Model Marketplace to review our offering of third-party vendor models. Subscribe by logging in to Advisor Portal and selecting the Settings > Account Settings menu item. Click the Configure (gear) icon next to Model Marketplace to subscribe to both.
Once subscribed, you can access the Model Marketplace via the Advisor Setup window in Trader Workstation (TWS) and import models to store as target allocations for your investments, reallocate client funds to newly added model portfolios and periodically rebalance existing portfolios.
Support Global Clients from a Single Integrated Master Account
Interactive Brokers has clients from more than 200 countries and territories. With our new global financial advisor account structure, advisors can now support clients from any jurisdiction with a single, integrated advisor master account.
Advisors still need to apply for an IBKR account and meet the requirements for offering advisory services within any given jurisdiction in which they would like to offer services.
Advisors interested in learning more about the Global Master Account should contact firstname.lastname@example.org.
Greenwich Compliance Helps US Advisors with Registration and Compliance Needs
Greenwich Advisor Compliance Services Corporation (Greenwich Compliance) was launched in 2016 to help advisors trading on the Interactive Brokers platform meet their compliance and registration needs in the United States.
We offer resources and services to help advisors with issues ranging from registration to day-to-day compliance and can help advisors of all stripes, from established registered advisors to those just starting their own firms. Greenwich Compliance professionals have regulatory and industry experience and can help advisors navigate the maze of regulatory requirements and compliance obligations that they face.
Whether you are transitioning from a financial advisory firm, big bank, or a wire house or just starting your own firm, you are likely to have questions about the complex SEC and state registration requirements. Greenwich Compliance professionals are available for a free consultation to answer your questions about when and where to register.
Greenwich Compliance offers direct expert registration and start-up compliance services. At a reasonable cost, Greenwich Compliance professionals take an active role in helping firms through the registration process, including assistance with:
- Preparing and completing Form ADV and other SEC or state application documents your firm or staff need to file.
- Drafting client agreements, compliance documents and manuals.
- Locating third-party providers offering operational and administrative start-up services commonly used by new businesses.
Greenwich Compliance gives advisors customized service and puts in the time to know you and your firm’s needs. We strive to provide you with a tailored approach to get you started on the road to running the properly registered and compliant firm your regulators and clients expect.
Advisors on the Interactive Brokers trading platform can contact Greenwich Compliance for answers to their basic day-to-day compliance questions. Greenwich Compliance will also help guide advisors who need targeted compliance services to third-party providers that specialize in a variety of advisor compliance services, many of whom offer discounts to advisors trading through IB.
Visit Greenwich Compliance for more information.