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Reg-SHO Restricted Stocks

The following stocks are listed on the Reg-SHO watch list. Reg-SHO is a US regulation governing stock shortability. In general, Reg-SHO restricted stocks are not permitted for shorting. However, IB may allow Reg-SHO stocks to be shorted when inventory conditions permit. The main shortable list defines the actual availability.

Please see following web page from the NYSE for additional information: http://www.nyse.com/threshold/ regarding Reg SHO and restricted stocks.

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Last updated: Tue, 21.Apr.15 07:13EDT

SymbolCurrencyLong Name 
BIS USD ProShares UltraShort Nasdaq Biotechnology Check Availability
CIZ USD COMPASS EMP DEVELOPED ETF Check Availability
DXJS USD WISDOMTREE JAPAN HEDGED SMAL Check Availability
GBSN USD GREAT BASIN SCIENTIFIC INC Check Availability
GENE USD Genetic Technologies Ltd Check Availability
IFV USD FIRST TRUST DW FOCUS 5 INTL Check Availability
KONE USD Kingtone Wirelessinfo Solution Holding Ltd Check Availability
NVGN USD Novogen Ltd Check Availability
PPHMP USD Peregrine Pharmaceuticals Inc Check Availability
RIBT USD NutraCea Check Availability
SYRX USD Sysorex Global Holding Corp Check Availability
TVIX USD VelocityShares Daily 2x VIX Short Term ETN Check Availability
VGIT USD Vanguard Intermediate-Term Government Bond ETF Check Availability
VGLT USD Vanguard Long-Term Government Bond ETF Check Availability