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Account Administration

This chapter describes the Account Administration functions in Account Management system. It includes the following topics:

• Link Existing Accounts
• Client Accounts
• Registered Representatives
• Create Additional Account
• Client OATS Settings
• Traders
• Trading Limits
• Add an Account
• Third Party Custodians
• Money Manager Assignment
• Duplicate Client Accounts
• Client Security
• Authorizations
• Wealth Manager Assignment
• User Access Rights
• IP Restrictions
• Update Your W-9
• Financial Information
• Regulatory Information
• Account Information
• Linking to an Advisor- or Broker-Managed Account
• Broker Declaration
• Pricing Structure
• Excess Funds Sweep
• Investor Category
• Transfer on Death
• Advisor Qualifications
• Accredited Investor Qualifications
• Private Placements
• White Branding
• Print Account Details
• Client Account Templates
• Account Alias
• Audit Trail
• Close an Account
• Base Currency
• Re-Open Account
• Closure Status
• Hedge Fund Capital Introduction Program - Third-Party Administrator

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