{"id":180111,"date":"2021-06-14T13:57:00","date_gmt":"2021-06-14T17:57:00","guid":{"rendered":"https:\/\/ibkrcampus.com\/glossary-terms\/registration-statement\/"},"modified":"2023-01-22T13:34:39","modified_gmt":"2023-01-22T18:34:39","slug":"registration-statement","status":"publish","type":"glossary-terms","link":"https:\/\/www.interactivebrokers.com\/campus\/glossary-terms\/registration-statement\/","title":{"rendered":"Registration Statement"},"content":{"rendered":"<p>A required document filed with the SEC during the registration of a new security with the following information: <\/p>\n<ul>\n<li>The character of the issuer&#8217;s business.<\/li>\n<li>A balance sheet created within 90 days prior to the filing of the registration statement.<\/li>\n<li>Financial statements that show profits and losses for the latest fiscal year and for the two proceeding fiscal years.<\/li>\n<li>The amount of capitalization and use of the proceeds of the sale.<\/li>\n<li>Monies paid to affiliated persons or businesses of the issuer.<\/li>\n<li>Shareholders of senior officers, directors, and underwriters, and identification of individuals holding at least 10% of the company&#8217;s securities.<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>A required document filed with the SEC during the registration of a new security with the following information: The character of the issuer&#8217;s business. A balance sheet created within 90 days prior to the filing of the registration statement. Financial statements that show profits and losses for the latest fiscal year and for the two proceeding fiscal years. The amount of capitalization and use of the proceeds of the sale. Monies paid to affiliated persons or businesses of the issuer. 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