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IB Comment Letters and Papers
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Comment Letter/Paper
Release Date
Testimony of Thomas Peterffy to the Senate Subcommittee on Securities, Insurance, AND investment and The Senate Permanent Subcommittee on Investigations
December 8, 2010
Thomas Peterffy Speech at the World Federation of Exchanges
October 11, 2010
Comments of Thomas Peterffy, Chairman and C.E.O., Interactive Brokers Group, Before The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
June 24, 2010
Eurex Letter
June 27, 2007
Speech Of Thomas Peterffy Before The International Options Markets Association
April 12, 2005
IB Group Comment Letter on Amended Proposed Regulation NMS S-7-10-04
January 24, 2005
IBG Comment Letter on Second Amended NYSE Hybrid Rules SR NYSE 2004 5
December 14, 2004
Why Some Dealers and Exchanges Have Been Slow to Automate (Thomas Peterffy and David Battan, Financial Analysts Journal, 2004)
July/August 2004
Introductory Statement of IB Group Chairman Thomas Peterffy at SEC Hearing on Reg. NMS Market Structure Proposal
April 21, 2004
Written Hearing Testimony of IB Group Chairman Thomas Peterffy Regarding SEC's Reg NMS Market Structure Proposal
March 26, 2004
IB Group Comment Letter in Support of Eurex U.S. Futures Exchange
October 21, 2003
IB Group Comment Letter to SEC in Support of Amended Boston Options Exchange Trading Rules
September 16, 2003
IB Comment Letter to SEC Supporting Rule Change by the PHLX to Delete the Prohibition Against the Delivery of Electronically Generated Orders
July 22, 2003
Investment Strategy - Thomas Peterffy, Chairman
May 13, 2003
IB Group Comment Letter to SEC in Support of Boston Options Exchange Trading Rules
February 12, 2003
IB Group Comment Letter to SEC in Support of PCX Plus Electronic Option Trading System
December 9, 2002
White Paper by Thomas Peterffy for SEC Market Structure Hearings: "Why Haven't Dealers and Exchanges More Fully Automated the Handling and Execution of Orders?
November 12, 2002
IB Comment Letter to SEC Opposing CBOE Cancellation Fee of $1.00 for Customer Option Orders
August 24, 2001
IB Comment Letter to SEC Opposing CBOE 15 Second Speed Bump Rule for Public Options Customers
May 1, 2001
IB Comment Letter to SEC Opposing Amex and PHLX Rules Preventing Customers From Sending Two-Sided Orders
March 13, 2001
IB Comment Letter to SEC Opposing CBOE Rule that Prevents Customers from Creating and Transmitting Orders Electronically
January 2, 2001
IB Comment Letter to SEC on Proposed Rules Regarding Disclosure of Order Routing and Execution Practices, File No. S7-16-00
September 22, 2000
IB Comment Letter to SEC Opposing PCX 15 Second Speed Bump Rule for Public Options Customers
August 15, 2000
IB Group Comment Letter to SEC Regarding SEC Concept Release on Market Fragmentation
April 28, 2000
Supplemental Comments of Interactive Brokers Group to SEC Regarding Option Market Linkage Plans
April 10, 2000
Comment Letter of Interactive Brokers Group to SEC on Option Market Linkage Plans
April 3, 2000
IB Group Comment Letter to SEC Urging Market Data Distribution Free of Charge to Public Customers
March 31, 2000
IB Comment Letter to SEC Opposing New Margin Requirements for Pattern Day Traders
February 15, 2000
IBComment Letter to SEC Urging Elimination of the Short Sale Rule
December 29, 1999
IB Comment Letter to SEC Opposing CBOE Rule Kicking Customer Orders Out of Auto-EX Where Autoquote Is Locked/Crossed with Booked Order (CBOE 99-61)
December 21, 1999
IB Comment Letter to SEC Opposing CBOE Rule Kicking Customer Orders Out of Auto-EX Where CBOE Quotes Are Locked/Crossed with Other Markets (CBOE 99-57)
December 21, 1999
IB Comment Letter to SEC Opposing ISE Rule that Prevents Customers from Creating and Transmitting Orders Electronically
November 16, 1999