View Shortable Stocks

Reg-SHO Restricted Stocks

The following stocks are listed on the Reg-SHO watch list. Reg-SHO is a US regulation governing stock shortability. In general, Reg-SHO restricted stocks are not permitted for shorting. However, IB may allow Reg-SHO stocks to be shorted when inventory conditions permit. The main shortable list defines the actual availability.

Please see following web page from the NYSE for additional information: http://www.nyse.com/threshold/ regarding Reg SHO and restricted stocks.

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Last updated: Thu, 23.May.13 07:02EDT

Symbol	Currency	Long Name
ACUR	USD	Acura Pharmaceuticals Inc	Check Availability
AFFY	USD	Affymax Inc	Check Availability
APPA	USD	AP Pharma Inc	Check Availability
ASEA	USD	Global X Asean 40 ETF	Check Availability
BPFHP	USD	Boston Private Financial Holdings Inc	Check Availability
BSCI	USD	Guggenheim BulletShares 2018 Corporate Bond ETF	Check Availability
CBMX	USD	CombiMatrix Corp	Check Availability
COPX	USD	Global X Copper Miners ETF	Check Availability
CRMD	USD	Cormedix Inc	Check Availability
CSM	USD	ProShares Credit Suisse 130-30	Check Availability
DBBR	USD	db-X MSCI Brazil Currency-Hedged Equity Fund	Check Availability
DBEF	USD	db-X MSCI EAFE Currency-Hedged Equity Fund	Check Availability
DBIZ	USD	ADVISORSHARES PRICING TURNER	Check Availability
DBOEY	USD	Deutsche Boerse AG	Check Availability
DCGD	USD	DISCOVERY GOLD CORP	Check Availability
DEF	USD	Guggenheim Defensive Equity ETF	Check Availability
DGLD	USD	VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index Excess Return	Check Availability
DGZ	USD	PowerShares DB Gold Short ETN	Check Availability
DIV	USD	GLOBAL SUPERDIVIDEND US ETF	Check Availability
DRN	USD	Direxion Daily Real Estate Bull 3x Shares	Check Availability
DSLV	USD	VelocityShares 3x Inverse Silver ETN linked to S&P GSCI Silver Inverse Index	Check Availability
DSS	USD	Document Security Systems Inc	Check Availability
DSUM	USD	PowerShares Chinese Yuan Dim Sum Bond Portfolio	Check Availability
DVYE	USD	iShares Emerging Markets Dividend Index Fund	Check Availability
DWAS	USD	PowerShares DWA SmallCap Technical Leaders Portfolio	Check Availability
DZZ	USD	PowerShares DB Gold Double Short ETN	Check Availability
EARN	USD	ELLINGTON RESIDENTIAL MORTGA	Check Availability
EDZ	USD	Direxion Daily Emerging Markets Bear 3X Shares	Check Availability
EEV	USD	ProShares UltraShort MSCI Emerging Markets	Check Availability
ENSV	USD	Enservco Corp	Check Availability
EUFN	USD	iShares MSCI Europe Financial Sector Index Fund	Check Availability
EVSV	USD	Transfer Technology International Corp	Check Availability
EWRI	USD	Guggenheim Russell 1000 Equal Weight ETF	Check Availability
EWV	USD	ProShares UltraShort MSCI Japan	Check Availability
EZJ	USD	ProShares Ultra MSCI Japan	Check Availability
FANDY	USD	FirstRand Ltd	Check Availability
FAZ	USD	Direxion Daily Financial Bear 3X Shares	Check Availability
FCAN	USD	First Trust Canada AlphaDEX Fund	Check Availability
FDD	USD	First Trust STOXX European Select Dividend Income Fund	Check Availability
FDM	USD	First Trust Dow Jones Select Microcap Index Fund	Check Availability
FEMS	USD	First Trust Emerging Markets Small Cap AlphaDEX Fund	Check Availability
FPE	USD	FT-PREFERRED SECUR & INC ETF	Check Availability
FPX	USD	First Trust US IPO Index Fund	Check Availability
FSGI	USD	First Security Group Inc-TN	Check Availability
FXO	USD	First Trust Financial AlphaDEX Fund	Check Availability
FXU	USD	First Trust Utilities AlphaDEX Fund	Check Availability
FXZ	USD	First Trust Materials AlphaDEX Fund	Check Availability
GAL	USD	SPDR SSgA Global Allocation ETF	Check Availability
GASX	USD	Direxion Daily Natural Gas Related Bear 3X Shares	Check Availability
GBSX	USD	GBS Enterprises Inc	Check Availability
GLL	USD	ProShares UltraShort Gold	Check Availability
GRH PRC	USD	GreenHunter Energy Inc	Check Availability
HILO	USD	EGShares Low Volatility Emerging Markets Dividend ETF	Check Availability
HRTPY	USD	HRT Participacoes em Petroleo SA	Check Availability
IBCD	USD	ISHARES 2020 INV GRADE CORP	Check Availability
INDL	USD	Direxion Daily India Bull 3x Shares	Check Availability
INVA	USD	Inova Technology Inc	Check Availability
ITR	USD	SPDR Barclays Capital Intermediate Term Corporate Bond ETF	Check Availability
JALA	USD	Super Light Inc	Check Availability
JUNR	USD	Global X S&P-TSX Venture 30 Canada	Check Availability
KBWP	USD	PowerShares KBW Property & Casualty Insurance Portfolio	Check Availability
KBWY	USD	PowerShares KBW Premium Yield Equity REIT Portfolio	Check Availability
LGLV	USD	SPDR RUSSELL 1000 LOW VOLATI	Check Availability
LNCGY	USD	Linc Energy Ltd	Check Availability
LOTE	USD	Bold Energy Inc	Check Availability
LPTH	USD	Lightpath Technologies Inc	Check Availability
MARA	USD	American Strategic Minerals Corp	Check Availability
MDABY	USD	Meda AB	Check Availability
MDIV	USD	First Trust NASDAQ US Multi-Asset Diversified Income Index Fun	Check Availability
MEDT	USD	MediaTechnics Corp	Check Availability
MLPA	USD	Global X MLP ETF	Check Availability
PEJ	USD	Powershares Dynamic Leisure & Entertainment Portfolio	Check Availability
PHDG	USD	PS S&P DOWNSIDE HDGD	Check Availability
PIE	USD	PowerShares DWA Emerging Markets Technical Leaders Portfolio	Check Availability
PIZ	USD	PowerShares DWA Developed Markets Technical Leaders Portfolio	Check Availability
PMCM	USD	Primco Management Inc	Check Availability
PNPFF	USD	Pinetree Capital Ltd	Check Availability
QCLN	USD	First Trust NASDAQ Clean Edge Green Energy Index Fund	Check Availability
ROOF	USD	IQ US Real Estate Small Cap ETF	Check Availability
RPV	USD	Guggenheim S&P 500 Pure Value ETF	Check Availability
RUSL	USD	Direxion Daily Russia Bull 3x Shares	Check Availability
RVXCF	USD	Resverlogix Corp	Check Availability
RXI	USD	iShares S&P Global Consumer Discretionary Sector Index Fund	Check Availability
RYF	USD	Guggenheim S&P 500 Equal Weight Financials ETF	Check Availability
SAPXD	USD	Seven Arts Entertainment Inc	Check Availability
SCO	USD	ProShares UltraShort DJ-UBS Crude Oil	Check Availability
SCON	USD	Superconductor Technologies Inc	Check Availability
SDD	USD	ProShares UltraShort SmallCap600	Check Availability
SDIV	USD	Global X SuperDividend ETF	Check Availability
SFES	USD	Safestitch Medical Inc	Check Availability
SGLB	USD	Sigma Labs Inc	Check Availability
SOXL	USD	Direxion Daily Semiconductors Bull 3x Shares	Check Availability
SOXS	USD	Direxion Daily Semiconductors Bear 3x Shares	Check Availability
SPHD	USD	POWERSHARES S&P 500 HIGH DIV	Check Availability
SRTY	USD	ProShares UltraPro Short Russell2000	Check Availability
SUPN	USD	Supernus Pharmaceuticals Inc	Check Availability
SVXY	USD	ProShares Short VIX Short-Term Futures ETF	Check Availability
TAGG	USD	TagLikeMe Corp	Check Availability
TAN	USD	Guggenheim Solar ETF	Check Availability
TCEHY	USD	Tencent Holdings Ltd	Check Availability
TDIV	USD	First Trust NASDAQ Technology Dividend Index Fund	Check Availability
TELNY	USD	Telenor ASA	Check Availability
TMF	USD	Direxion Daily 20 Year Plus Treasury Bull 3x Shares	Check Availability
TMKXY	USD	TMK OAO	Check Availability
TNA	USD	Direxion Daily Small Cap Bull 3X Shares	Check Availability
TNIB	USD	pH Environmental Inc	Check Availability
TRMD	USD	Torm A-S	Check Availability
UCO	USD	ProShares Ultra DJ-UBS Crude Oil	Check Availability
UGA	USD	United States Gasoline Fund LP	Check Availability
UGAZ	USD	VelocityShares 3x Long Natural Gas ETN	Check Availability
UKK	USD	ProShares Ultra Russell2000 Growth	Check Availability
UOMO	USD	UOMO Media Inc	Check Availability
VCIT	USD	Vanguard Intermediate-Term Corporate Bond ETF	Check Availability
VEGA	USD	AdvisorShares STAR Global Buy-Write ETF	Check Availability
VTIP	USD	VANGUARD SHORT-TERM TIPS	Check Availability
WHX	USD	Whiting USA Trust I	Check Availability
WWAV	USD	WHITEWAVE FOODS CO - A	Check Availability
XLP	USD	Consumer Staples Select Sector SPDR Fund	Check Availability
XMLV	USD	POWERSHARES S&P MIDCAP LOW V	Check Availability
XSLV	USD	POWERSHARES S&P SMALLCAP LOW	Check Availability
YMLI	USD	YORKVILLE HIGH INCOME MLP ET	Check Availability
YTRV	USD	Yaterra Ventures Corp	Check Availability
ZSL	USD	ProShares UltraShort Silver	Check Availability