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Transfer Assets to an Advisor-Managed Account

Individual account holders can transfer all of their assets from their existing account to an Advisor-managed account. When you do this, your existing account is automatically closed.

Note:  The Account Titles and Tax IDs for your existing account and the new Advisor Client account must match.

To transfer all of your assets into an Advisor-managed account

  1. Identify an Advisor-managed account you want to join as a client, then request that Advisor to initiate a client account invitation.
  2. Complete or have the Advisor complete the Advisor Client Account Application.
  1. Once your Advisor Client Account is open, log into Account Management with the username and password of your original account.
  2. Click Funds Management in the left pane, then click Position Transfers.
  1. If the Secure Login System page opens, this means that your account is enrolled in the Secure Login System and you must use your security device to log into the Fund Transfers page:
  1. Enter your username, then click OK.
  2. Read the instructions on the screen carefully, then enter the response string from your security device or temporary password and click OK.
  1. In the Transfer Method list, select Transfer of Assets - To an IB Advisor-Managed Account.
  2. Enter the following information in the fields provided:
  1. Click Continue.
  2. Confirm your identity by entering the confirmation number sent to you via email, then click Confirm.

Your original account will be closed when your assets are transferred to an Advisor-managed account.

 


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